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OTC · USD

OMCC

OLD MARKET CAPITAL Corp

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Tapewire entity
9599
SEC CIK
0001000045
Parsed reports
211

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2020 Filed Jun 9, 2020 19:14 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 885 $6.85 $6,062.25
Disclosure

SEC source: 0001496701-20-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,518

F1 · price: Represents the average purchase price.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:39 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 18,980 $8.25 $156,585.00
Disclosure

SEC source: 0001398344-20-012371 · fp0054690_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056,493

F5 · price: This transaction was executed in multiple trades at prices ranging from $8.00 to $8.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 21:39 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 832 $6.84 $5,690.88
Disclosure

SEC source: 0001398344-20-012371 · fp0054690_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037,513

F4 · price: This transaction was executed in multiple trades at prices ranging from $6.79 to $6.85. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 22:47 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 9,838 $8.90 $87,558.20
Disclosure

SEC source: 0001398344-20-005566 · fp0051764_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036,681

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.74 to $9.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 00:11 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 2,306 $8.49 $19,577.94
Disclosure

SEC source: 0001398344-20-005055 · fp0051482_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026,843

F6 · price: This transaction was executed in multiple trades at prices ranging from $8.48 to $8.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 00:11 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 32,330 $8.22 $265,752.60
Disclosure

SEC source: 0001398344-20-005055 · fp0051482_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024,537

F5 · price: This transaction was executed in multiple trades at prices ranging from $8.10 to $8.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:47 UTC PurchaseCommon 1,153 $8.04 $9,270.12
Disclosure

SEC source: 0001794162-20-000002 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,238

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:11 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 33,880 $8.10 $274,428.00
Disclosure

SEC source: 0001398344-20-005055 · fp0051482_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,207

F4 · price: This transaction was executed in multiple trades at prices ranging from $7.85 to $8.15. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 15:11 UTC PurchaseCommon 320 $8.26 $2,643.20
Disclosure

SEC source: 0001794162-20-000001 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,085

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:47 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 13,515 $9.30 $125,689.50
Disclosure

SEC source: 0001398344-19-020580 · fp0047852_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958,327

F4 · price: This transaction was executed in multiple trades at $9.30. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 00:36 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 5,073 $9.26 $46,975.98
Disclosure

SEC source: 0001398344-19-020395 · fp0047686_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,812

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.15 to $9.27. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
November 14, 2019 Filed Nov 14, 2019 19:41 UTC PurchaseCommon 2,431 $8.66 $21,052.46
Disclosure

SEC source: 0001720104-19-000001 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,765

Read SEC document
November 13, 2019 Filed Nov 15, 2019 00:36 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 15,679 $9.01 $141,267.79
Disclosure

SEC source: 0001398344-19-020395 · fp0047686_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939,739

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.88 to $9.04. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 13:49 UTC Disposition to issuerCommon 23,672 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000017 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,672

F1 · kind: Shares were forfeitures, as result of Ms. Malson's resignation from the Company, with effective date of November 15th, 2019.

F1 · price: Shares were forfeitures, as result of Ms. Malson's resignation from the Company, with effective date of November 15th, 2019.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 22:00 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 15,101 $9.20 $138,929.20
Disclosure

SEC source: 0001398344-19-016486 · fp0045801_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924,060

F5 · price: This transaction was executed in multiple trades at prices ranging from $9.13 to $9.20. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
September 06, 2019 Filed Sep 6, 2019 21:51 UTC
Marohn Douglas WDirector · President & CEO
GrantCommon 475 $0.00 $0.00
Disclosure

SEC source: 0001000045-19-000005 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,108

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 9/6/19 was $9.16.

Read SEC document
September 06, 2019 Filed Sep 6, 2019 21:51 UTC
Marohn Douglas WDirector · President & CEO
PurchaseCommon 475 $9.25 $4,393.75
Disclosure

SEC source: 0001000045-19-000005 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,633

F1 · price: Represents the average purchase price.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 22:00 UTC
Peterson Adam KDirector · 10% owner
PurchaseCommon Stock 146 $9.05 $1,321.30
Disclosure

SEC source: 0001398344-19-016486 · fp0045801_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908,959

F4 · price: This transaction was executed in multiple trades at the price of $9.05. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 23:18 UTC
Peterson Adam KDirector · 10% owner
GrantCommon Stock 4,214 $0.00 $0.00
Disclosure

SEC source: 0001398344-19-016174 · fp0045562_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908,813

F4 · security: These shares were awarded on 09/04/2019. 2,107 shares vest immediately and 2,107 shares vest in 1 year. The closing stock price of the issuer's common stock reported on NASDAQ on 9/04/2019 was $9.49

F4 · price: These shares were awarded on 09/04/2019. 2,107 shares vest immediately and 2,107 shares vest in 1 year. The closing stock price of the issuer's common stock reported on NASDAQ on 9/04/2019 was $9.49

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 21:35 UTC GrantCommon 4,214 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000016 · primary_doc.xml · nonDerivative · entry 1

Hastings Robin · CIK 0001654216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,614

F1 · price: These shares were awarded on 09/04/2019. 2,107 shares vest immediately, 2,107 shares vest in 1 year. The closing stock price of the issuer's common stock reported on NASDAQ on 9/04/2019 was $9.49.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 21:23 UTC GrantCommon 4,214 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000015 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,334

F1 · price: These shares were awarded on 09/04/2019. 2,107 shares vest immediately and 2,107 shares vest in 1 year. The closing stock price of the issuer's common stock reported on NASDAQ on 9/04/2019 was $9.49

Read SEC document
September 04, 2019 Filed Sep 6, 2019 21:03 UTC GrantCommon Stock 4,214 $0.00 $0.00
Disclosure

SEC source: 0001578005-19-000001 · primary_doc.xml · nonDerivative · entry 1

Zhu Jeremy Qinli · CIK 0001578005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,615

F1 · price: These shares were awarded on 09/04/2019. 2,107 shares vest immediately and 2,107 shares vest in 1 year. The closing price of the issuer's common stock reported on NASDAQ on 09/04/2019 was $9.49.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 17:31 UTC PurchaseCommon Stock 12,000 $9.02 $108,240.00
Disclosure

SEC source: 0001398344-19-015870 · fp0045488_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,904,599

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.95 to $9.02. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 27, 2019 Filed Aug 27, 2019 22:01 UTC PurchaseCommon Stock 5,733 $9.01 $51,654.33
Disclosure

SEC source: 0001398344-19-015344 · fp0045403_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892,599

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.86 to $9.07. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:46 UTC PurchaseCommon Stock 4,177 $9.00 $37,593.00
Disclosure

SEC source: 0001398344-19-014703 · fp0045281_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886,866

F6 · price: This transaction was executed in multiple trades at prices ranging from $8.95 to $9.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 21:46 UTC PurchaseCommon Stock 42,665 $8.72 $372,038.80
Disclosure

SEC source: 0001398344-19-014703 · fp0045281_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882,689

F5 · price: This transaction was executed in multiple trades at prices ranging from $8.51 to $8.93. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:46 UTC PurchaseCommon Stock 29,980 $8.43 $252,731.40
Disclosure

SEC source: 0001398344-19-014703 · fp0045281_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840,024

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.25 to $8.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 16, 2019 Filed Aug 21, 2019 19:40 UTC PurchaseCOMMON 396 $8.43 $3,338.28
Disclosure

SEC source: 0001000045-19-000004 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Read SEC document
August 15, 2019 Filed Aug 15, 2019 23:32 UTC PurchaseCommon Stock 10,199 $8.25 $84,141.75
Disclosure

SEC source: 0001398344-19-014522 · fp0045230_4.xml · nonDerivative · entry 3

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810,044

F6 · price: This transaction was executed in multiple trades at the price of $8.25. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 23:32 UTC PurchaseCommon Stock 18,000 $8.15 $146,700.00
Disclosure

SEC source: 0001398344-19-014522 · fp0045230_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799,845

F5 · price: This transaction was executed in multiple trades at the price of $8.15. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 19:22 UTC
Marohn Douglas WDirector · CEO & President
GrantCommon 3,000 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000014 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/13/2019 was $8.36.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 19:22 UTC
Marohn Douglas WDirector · CEO & President
PurchaseCommon 3,000 $8.37 $25,110.00
Disclosure

SEC source: 0001357521-19-000014 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,158

F1 · price: Represents the average purchase price.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 23:32 UTC PurchaseCommon Stock 33,416 $8.36 $279,357.76
Disclosure

SEC source: 0001398344-19-014522 · fp0045230_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781,845

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.24 to $8.40. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 22:15 UTC PurchaseCommon Stock 2,501 $8.95 $22,383.95
Disclosure

SEC source: 0001398344-19-011259 · fp0043609_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748,429

F5 · price: This transaction was executed in multiple trades at the price of $8.95. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 22:15 UTC PurchaseCommon Stock 65,092 $8.98 $584,526.16
Disclosure

SEC source: 0001398344-19-011259 · fp0043609_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745,928

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.95 to $9.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 20, 2019 Filed Jun 20, 2019 21:59 UTC PurchaseCommon Stock 59,723 $9.00 $537,507.00
Disclosure

SEC source: 0001398344-19-010854 · fp0043464_04.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680,836

F5 · price: This transaction was executed in multiple trades at prices ranging from $8.97 to $9.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:59 UTC PurchaseCommon Stock 27,508 $9.02 $248,122.16
Disclosure

SEC source: 0001398344-19-010854 · fp0043464_04.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621,113

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.95 to $9.05. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

F3 · balance_after: Mr. Peterson serves as a director of the Issuer.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 13:56 UTC GrantCommon 2,040 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000013 · primary_doc.xml · nonDerivative · entry 2

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,344

F3 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/14/2019 was $9.20.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 13:56 UTC PurchaseCommon 2,040 $9.19 $18,755.96
Disclosure

SEC source: 0001357521-19-000013 · primary_doc.xml · nonDerivative · entry 1

MALSON KELLY M · CIK 0001357521 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,304

F1 · shares: Purchase of shares were made in accordance with a 10b5-1 Plan previously executed

F2 · price: Represents the average purchase price.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:44 UTC
Marohn Douglas WDirector · CEO & President
GrantCommon 750 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000012 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/10/2019 was $9.50

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:44 UTC
Marohn Douglas WDirector · CEO & President
PurchaseCommon 750 $9.28 $6,960.00
Disclosure

SEC source: 0001357521-19-000012 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,408

F1 · price: Represents the average purchase price.

Read SEC document
June 04, 2019 Filed Jun 4, 2019 22:38 UTC PurchaseCommon 1,895 $9.07 $17,187.65
Disclosure

SEC source: 0001357521-19-000011 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:03 UTC
Marohn Douglas WDirector · CEO & President
GrantCommon 500 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000009 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,658

F2 · shares: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/3/2019 was $9.25

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/3/2019 was $9.25

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:03 UTC
Marohn Douglas WDirector · CEO & President
PurchaseCommon 500 $9.25 $4,625.00
Disclosure

SEC source: 0001357521-19-000009 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,158

F1 · price: Represents the average purchase price.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 18:41 UTC PurchaseCommon 305 $9.07 $2,766.35
Disclosure

SEC source: 0001357521-19-000010 · primary_doc.xml · nonDerivative · entry 1

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC
Marohn Douglas WDirector · CEO & President
GrantCommon 7,500 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 4

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,658

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/31/2019 was $9.06

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC
Marohn Douglas WDirector · CEO & President
GrantCommon 3,500 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 3

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/31/2019 was $9.06

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC
Marohn Douglas WDirector · CEO & President
PurchaseCommon 7,500 $9.69 $72,675.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,658

F1 · price: Represents the average purchase price.

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC
Marohn Douglas WDirector · CEO & President
PurchaseCommon 3,500 $9.60 $33,600.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,158

F1 · price: Represents the average purchase price.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:38 UTC PurchaseCommon 500 $9.08 $4,541.95
Disclosure

SEC source: 0001357521-19-000008 · primary_doc.xml · nonDerivative · entry 2

Royal Jeffrey C · CIK 0001720104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

F1 · price: Represents the average purchase price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.