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Nasdaq · USD

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Outset Medical, Inc.

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7026
SEC CIK
0001484612
Parsed reports
379

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202609
Feb 202603
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202620

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2021 Filed Jul 15, 2021 23:55 UTC
Brottem John L.General Counsel
SaleCommon Stock 3,500 $43.83 $153,392.40
Disclosure

SEC source: 0001484612-21-000042 · edgardoc.xml · nonDerivative · entry 2

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $43.54 to $44.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
July 15, 2021 Filed Jul 15, 2021 23:55 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 3,500 $9.48 $33,180.00
Disclosure

SEC source: 0001484612-21-000042 · edgardoc.xml · nonDerivative · entry 1

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · derivative · entry 9

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,489

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · derivative · entry 8

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,489

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · derivative · entry 7

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,489

Underlying: Common Stock · 6,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $49.24 $246,207.50
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · nonDerivative · entry 6

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14. 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · nonDerivative · entry 5

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $49.26 $246,279.00
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · nonDerivative · entry 4

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14. 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · nonDerivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 6,000 $49.24 $295,436.40
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14. 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 6,000 $3.88 $23,280.00
Disclosure

SEC source: 0001484612-21-000041 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000039 · edgardoc.xml · derivative · entry 4

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,141

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:32 UTC SaleCommon Stock 1,296 $49.23 $63,804.28
Disclosure

SEC source: 0001484612-21-000039 · edgardoc.xml · nonDerivative · entry 2

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:32 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000039 · edgardoc.xml · nonDerivative · entry 1

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,919 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · derivative · entry 13

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,873

Underlying: Common Stock · 6,919 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · derivative · entry 12

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,792

Underlying: Common Stock · 10,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · derivative · entry 11

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,792

Underlying: Common Stock · 12,500 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,081 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · derivative · entry 10

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,081 shares

Expires 2025-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on December 17, 2014.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 13,081 $49.25 $644,247.10
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 8

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,658

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,081 $1.11 $14,519.91
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 7

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 6,919 $49.25 $340,764.90
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 6

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,658

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,919 $2.93 $20,272.67
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 5

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 10,000 $49.23 $492,337.00
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 4

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,658

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $2.93 $29,300.00
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 3

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 12,500 $49.25 $615,621.25
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 2

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,658

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.65 to $50.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:29 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 $2.93 $36,625.00
Disclosure

SEC source: 0001484612-21-000037 · edgardoc.xml · nonDerivative · entry 1

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 20:02 UTC
Chambers RebeccaChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,727 $0.00 Strike: $6.25 $0.00
Disclosure

SEC source: 0001484612-21-000035 · edgardoc.xml · derivative · entry 3

Chambers Rebecca · CIK 0001823563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,745

Underlying: Common Stock · 16,727 shares

Expires 2029-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on June 3, 2020 and then in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through the applicable vesting date.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 20:02 UTC
Chambers RebeccaChief Financial Officer
SaleCommon Stock 16,727 $50.72 $848,373.37
Disclosure

SEC source: 0001484612-21-000035 · edgardoc.xml · nonDerivative · entry 2

Chambers Rebecca · CIK 0001823563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,597

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $50.32 to $51.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 20:02 UTC
Chambers RebeccaChief Financial Officer
Exercise / conversionCommon Stock 16,727 $6.25 $104,543.75
Disclosure

SEC source: 0001484612-21-000035 · edgardoc.xml · nonDerivative · entry 1

Chambers Rebecca · CIK 0001823563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:16 UTC
Racine Jean-OlivierChief Technology Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 34,220 $0.00 Strike: $50.82 $0.00
Disclosure

SEC source: 0001484612-21-000033 · edgardoc.xml · derivative · entry 2

Racine Jean-Olivier · CIK 0001868039 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,220

Underlying: Common Stock · 34,220 shares

Expires 2031-06-22

F2 · derivative.exercise_date: This option vests 25% on June 22, 2022 and then in 36 equal monthly installments thereafter, subject to the reporting person's continuous service through the applicable vesting date.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:16 UTC
Racine Jean-OlivierChief Technology Officer
GrantCommon Stock 18,879 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000033 · edgardoc.xml · nonDerivative · entry 1

Racine Jean-Olivier · CIK 0001868039 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,879

F1 · shares: Represent Restricted Stock Units (RSUs) granted to the reporting person on June 22, 2021. Each RSU represents a contingent right to receive one share of common stock. These RSUs shall vest 25% on June 22, 2022, then quarterly over three years on each February 15th, May 15th, August 15h and November 15th, subject to the reporting person's continuous service through the applicable vesting date.

Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:08 UTC
Brottem John L.General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,445 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000024 · edgardoc.xml · derivative · entry 3

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,453

Underlying: Common Stock · 1,445 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on May 26, 2021 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:08 UTC
Brottem John L.General Counsel
SaleCommon Stock 1,445 $50.00 $72,250.00
Disclosure

SEC source: 0001484612-21-000024 · edgardoc.xml · nonDerivative · entry 2

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:08 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 1,445 $9.48 $13,698.60
Disclosure

SEC source: 0001484612-21-000024 · edgardoc.xml · nonDerivative · entry 1

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 01:05 UTC
Brottem John L.General Counsel
Exercise / conversionPerformance Options (right to buy) · Derivative 3,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000023 · edgardoc.xml · derivative · entry 3

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,265

Underlying: Common Stock · 3,500 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests if and to the extent that (i) the sum of (A) the 30-day closing price trading average of one Share of common stock of the Issuer ("Share") and (B) the Aggregate Cash Distributions is equal to or greater than $19.12 on any day following the expiration of the post-offering lockup period or (ii) the sum of (X) the value of all consideration that is distributable with respect to one Share in connection with a Corporate Event and (Y) the Aggregate Cash Distributions is equal to or greater than $20.86 as of the effective date of such Corporate Event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 01:05 UTC
Brottem John L.General Counsel
SaleCommon Stock 3,500 $47.87 $167,535.90
Disclosure

SEC source: 0001484612-21-000023 · edgardoc.xml · nonDerivative · entry 2

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.32 to $48.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

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June 15, 2021 Filed Jun 16, 2021 01:05 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 3,500 $9.48 $33,180.00
Disclosure

SEC source: 0001484612-21-000023 · edgardoc.xml · nonDerivative · entry 1

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2021 Filed Jun 4, 2021 21:04 UTC GrantCommon Stock 3,288 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000022 · edgardoc.xml · nonDerivative · entry 1

Hinrichs James F. · CIK 0001506974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,288

F1 · shares: 100% of the shares underlying these RSUs will vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next Annual Meeting of Stockholders

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June 03, 2021 Filed Jun 4, 2021 21:02 UTC GrantCommon Stock 3,288 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000021 · edgardoc.xml · nonDerivative · entry 1

HACKETT PATRICK T · CIK 0001238606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · shares: 100% of the shares underlying these RSUs will vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next Annual Meeting of Stockholders

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June 03, 2021 Filed Jun 4, 2021 20:27 UTC GrantCommon Stock 3,288 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000019 · edgardoc.xml · nonDerivative · entry 1

Drexler Karen · CIK 0001504699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,671

F1 · shares: 100% of the shares underlying these RSUs will vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next Annual Meeting of Stockholders

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June 03, 2021 Filed Jun 4, 2021 20:13 UTC GrantCommon Stock 3,288 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000016 · edgardoc.xml · nonDerivative · entry 1

Szyman Catherine M. · CIK 0001438538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

F1 · shares: 100% of the shares underlying these RSUs will vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next Annual Meeting of Stockholders

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June 03, 2021 Filed Jun 4, 2021 20:11 UTC GrantCommon Stock 3,288 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000015 · edgardoc.xml · nonDerivative · entry 1

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · shares: 100% of the shares underlying these RSUs will vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next Annual Meeting of Stockholders

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June 03, 2021 Filed Jun 4, 2021 20:10 UTC GrantCommon Stock 3,288 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000014 · edgardoc.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,331

F1 · shares: 100% of the shares underlying these RSUs will vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next Annual Meeting of Stockholders

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June 01, 2021 Filed Jun 2, 2021 17:28 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000012 · edgardoc.xml · derivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,489

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting period.

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June 01, 2021 Filed Jun 2, 2021 17:28 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $47.91 $239,529.00
Disclosure

SEC source: 0001484612-21-000012 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14. 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.45 to $48.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 2, 2021 17:28 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000012 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000013 · edgardoc.xml · derivative · entry 4

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,437

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

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June 01, 2021 Filed Jun 2, 2021 21:29 UTC SaleCommon Stock 1,296 $47.92 $62,101.86
Disclosure

SEC source: 0001484612-21-000013 · edgardoc.xml · nonDerivative · entry 2

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.47 to $48.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 2, 2021 21:29 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000013 · edgardoc.xml · nonDerivative · entry 1

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2021 Filed Jun 2, 2021 21:26 UTC
Trigg LeslieDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000011 · edgardoc.xml · derivative · entry 4

Trigg Leslie · CIK 0001304125 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,081

Underlying: Common Stock · 20,000 shares

Expires 2025-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on December 17, 2014.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.