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Nasdaq · USD

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Outset Medical, Inc.

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7026
SEC CIK
0001484612
Parsed reports
379

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202609
Feb 202603
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2021 Filed Oct 4, 2021 20:08 UTC SaleCommon Stock 1,296 $55.00 $71,280.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 4

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 3

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC SaleCommon Stock 1,296 $55.00 $71,280.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 2

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 1

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:35 UTC
Brottem John L.General Counsel
Exercise / conversionPerformance Options (right to buy) · Derivative 3,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000059 · edgardoc.xml · derivative · entry 6

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,765

Underlying: Common Stock · 3,500 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests if and to the extent that (i) the sum of (A) the 30-day closing price trading average of one Share of common stock of the Issuer ("Share") and (B) the Aggregate Cash Distributions is equal to or greater than $19.12 on any day following the expiration of the post-offering lockup period or (ii) the sum of (X) the value of all consideration that is distributable with respect to one Share in connection with a Corporate Event and (Y) the Aggregate Cash Distributions is equal to or greater than $20.86 as of the effective date of such Corporate Event.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:35 UTC
Brottem John L.General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,445 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000059 · edgardoc.xml · derivative · entry 5

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,118

Underlying: Common Stock · 1,445 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 25% on May 26, 2021 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:35 UTC
Brottem John L.General Counsel
SaleCommon Stock 1,445 $50.44 $72,892.01
Disclosure

SEC source: 0001484612-21-000059 · edgardoc.xml · nonDerivative · entry 4

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $50.01 to $50.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:35 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 1,445 $9.48 $13,698.60
Disclosure

SEC source: 0001484612-21-000059 · edgardoc.xml · nonDerivative · entry 3

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:35 UTC
Brottem John L.General Counsel
SaleCommon Stock 3,500 $50.31 $176,080.10
Disclosure

SEC source: 0001484612-21-000059 · edgardoc.xml · nonDerivative · entry 2

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $49.92 to $50.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:35 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 3,500 $9.48 $33,180.00
Disclosure

SEC source: 0001484612-21-000059 · edgardoc.xml · nonDerivative · entry 1

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:29 UTC
Brottem John L.General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,445 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000058 · edgardoc.xml · derivative · entry 6

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,563

Underlying: Common Stock · 1,445 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on May 26, 2021 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:29 UTC
Brottem John L.General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,445 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000058 · edgardoc.xml · derivative · entry 5

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,008

Underlying: Common Stock · 1,445 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on May 26, 2021 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:29 UTC
Brottem John L.General Counsel
SaleCommon Stock 1,445 $50.00 $72,250.00
Disclosure

SEC source: 0001484612-21-000058 · edgardoc.xml · nonDerivative · entry 4

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:29 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 1,445 $9.48 $13,698.60
Disclosure

SEC source: 0001484612-21-000058 · edgardoc.xml · nonDerivative · entry 3

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:29 UTC
Brottem John L.General Counsel
SaleCommon Stock 1,445 $50.00 $72,250.00
Disclosure

SEC source: 0001484612-21-000058 · edgardoc.xml · nonDerivative · entry 2

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 22:29 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 1,445 $9.48 $13,698.60
Disclosure

SEC source: 0001484612-21-000058 · edgardoc.xml · nonDerivative · entry 1

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 375 shares of Common Stock acquired pursuant to the Outset Medical, Inc. 2020 Employee Stock Purchase Plan ("ESPP"), for the purchase period of March 1, 2021 to August 31, 2021. This transaction is exempt from Rule 16b-3(c).

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:51 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000057 · edgardoc.xml · derivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,489

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:51 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $49.17 $245,852.50
Disclosure

SEC source: 0001484612-21-000057 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.62 to $49.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:51 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000057 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000056 · edgardoc.xml · derivative · entry 4

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,549

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:50 UTC SaleCommon Stock 1,296 $49.17 $63,721.08
Disclosure

SEC source: 0001484612-21-000056 · edgardoc.xml · nonDerivative · entry 2

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.86 to $49.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:50 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000056 · edgardoc.xml · nonDerivative · entry 1

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:49 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000055 · edgardoc.xml · derivative · entry 7

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,873

Underlying: Common Stock · 5,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:49 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000055 · edgardoc.xml · derivative · entry 6

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,873

Underlying: Common Stock · 15,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:49 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 5,000 $49.17 $245,838.00
Disclosure

SEC source: 0001484612-21-000055 · edgardoc.xml · nonDerivative · entry 4

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,257

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.63 to $49.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:49 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,000 $2.93 $14,650.00
Disclosure

SEC source: 0001484612-21-000055 · edgardoc.xml · nonDerivative · entry 3

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:49 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 15,000 $49.16 $737,356.50
Disclosure

SEC source: 0001484612-21-000055 · edgardoc.xml · nonDerivative · entry 2

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,257

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.55 to $49.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 23:49 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,000 $2.93 $43,950.00
Disclosure

SEC source: 0001484612-21-000055 · edgardoc.xml · nonDerivative · entry 1

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Dec 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000086 · edgardoc.xml · derivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,489

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
September 01, 2021 Filed Dec 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $49.17 $245,852.50
Disclosure

SEC source: 0001484612-21-000086 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.62 to $49.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Dec 2, 2021 16:37 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000086 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:56 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000054 · edgardoc.xml · derivative · entry 4

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,845

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:56 UTC SaleCommon Stock 1,296 $45.00 $58,320.00
Disclosure

SEC source: 0001484612-21-000054 · edgardoc.xml · nonDerivative · entry 2

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:56 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000054 · edgardoc.xml · nonDerivative · entry 1

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 22:28 UTC
Brottem John L.General Counsel
Exercise / conversionPerformance Options (right to buy) · Derivative 3,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000053 · edgardoc.xml · derivative · entry 3

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,265

Underlying: Common Stock · 3,500 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests if and to the extent that (i) the sum of (A) the 30-day closing price trading average of one Share of common stock of the Issuer ("Share") and (B) the Aggregate Cash Distributions is equal to or greater than $19.12 on any day following the expiration of the post-offering lockup period or (ii) the sum of (X) the value of all consideration that is distributable with respect to one Share in connection with a Corporate Event and (Y) the Aggregate Cash Distributions is equal to or greater than $20.86 as of the effective date of such Corporate Event.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 22:28 UTC
Brottem John L.General Counsel
SaleCommon Stock 3,500 $38.68 $135,387.35
Disclosure

SEC source: 0001484612-21-000053 · edgardoc.xml · nonDerivative · entry 2

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $38.35 to $38.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
August 16, 2021 Filed Aug 16, 2021 22:28 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 3,500 $9.48 $33,180.00
Disclosure

SEC source: 0001484612-21-000053 · edgardoc.xml · nonDerivative · entry 1

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2021 Filed Aug 12, 2021 20:49 UTC PurchaseCommon Stock 10,000 $36.66 $366,600.00
Disclosure

SEC source: 0001484612-21-000052 · edgardoc.xml · nonDerivative · entry 1

Hinrichs James F. · CIK 0001506974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,288

F1 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were purchased by the reporting person in multiple open market transactions at prices ranging from $36.20 to $37.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased within the range set forth in this footnote.

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August 10, 2021 Filed Aug 11, 2021 20:21 UTC
Ahmed NabeelVP Finance
PurchaseCommon Stock 400 $37.11 $14,844.00
Disclosure

SEC source: 0001484612-21-000051 · edgardoc.xml · nonDerivative · entry 2

Ahmed Nabeel · CIK 0001870610 · VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,589

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August 10, 2021 Filed Aug 11, 2021 20:21 UTC
Ahmed NabeelVP Finance
PurchaseCommon Stock 600 $37.15 $22,290.00
Disclosure

SEC source: 0001484612-21-000051 · edgardoc.xml · nonDerivative · entry 1

Ahmed Nabeel · CIK 0001870610 · VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,189

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August 05, 2021 Filed Aug 6, 2021 21:15 UTC
Ahmed NabeelChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,070 $0.00 Strike: $39.03 $0.00
Disclosure

SEC source: 0001484612-21-000050 · edgardoc.xml · derivative · entry 2

Ahmed Nabeel · CIK 0001870610 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,070

Underlying: Common Stock · 18,070 shares

Expires 2031-08-05

F2 · derivative.exercise_date: This option vests 25% on August 5, 2022 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting period.

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August 05, 2021 Filed Aug 6, 2021 21:15 UTC
Ahmed NabeelChief Financial Officer
GrantCommon Stock 8,398 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000050 · edgardoc.xml · nonDerivative · entry 1

Ahmed Nabeel · CIK 0001870610 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

F1 · shares: Represent Restricted Stock Units (RSUs) granted to the reporting person on August 5, 2021. Each RSU represents a contingent right to receive one share of common stock. These RSUs shall vest 25% on August 5, 2022, then quarterly over three years on each February 15th, May 15th, August 15th and November 15th, subject to the reporting person's continuous service through the applicable vesting date.

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August 02, 2021 Filed Aug 3, 2021 17:01 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000048 · edgardoc.xml · derivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,489

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

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August 02, 2021 Filed Aug 3, 2021 17:01 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $40.71 $203,546.00
Disclosure

SEC source: 0001484612-21-000048 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $40.03 to $41.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 02, 2021 Filed Aug 3, 2021 17:01 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000048 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2021 Filed Aug 3, 2021 20:59 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000046 · edgardoc.xml · derivative · entry 4

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,873

Underlying: Common Stock · 20,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

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August 02, 2021 Filed Aug 3, 2021 20:59 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 20,000 $40.62 $812,306.00
Disclosure

SEC source: 0001484612-21-000046 · edgardoc.xml · nonDerivative · entry 2

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,257

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $40.01 to $41.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Due to an administrative error, shares acquired by the reporting person under the Issuer?s Employee Stock Purchase Plan on February 28, 2021 were incorrectly reported as 1,666 shares instead of 1,265 shares in a Form 4 filed on March 17, 2021. This column reflects the corrected balance.

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August 02, 2021 Filed Aug 3, 2021 20:59 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,000 $2.93 $58,600.00
Disclosure

SEC source: 0001484612-21-000046 · edgardoc.xml · nonDerivative · entry 1

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 16, 2021 Filed Jul 19, 2021 20:11 UTC
Ahmed NabeelInterim CFO
GrantCommon Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000044 · edgardoc.xml · nonDerivative · entry 1

Ahmed Nabeel · CIK 0001870610 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

F1 · shares: Represent Restricted Stock Units (RSUs) granted to the reporting person on July 16, 2021. Each RSU represents a contingent right to receive one share of common stock. These RSUs shall vest in full on July 16, 2022, subject to the reporting person's continuous service through the applicable vesting date.

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July 15, 2021 Filed Jul 15, 2021 23:55 UTC
Brottem John L.General Counsel
Exercise / conversionPerformance Options (right to buy) · Derivative 3,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000042 · edgardoc.xml · derivative · entry 3

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,765

Underlying: Common Stock · 3,500 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests if and to the extent that (i) the sum of (A) the 30-day closing price trading average of one Share of common stock of the Issuer ("Share") and (B) the Aggregate Cash Distributions is equal to or greater than $19.12 on any day following the expiration of the post-offering lockup period or (ii) the sum of (X) the value of all consideration that is distributable with respect to one Share in connection with a Corporate Event and (Y) the Aggregate Cash Distributions is equal to or greater than $20.86 as of the effective date of such Corporate Event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.