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Nasdaq · USD

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Outset Medical, Inc.

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7026
SEC CIK
0001484612
Parsed reports
379

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202609
Feb 202603
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202620

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2021 Filed Nov 2, 2021 22:14 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,000 $2.93 $43,950.00
Disclosure

SEC source: 0001484612-21-000072 · edgardoc.xml · nonDerivative · entry 3

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 22:14 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 20,000 $57.47 $1,149,388.00
Disclosure

SEC source: 0001484612-21-000072 · edgardoc.xml · nonDerivative · entry 2

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,567

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from: $54.00-$54.99 - 564 shares; $55.00-$55.99 - 400 shares; $56.00-$56.99 - 6,069 shares; $57.00-$57.99 - 6,130 shares; $58.00-$58.99 - 6,837 shares. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
November 01, 2021 Filed Nov 2, 2021 22:14 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,000 $2.93 $58,600.00
Disclosure

SEC source: 0001484612-21-000072 · edgardoc.xml · nonDerivative · entry 1

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:36 UTC
Porter Stacey L.Chief People Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,811 $0.00 Strike: $51.53 $0.00
Disclosure

SEC source: 0001484612-21-000071 · edgardoc.xml · derivative · entry 2

Porter Stacey L. · CIK 0001889204 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811

Underlying: Common Stock · 2,811 shares

Expires 2031-10-22

F2 · derivative.exercise_date: This option vests 25% on October 22, 2022 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 20:36 UTC
Porter Stacey L.Chief People Officer
GrantCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0001484612-21-000071 · edgardoc.xml · nonDerivative · entry 1

Porter Stacey L. · CIK 0001889204 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,283

F1 · kind: Represent Restricted Stock Units (RSUs) granted to the reporting person on October 22, 2021. Each RSU represents a contingent right to receive one share of common stock. These RSUs shall vest 25% on October 22, 2022, then quarterly over three years on each February 15th, May 15th, August 15th and November 15th, subject to the reporting person's continuous service through the applicable vesting date.

Read SEC document
October 19, 2021 Filed Oct 19, 2021 20:58 UTC
Brottem John L.General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,445 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000070 · edgardoc.xml · derivative · entry 5

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,673

Underlying: Common Stock · 1,445 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on May 26, 2021 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
October 19, 2021 Filed Oct 19, 2021 20:58 UTC
Brottem John L.General Counsel
SaleCommon Stock 1,445 $50.00 $72,250.00
Disclosure

SEC source: 0001484612-21-000070 · edgardoc.xml · nonDerivative · entry 4

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

Read SEC document
October 19, 2021 Filed Oct 19, 2021 20:58 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 1,445 $9.48 $13,698.60
Disclosure

SEC source: 0001484612-21-000070 · edgardoc.xml · nonDerivative · entry 3

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:58 UTC
Brottem John L.General Counsel
Exercise / conversionPerformance Options (right to buy) · Derivative 3,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001484612-21-000070 · edgardoc.xml · derivative · entry 6

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,265

Underlying: Common Stock · 3,500 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests if and to the extent that (i) the sum of (A) the 30-day closing price trading average of one Share of common stock of the Issuer ("Share") and (B) the Aggregate Cash Distributions is equal to or greater than $19.12 on any day following the expiration of the post-offering lockup period or (ii) the sum of (X) the value of all consideration that is distributable with respect to one Share in connection with a Corporate Event and (Y) the Aggregate Cash Distributions is equal to or greater than $20.86 as of the effective date of such Corporate Event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:58 UTC
Brottem John L.General Counsel
SaleCommon Stock 3,500 $49.02 $171,567.90
Disclosure

SEC source: 0001484612-21-000070 · edgardoc.xml · nonDerivative · entry 2

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $48.60 to $49.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth in this footnote.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:58 UTC
Brottem John L.General Counsel
Exercise / conversionCommon Stock 3,500 $9.48 $33,180.00
Disclosure

SEC source: 0001484612-21-000070 · edgardoc.xml · nonDerivative · entry 1

Brottem John L. · CIK 0001823381 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · derivative · entry 9

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,989

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · derivative · entry 8

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,989

Underlying: Common Stock · 5,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · derivative · entry 7

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,989

Underlying: Common Stock · 6,000 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $48.72 $243,587.50
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · nonDerivative · entry 6

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.77 to $49.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · nonDerivative · entry 5

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 5,000 $48.70 $243,518.50
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · nonDerivative · entry 4

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.77 to $49.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 5,000 $3.88 $19,400.00
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · nonDerivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 6,000 $48.70 $292,187.40
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.77 to $49.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:22 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 6,000 $3.88 $23,280.00
Disclosure

SEC source: 0001484612-21-000068 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · derivative · entry 10

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,373

Underlying: Common Stock · 10,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · derivative · entry 9

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,373

Underlying: Common Stock · 12,500 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · derivative · entry 8

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,873

Underlying: Common Stock · 20,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 10,000 $48.69 $486,878.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · nonDerivative · entry 6

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,567

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.77 to $49.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $2.93 $29,300.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · nonDerivative · entry 5

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 12,500 $48.71 $608,845.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · nonDerivative · entry 4

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,567

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.77 to $49.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 $2.93 $36,625.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · nonDerivative · entry 3

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 20,000 $48.69 $973,858.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · nonDerivative · entry 2

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,567

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from $47.77 to $49.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:17 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,000 $2.93 $58,600.00
Disclosure

SEC source: 0001484612-21-000067 · edgardoc.xml · nonDerivative · entry 1

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:10 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 62 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000066 · edgardoc.xml · derivative · entry 5

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,303

Underlying: Common Stock · 62 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:10 UTC SaleCommon Stock 1,234 $49.69 $61,317.46
Disclosure

SEC source: 0001484612-21-000066 · edgardoc.xml · nonDerivative · entry 3

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:10 UTC SaleCommon Stock 62 $49.69 $3,080.78
Disclosure

SEC source: 0001484612-21-000066 · edgardoc.xml · nonDerivative · entry 2

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:10 UTC Exercise / conversionCommon Stock 62 $1.11 $68.82
Disclosure

SEC source: 0001484612-21-000066 · edgardoc.xml · nonDerivative · entry 1

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 16:40 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,500 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000062 · edgardoc.xml · derivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,989

Underlying: Common Stock · 6,500 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 16:40 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 6,500 $55.00 $357,500.00
Disclosure

SEC source: 0001484612-21-000062 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 16:40 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 6,500 $3.88 $25,220.00
Disclosure

SEC source: 0001484612-21-000062 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 16:38 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,500 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001484612-21-000061 · edgardoc.xml · derivative · entry 3

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,989

Underlying: Common Stock · 6,500 shares

Expires 2027-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on October 9, 2018 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

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September 17, 2021 Filed Sep 20, 2021 16:38 UTC
Vazquez MartinChief Operating Officer
SaleCommon Stock 6,500 $55.00 $357,500.00
Disclosure

SEC source: 0001484612-21-000061 · edgardoc.xml · nonDerivative · entry 2

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on December 14, 2020.

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September 17, 2021 Filed Sep 20, 2021 16:38 UTC
Vazquez MartinChief Operating Officer
Exercise / conversionCommon Stock 6,500 $3.88 $25,220.00
Disclosure

SEC source: 0001484612-21-000061 · edgardoc.xml · nonDerivative · entry 1

Vazquez Martin · CIK 0001823380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 20:37 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0001484612-21-000060 · edgardoc.xml · derivative · entry 4

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,873

Underlying: Common Stock · 15,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 48 equal monthly installments beginning on August 22, 2015.

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September 17, 2021 Filed Sep 20, 2021 20:37 UTC
Trigg LeslieDirector · Chief Executive Officer
SaleCommon Stock 15,000 $55.00 $825,000.00
Disclosure

SEC source: 0001484612-21-000060 · edgardoc.xml · nonDerivative · entry 2

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,567

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 20:37 UTC
Trigg LeslieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,000 $2.93 $43,950.00
Disclosure

SEC source: 0001484612-21-000060 · edgardoc.xml · nonDerivative · entry 1

Trigg Leslie · CIK 0001304125 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · derivative · entry 13

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,365

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · derivative · entry 12

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,661

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · derivative · entry 11

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,957

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,296 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · derivative · entry 10

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,253

Underlying: Common Stock · 1,296 shares

Expires 2024-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 25% on April 15, 2015 and then in 36 equal monthly installments thereafter.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC SaleCommon Stock 1,296 $55.00 $71,280.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 8

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 7

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC SaleCommon Stock 1,296 $55.00 $71,280.00
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 6

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

Read SEC document
September 17, 2021 Filed Oct 4, 2021 20:08 UTC Exercise / conversionCommon Stock 1,296 $1.11 $1,438.56
Disclosure

SEC source: 0001484612-21-000065 · edgardoc.xml · nonDerivative · entry 5

GROSSMAN D KEITH · CIK 0001218702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.