OLOX

SEC source: 0001213900-23-038133 · ownership.xml · nonDerivative · entry 5

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,078,397

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038138 · ownership.xml · nonDerivative · entry 4

Rogers William Jeffrey · CIK 0001887312 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,609

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

F1 · shares: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038133 · ownership.xml · nonDerivative · entry 4

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,079,716

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038138 · ownership.xml · nonDerivative · entry 3

Rogers William Jeffrey · CIK 0001887312 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,175

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

F1 · shares: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038133 · ownership.xml · nonDerivative · entry 3

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,316

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

F1 · shares: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038138 · ownership.xml · nonDerivative · entry 2

Rogers William Jeffrey · CIK 0001887312 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,400

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038133 · ownership.xml · nonDerivative · entry 2

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,093,916

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038138 · ownership.xml · nonDerivative · entry 1

Rogers William Jeffrey · CIK 0001887312 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,500

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-23-038133 · ownership.xml · nonDerivative · entry 1

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,096,616

F1 · kind: Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.

SEC source: 0001213900-22-074600 · ownership.xml · nonDerivative · entry 1

Villarreal David Roberto · CIK 0001866214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,834

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001213900-22-074379 · ownership.xml · nonDerivative · entry 1

Safina Joseph · CIK 0001320353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,834

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001213900-22-074378 · ownership.xml · nonDerivative · entry 1

Melton Christopher · CIK 0001533552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,982

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001213900-22-074377 · ownership.xml · nonDerivative · entry 1

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,355

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as an officer/director of the issuer through such date.

SEC source: 0001213900-22-074376 · ownership.xml · nonDerivative · entry 1

Blumenfeld Yaniv · CIK 0001738621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,181

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001013762-21-000131 · ownership.xml · nonDerivative · entry 1

Villareal David · CIK 0001866214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,834

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest monthly over one year and, if earlier, in full on the date of the issuer's 2022 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001013762-21-000128 · ownership.xml · nonDerivative · entry 1

Sheeran Gerald Anthony · CIK 0001787009 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,417

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as an officer/director of the issuer through such date.

SEC source: 0001013762-21-000123 · ownership.xml · nonDerivative · entry 1

Melton Christopher · CIK 0001533552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,982

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest monthly over one year and, if earlier, in full on the date of the issuer's 2022 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001013762-21-000126 · ownership.xml · nonDerivative · entry 1

Safina Joseph · CIK 0001320353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,834

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest monthly over one year and, if earlier, in full on the date of the issuer's 2022 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001013762-21-000120 · ownership.xml · nonDerivative · entry 1

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,355

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as an officer/director of the issuer through such date.

SEC source: 0001013762-21-000118 · ownership.xml · nonDerivative · entry 1

Coleman Margaret · CIK 0001819986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,754

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest monthly over one year and, if earlier, in full on the date of the issuer's 2022 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001013762-21-000114 · ownership.xml · nonDerivative · entry 2

Blumenfeld Yaniv · CIK 0001738621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Illanit Blumenfeld, Mr. Blumenfeld's wife

Disclosed balance after: 25,000

F2 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's wife's continued service through such date.

SEC source: 0001013762-21-000114 · ownership.xml · nonDerivative · entry 1

Blumenfeld Yaniv · CIK 0001738621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,181

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest monthly over one year and, if earlier, in full on the date of the issuer's 2022 Annual Meeting of Stockholders, subject to the reporting person's continued service as a director of the issuer through such date.

SEC source: 0001013762-21-000109 · ownership.xml · nonDerivative · entry 1

Armstrong Stevan · CIK 0001533029 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,772

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest pro rata quarterly over 24 months, subject to the reporting person's continued service as an officer/director of the issuer through such date.

SEC source: 0001213900-21-052063 · ownership.xml · nonDerivative · entry 2

Rogers William Jeffrey · CIK 0001887312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,500

F2 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest immediately, subject to the reporting person's continued service as an officer/director of the issuer through such date.

SEC source: 0001213900-21-052063 · ownership.xml · nonDerivative · entry 1

Rogers William Jeffrey · CIK 0001887312 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest monthly pro rata over 24 months, subject to the reporting person's continued service as an officer/director of the issuer through such date.

SEC source: 0001213900-20-042095 · ownership.xml · nonDerivative · entry 1

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,355

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 50% on the issue date and the remainder on the one year anniversary of the grant date, subject to the reporting person's continued service as an officer/director of the issuer through such date.

SEC source: 0001213900-20-037028 · ownership.xml · nonDerivative · entry 1

Melton Christopher · CIK 0001533552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,148

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 50% immediately and 50% on the one year anniversary of the grant date, subject to the reporting person's continued service as a director of the issuer through such date. The number of RSUs was determined by dividing $30,960 by $2.39, the closing sale price of the issuer's shares of common stock on the Nasdaq Capital Market on the grant date.

SEC source: 0001213900-20-037026 · ownership.xml · nonDerivative · entry 1

Blumenfeld Yaniv · CIK 0001738621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,347

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 50% immediately and 50% on the one year anniversary of the grant date, subject to the reporting person's continued service as a director of the issuer through such date. The number of RSUs was determined by dividing $30,960 by $2.39, the closing sale price of the issuer's shares of common stock on the Nasdaq Capital Market on the grant date.

SEC source: 0001213900-20-037023 · ownership.xml · nonDerivative · entry 1

Coleman Margaret · CIK 0001819986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,920

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 50% immediately and 50% on the one year anniversary of the grant date, subject to the reporting person's continued service as a director of the issuer through such date. The number of RSUs was determined by dividing $50,000 by $2.39, the closing sale price of the issuer's shares of common stock on the Nasdaq Capital Market on the grant date.

SEC source: 0001213900-20-028460 · ownership.xml · nonDerivative · entry 1

Armstrong Stevan · CIK 0001533029 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,772

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 1/3 on the date hereof, 1/3 on the one year anniversary of the grant date and 1/3 on the two year anniversary of the grant date, subject to the reporting person's continued service as an officer of the issuer through such date.

SEC source: 0001213900-20-028457 · ownership.xml · nonDerivative · entry 1

Sheeran Gerald Anthony · CIK 0001787009 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,417

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 1/3 on the date hereof, 1/3 on the one year anniversary of the grant date and 1/3 on the two year anniversary of the grant date, subject to the reporting person's continued service as an officer of the issuer through such date.

SEC source: 0001213900-20-009364 · ownership.xml · nonDerivative · entry 1

Armstrong Stevan · CIK 0001533029 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the one year anniversary of the grant date, subject to the reporting person's continued service as an officer/director of the issuer through such date.

F2 · balance_after: This amount reflects a 20-for-1 stock split that was effected on February 5, 2020.

SEC source: 0001213900-20-009283 · ownership.xml · nonDerivative · entry 1

Melton Christopher · CIK 0001533552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,195

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the one year anniversary of the grant date, subject to the reporting person's continued service as a director of the issuer through such date.

F2 · balance_after: This amount reflects a 20-for-1 stock split that was effected on February 5, 2020.

SEC source: 0001213900-20-009277 · ownership.xml · nonDerivative · entry 1

Sheeran Gerald Anthony · CIK 0001787009 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,417

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the one year anniversary of the grant date, subject to the reporting person's continued service as an officer of the issuer through such date.

F2 · balance_after: This amount reflects a 20-for-1 stock split that was effected on February 5, 2020.

SEC source: 0001213900-20-009380 · ownership.xml · nonDerivative · entry 1

Blumenfeld Yaniv · CIK 0001738621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the one year anniversary of the grant date, subject to the reporting person's continued service as a director of the issuer through such date.

F2 · balance_after: This amount reflects a 20-for-1 stock split that was effected on February 5, 2020.

SEC source: 0001213900-20-009326 · ownership.xml · nonDerivative · entry 1

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,355

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the one year anniversary of the grant date, subject to the reporting person's continued service as an officer/director of the issuer through such date.

F2 · balance_after: This amount reflects a 20-for-1 stock split that was effected on February 5, 2020.

SEC source: 0001213900-20-009331 · ownership.xml · nonDerivative · entry 1

Potts James C · CIK 0001763513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the one year anniversary of the grant date, subject to the reporting person's continued service as a director of the issuer through such date.

F2 · balance_after: This amount reflects a 20-for-1 stock split that was effected on February 5, 2020.

SEC source: 0001213900-20-008417 · ownership.xml · nonDerivative · entry 1

Shetty Mahesh S · CIK 0001362346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729

SEC source: 0001104659-20-037798 · tm2013674d2_form4.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,157

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The reporting person undertakes to provide to SG Blocks, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.32 to $1.40, inclusive. The reporting person undertakes to provide to SG Blocks, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001213900-19-010315 · ownership.xml · nonDerivative · entry 1

Moore A Richard JR · CIK 0001697761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,347

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the earlier of (i) June 5, 2020 and (ii) the date of the 2020 annual meeting of stockholders, subject to the reporting person's continued service as a director of the issuer through such date, and are payable six months after the termination of the reporting person from the issuer's board of directors or death or disability. The number of RSUs was determined by dividing $30,000 by the average closing price of the issuer's common stock as listed on the Nasdaq Capital Market for the ten trading days immediately preceding and including the RSU grant date (rounded down to the nearest number of whole shares).

SEC source: 0001213900-19-010317 · ownership.xml · nonDerivative · entry 1

Potts James C · CIK 0001763513 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,184

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the earlier of (i) June 5, 2020 and (ii) the date of the 2020 annual meeting of stockholders, subject to the reporting person's continued service as a director of the issuer through such date, and are payable six months after the termination of the reporting person from the issuer's board of directors or death or disability. The number of RSUs was determined by dividing $30,000 by the average closing price of the issuer's common stock as listed on the Nasdaq Capital Market for the ten trading days immediately preceding and including the RSU grant date (rounded down to the nearest number of whole shares).

SEC source: 0001213900-19-010313 · ownership.xml · nonDerivative · entry 1

Melton Christopher · CIK 0001533552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,893

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the earlier of (i) June 5, 2020 and (ii) the date of the 2020 annual meeting of stockholders, subject to the reporting person's continued service as a director of the issuer through such date, and are payable six months after the termination of the reporting person from the issuer's board of directors or death or disability. The number of RSUs was determined by dividing $30,000 by the average closing price of the issuer's common stock as listed on the Nasdaq Capital Market for the ten trading days immediately preceding and including the RSU grant date (rounded down to the nearest number of whole shares).

SEC source: 0001213900-19-010311 · ownership.xml · nonDerivative · entry 1

Blumenfeld Yaniv · CIK 0001738621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,865

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the earlier of (i) June 5, 2020 and (ii) the date of the 2020 annual meeting of stockholders, subject to the reporting person's continued service as a director of the issuer through such date, and are payable six months after the termination of the reporting person from the issuer's board of directors or death or disability. The number of RSUs was determined by dividing $30,000 by the average closing price of the issuer's common stock as listed on the Nasdaq Capital Market for the ten trading days immediately preceding and including the RSU grant date (rounded down to the nearest number of whole shares).

SEC source: 0001213900-19-010309 · ownership.xml · nonDerivative · entry 1

Ayyar Balan R · CIK 0001697760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,347

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest in full on the earlier of (i) June 5, 2020 and (ii) the date of the 2020 annual meeting of stockholders, subject to the reporting person's continued service as a director of the issuer through such date, and are payable six months after the termination of the reporting person from the issuer's board of directors or death or disability. The number of RSUs was determined by dividing $30,000 by the average closing price of the issuer's common stock as listed on the Nasdaq Capital Market for the ten trading days immediately preceding and including the RSU grant date (rounded down to the nearest number of whole shares).

SEC source: 0001213900-19-005589 · ownership.xml · nonDerivative · entry 1

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,700

SEC source: 0001213900-19-006696 · ownership.xml · nonDerivative · entry 3

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,485

F1 · balance_after: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The number of RSUs was determined using the closing price of the issuer's common stock on February 26, 2019.

F2 · balance_after: The RSUs will vest in full on December 31, 2019, subject to the reporting person's continued service as an employee of the issuer through such date, and are deliverable January 1, 2020.

SEC source: 0001213900-19-006696 · ownership.xml · nonDerivative · entry 2

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,597

F1 · balance_after: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The number of RSUs was determined using the closing price of the issuer's common stock on February 26, 2019.

F3 · balance_after: The RSUs will vest in three equal annual installments, beginning on December 31, 2020, subject to the reporting person's continued service as an employee of the issuer through such date, and will be delivered within 90 days of when the reporting person is no longer employed by the issuer.

SEC source: 0001213900-19-006696 · ownership.xml · nonDerivative · entry 1

Galvin Paul M. · CIK 0001532974 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,375

F1 · balance_after: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The number of RSUs was determined using the closing price of the issuer's common stock on February 26, 2019.

F2 · balance_after: The RSUs will vest in full on December 31, 2019, subject to the reporting person's continued service as an employee of the issuer through such date, and are deliverable January 1, 2020.

F5 · balance_after: Includes 12,700 shares purchased by Mr. Galvin on March 29, 2019, as reported on the Form 4 filed on April 2, 2019.

SEC source: 0001213900-19-006694 · ownership.xml · nonDerivative · entry 3

Shetty Mahesh S · CIK 0001362346 · Director · CFO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,575

F1 · balance_after: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The number of RSUs was determined using the closing price of the issuer's common stock on February 26, 2019.

F2 · balance_after: The RSUs will vest in full on December 31, 2019, subject to the reporting person's continued service as an employee of the issuer through such date, and are deliverable January 1, 2020.

SEC source: 0001213900-19-006694 · ownership.xml · nonDerivative · entry 2

Shetty Mahesh S · CIK 0001362346 · Director · CFO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,999

F1 · balance_after: Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The number of RSUs was determined using the closing price of the issuer's common stock on February 26, 2019.

F3 · balance_after: The RSUs will vest in three equal annual installments, beginning on December 31, 2020, subject to the reporting person's continued service as an employee of the issuer through such date, and will be delivered within 90 days of when the reporting person is no longer employed by the issuer.