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OLLI

Ollie's Bargain Outlet Holdings, Inc.

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3996
SEC CIK
0001639300
Parsed reports
494

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2020 Filed Mar 26, 2020 20:02 UTC GrantRestricted Stock Units · Derivative 2,410 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006993 · form4.xml · derivative · entry 1

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Underlying: Common Stock · 2,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.

F2 · derivative.exercise_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

F2 · derivative.expiration_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:05 UTC GrantRestricted Stock Units · Derivative 2,410 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006997 · form4.xml · derivative · entry 1

ZANNINO RICHARD F · CIK 0001189770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Underlying: Common Stock · 2,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.

F2 · derivative.exercise_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

F2 · derivative.expiration_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:01 UTC GrantRestricted Stock Units · Derivative 2,410 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006992 · form4.xml · derivative · entry 1

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Underlying: Common Stock · 2,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.

F2 · derivative.exercise_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

F2 · derivative.expiration_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:01 UTC
Fisch RobertDirector
GrantRestricted Stock Units · Derivative 2,410 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006991 · form4.xml · derivative · entry 1

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Underlying: Common Stock · 2,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.

F2 · derivative.exercise_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

F2 · derivative.expiration_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2021.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:03 UTC
McLain KevinSVP, Merchandising
GrantRestricted Stock Units · Derivative 4,836 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006994 · form4.xml · derivative · entry 2

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836

Underlying: Common Stock · 4,836 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2024.

F3 · derivative.expiration_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2024.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:03 UTC
McLain KevinSVP, Merchandising
GrantEmployee stock Option (right to buy) · Derivative 15,387 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001140361-20-006994 · form4.xml · derivative · entry 1

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,387

Underlying: Common Stock · 15,387 shares

Expires 2030-03-24

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 24, 2020, subject to continued service through each applicable vesting date. The reporting person was granted 15,387 options, of which 3,846 of the options vest on March 24, 2021; 3,847 of the options vest on March 24, 2022; 3,847 of the options vest on March 24, 2023 and 3,847 of the options vest on March 24, 2024.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:00 UTC
Bertram Kenneth RobertVP, General Counsel
GrantRestricted Stock Units · Derivative 3,239 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006990 · form4.xml · derivative · entry 2

Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

Underlying: Common Stock · 3,239 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.

F3 · derivative.exercise_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2024.

F3 · derivative.expiration_date: The restricted stock units granted on March 24, 2020 will vest in their entirety on March 24, 2024.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:00 UTC
Bertram Kenneth RobertVP, General Counsel
GrantEmployee stock Option (right to buy) · Derivative 10,307 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001140361-20-006990 · form4.xml · derivative · entry 1

Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,307

Underlying: Common Stock · 10,307 shares

Expires 2030-03-24

F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 24, 2020, subject to continued service through each applicable vesting date. The reporting person was granted 10,307 options, of which 2,576 of the options vest on March 24, 2021; 2,577 of the options vest on March 24, 2022; 2,577 of the options vest on March 24, 2023 and 2,577 of the options vest on March 24, 2024.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:02 UTC
SWYGERT JOHN WDirector · President, CEO
SaleCommon Stock 3,549 $40.74 $144,586.26
Disclosure

SEC source: 0001140361-20-006707 · form4.xml · nonDerivative · entry 5

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,156

F5 · kind: Transactions made pursuant to an agreement adopted on October 3, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.45 to $40.89 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

Read SEC document
March 22, 2020 Filed Mar 24, 2020 20:02 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 2,940 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006707 · form4.xml · derivative · entry 7

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,941

Underlying: Common Stock · 2,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F9 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 11,762 restricted stock units on March 22, 2017, of which 2,940 of the restricted stock units vested on March 22, 2018; 2,941 of the restricted stock units vested on March 22, 2019; 2,940 of the restricted stock units vested on March 22, 2020 and 2,941 of the restricted stock units will vest on March 22, 2021.

F9 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 11,762 restricted stock units on March 22, 2017, of which 2,940 of the restricted stock units vested on March 22, 2018; 2,941 of the restricted stock units vested on March 22, 2019; 2,940 of the restricted stock units vested on March 22, 2020 and 2,941 of the restricted stock units will vest on March 22, 2021.

Read SEC document
March 22, 2020 Filed Mar 24, 2020 20:02 UTC
SWYGERT JOHN WDirector · President, CEO
Tax withholdingCommon Stock 808 $38.78 $31,334.24
Disclosure

SEC source: 0001140361-20-006707 · form4.xml · nonDerivative · entry 4

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,705

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 20, 2020.

Read SEC document
March 22, 2020 Filed Mar 24, 2020 20:02 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionCommon Stock 2,940 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006707 · form4.xml · nonDerivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006708 · form4.xml · derivative · entry 2

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F4 · derivative.exercise_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

F4 · derivative.expiration_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:02 UTC Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006708 · form4.xml · nonDerivative · entry 1

WHITE STEPHEN W · CIK 0001023820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006706 · form4.xml · derivative · entry 3

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F5 · derivative.exercise_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

F5 · derivative.expiration_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:01 UTC Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006706 · form4.xml · nonDerivative · entry 1

HENDRICKSON THOMAS · CIK 0001238978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006704 · form4.xml · derivative · entry 2

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F4 · derivative.exercise_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

F4 · derivative.expiration_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:01 UTC Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006704 · form4.xml · nonDerivative · entry 1

FLEISHMAN STANLEY · CIK 0001203751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:02 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 1,955 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006707 · form4.xml · derivative · entry 6

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

Underlying: Common Stock · 1,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F8 · derivative.exercise_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 7,823 restricted stock units on March 20, 2019, of which 1,955 of the restricted stock units vested on March 20, 2020; 1,956 of the restricted stock units will vest on March 20, 2021; 1,956 of the restricted stock units will vest on March 20, 2022 and 1,956 of the restricted stock units will vest on March 20, 2023.

F8 · derivative.expiration_date: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 7,823 restricted stock units on March 20, 2019, of which 1,955 of the restricted stock units vested on March 20, 2020; 1,956 of the restricted stock units will vest on March 20, 2021; 1,956 of the restricted stock units will vest on March 20, 2022 and 1,956 of the restricted stock units will vest on March 20, 2023.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:02 UTC
SWYGERT JOHN WDirector · President, CEO
Tax withholdingCommon Stock 538 $38.78 $20,863.64
Disclosure

SEC source: 0001140361-20-006707 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,573

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 20, 2020.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:02 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionCommon Stock 1,955 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006707 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:00 UTC
Fisch RobertDirector
Exercise / conversionRestricted Stock Units · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006703 · form4.xml · derivative · entry 2

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F4 · derivative.exercise_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

F4 · derivative.expiration_date: The restricted stock units granted on March 20, 2019 vested in their entirety on March 20, 2020.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:00 UTC
Fisch RobertDirector
Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-006703 · form4.xml · nonDerivative · entry 1

Fisch Robert · CIK 0001316357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:00 UTC
Segura OmarSVP, Store Operations
Exercise / conversionEmployee stock Option (right to buy) · Derivative 4,690 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001140361-20-006076 · form4.xml · derivative · entry 6

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Common Stock · 4,690 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on December 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: Options vest and become exercisable in equal 25% installments (6,250) on each anniversary date of the grant, July 15, 2015, subject to continued service through each applicable vesting date.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:00 UTC
Segura OmarSVP, Store Operations
Exercise / conversionEmployee stock Option (right to buy) · Derivative 11,500 $0.00 Strike: $11.54 $0.00
Disclosure

SEC source: 0001140361-20-006076 · form4.xml · derivative · entry 5

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on December 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (11,500) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:00 UTC
Segura OmarSVP, Store Operations
SaleCommon Stock, par value $0.001 per share 4,690 $45.00 $211,050.00
Disclosure

SEC source: 0001140361-20-006076 · form4.xml · nonDerivative · entry 4

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,296

F1 · kind: Transactions made pursuant to an agreement adopted on December 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:00 UTC
Segura OmarSVP, Store Operations
Exercise / conversionCommon Stock, par value $0.001 per share 4,690 $16.00 $75,040.00
Disclosure

SEC source: 0001140361-20-006076 · form4.xml · nonDerivative · entry 3

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on December 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:00 UTC
Segura OmarSVP, Store Operations
SaleCommon Stock, par value $0.001 per share 11,500 $45.00 $517,500.00
Disclosure

SEC source: 0001140361-20-006076 · form4.xml · nonDerivative · entry 2

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,296

F1 · kind: Transactions made pursuant to an agreement adopted on December 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:00 UTC
Segura OmarSVP, Store Operations
Exercise / conversionCommon Stock, par value $0.001 per share 11,500 $11.54 $132,710.00
Disclosure

SEC source: 0001140361-20-006076 · form4.xml · nonDerivative · entry 1

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on December 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 16:00 UTC
Stasz JaySVP, CFO
Tax withholdingCommon Stock, par value $0.001 per share 1,935 $49.15 $95,105.25
Disclosure

SEC source: 0001140361-20-005316 · form4.xml · nonDerivative · entry 2

Stasz Jay · CIK 0001659009 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,255

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 6, 2020.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:00 UTC
SWYGERT JOHN WDirector · President, CEO
SaleCommon Stock 3,161 $46.61 $147,334.21
Disclosure

SEC source: 0001140361-20-005315 · form4.xml · nonDerivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,156

F5 · kind: Transactions made pursuant to an agreement adopted on October 3, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.34 to $47.23 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:00 UTC
SWYGERT JOHN WDirector · President, CEO
Tax withholdingCommon Stock 1,189 $49.15 $58,439.35
Disclosure

SEC source: 0001140361-20-005315 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,317

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 6, 2020.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:03 UTC
Bertram Kenneth RobertVP, General Counsel
Tax withholdingCommon Stock, par value $0.001 per share 1,520 $49.15 $74,708.00
Disclosure

SEC source: 0001140361-20-005319 · form4.xml · nonDerivative · entry 2

Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,630

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 6, 2020.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:01 UTC
McLain KevinSVP, Merchandising
Tax withholdingCommon Stock, par value $0.001 per share 1,506 $49.15 $74,019.90
Disclosure

SEC source: 0001140361-20-005317 · form4.xml · nonDerivative · entry 2

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,677

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 6, 2020.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:00 UTC
Segura OmarSVP, Store Operations
Tax withholdingCommon Stock, par value $0.001 per share 2,108 $49.15 $103,608.20
Disclosure

SEC source: 0001140361-20-005314 · form4.xml · nonDerivative · entry 2

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,296

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of March 6, 2020.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 16:00 UTC
Stasz JaySVP, CFO
Exercise / conversionRestricted Stock Units · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005316 · form4.xml · derivative · entry 3

Stasz Jay · CIK 0001659009 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F6 · derivative.exercise_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

F6 · derivative.expiration_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 16:00 UTC
Stasz JaySVP, CFO
Exercise / conversionCommon Stock, par value $0.001 per share 6,787 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005316 · form4.xml · nonDerivative · entry 1

Stasz Jay · CIK 0001659009 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:00 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 4,350 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005315 · form4.xml · derivative · entry 4

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F8 · derivative.exercise_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

F8 · derivative.expiration_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:00 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionCommon Stock 4,350 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005315 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:03 UTC
Bertram Kenneth RobertVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005319 · form4.xml · derivative · entry 3

Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F6 · derivative.exercise_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

F6 · derivative.expiration_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:03 UTC
Bertram Kenneth RobertVP, General Counsel
Exercise / conversionCommon Stock, par value $0.001 per share 5,183 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005319 · form4.xml · nonDerivative · entry 1

Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:01 UTC
McLain KevinSVP, Merchandising
Exercise / conversionRestricted Stock Units · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005317 · form4.xml · derivative · entry 3

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F6 · derivative.exercise_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

F6 · derivative.expiration_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:01 UTC
McLain KevinSVP, Merchandising
Exercise / conversionCommon Stock, par value $0.001 per share 5,183 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005317 · form4.xml · nonDerivative · entry 1

McLain Kevin · CIK 0001645276 · SVP, Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:00 UTC
Segura OmarSVP, Store Operations
Exercise / conversionRestricted Stock Units · Derivative 7,404 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005314 · form4.xml · derivative · entry 3

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F6 · derivative.exercise_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

F6 · derivative.expiration_date: The restricted stock units granted on March 7, 2016 vested in their entirety on March 7, 2020.

Read SEC document
March 07, 2020 Filed Mar 10, 2020 20:00 UTC
Segura OmarSVP, Store Operations
Exercise / conversionCommon Stock, par value $0.001 per share 7,404 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-005314 · form4.xml · nonDerivative · entry 1

Segura Omar · CIK 0001645287 · SVP, Store Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 21:00 UTC
SWYGERT JOHN WDirector · President, CEO
SaleCommon Stock 157 $61.78 $9,699.46
Disclosure

SEC source: 0001140361-20-000510 · form4.xml · nonDerivative · entry 3

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,156

F5 · kind: Transactions made pursuant to an agreement adopted on October 3, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:00 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 234 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-000510 · form4.xml · derivative · entry 4

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock award is the economic equivalent of one share of Ollie's Bargain Outlet Holdings, Inc. common stock.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock. The reporting person was granted 935 restricted stock units on January 5, 2018, of which 233 of the restricted stock units vested on January 5, 2019; 234 of the restricted stock units vested on January 5, 2020; 234 of the restricted stock units will vest on January 5, 2021 and 234 of the restricted stock units will vest on January 5, 2022.

F7 · derivative.exercise_date: The reporting person was granted 935 restricted stock units on January 5, 2018, of which 234 of the restricted stock units vested on January 5, 2020. The common stock into which such vested restricted stock units converted on January 5, 2020 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 234 of the restricted stock units vesting on January 5, 2021 and 234 of the restricted stock units vesting on January 5, 2022.

F7 · derivative.expiration_date: The reporting person was granted 935 restricted stock units on January 5, 2018, of which 234 of the restricted stock units vested on January 5, 2020. The common stock into which such vested restricted stock units converted on January 5, 2020 is reported in Table I on this Form 4. The remaining unvested stock units will continue to vest with 234 of the restricted stock units vesting on January 5, 2021 and 234 of the restricted stock units vesting on January 5, 2022.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:00 UTC
SWYGERT JOHN WDirector · President, CEO
Tax withholdingCommon Stock 77 $61.52 $4,737.04
Disclosure

SEC source: 0001140361-20-000510 · form4.xml · nonDerivative · entry 2

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,313

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F4 · price: The price reported in column 4 is equivalent to the fair market value based on the closing market price as of January 3, 2020.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:00 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-000510 · form4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting restricted stock awards into common stock. The reporting person was granted 935 restricted stock units on January 5, 2018, of which 233 of the restricted stock units vested on January 5, 2019; 234 of the restricted stock units vested on January 5, 2020; 234 of the restricted stock units will vest on January 5, 2021 and 234 of the restricted stock units will vest on January 5, 2022.

F2 · price: Restricted Stock Units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 21:26 UTC
SWYGERT JOHN WDirector · President, CEO
Exercise / conversionEmployee stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001140361-19-022450 · form4.xml · derivative · entry 8

SWYGERT JOHN W · CIK 0001276412 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,750

Underlying: Common Stock · 6,000 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions made pursuant to an agreement adopted on October 3, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · derivative.exercise_date: Options vested and became exercisable in equal 25% installments on each anniversary date of the grant, July 15, 2015. The entirety of the 58,750 options grant vested fully on July 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.