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OKLO

Oklo Inc.

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593
SEC CIK
0001849056
Parsed reports
175

Last 12 months

Inside the activity.

0 purchase rows · 257 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025027
Jan 2026056
Feb 2026025
Mar 2026036
Apr 2026021
May 2026014
Jun 2026019
Jul 202609
Aug 2026018
Sep 2026019
Oct 2026012

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2025 Filed Apr 2, 2025 20:16 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Tax withholdingClass A Common Stock 29,008 $23.95 $694,741.60
Disclosure

SEC source: 0001104659-25-031161 · tm2511091-4_4seq1.xml · nonDerivative · entry 4

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 10,805,098

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:16 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Exercise / conversionClass A Common Stock 56,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-031161 · tm2511091-4_4seq1.xml · nonDerivative · entry 3

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 10,834,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 56,180 and 39,326 restricted stock units were released to Mr. DeWitte and Ms. Cochran, respectively.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:16 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Tax withholdingClass A Common Stock 20,303 $23.95 $486,256.85
Disclosure

SEC source: 0001104659-25-031161 · tm2511091-4_4seq1.xml · nonDerivative · entry 2

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,502,108

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:16 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Exercise / conversionClass A Common Stock 39,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-031161 · tm2511091-4_4seq1.xml · nonDerivative · entry 1

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,522,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 56,180 and 39,326 restricted stock units were released to Mr. DeWitte and Ms. Cochran, respectively.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 39,326 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-031154 · tm2511091-2_4seq1.xml · derivative · entry 8

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 196,629

Underlying: Class A Common Stock · 39,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 56,180 and 39,326 restricted stock units were released to Mr. DeWitte and Ms. Cochran, respectively.

F3 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 56,180 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-031154 · tm2511091-2_4seq1.xml · derivative · entry 7

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,899

Underlying: Class A Common Stock · 56,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 56,180 and 39,326 restricted stock units were released to Mr. DeWitte and Ms. Cochran, respectively.

F3 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Tax withholdingClass A Common Stock 20,303 $23.95 $486,256.85
Disclosure

SEC source: 0001104659-25-031154 · tm2511091-2_4seq1.xml · nonDerivative · entry 4

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 10,502,108

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionClass A Common Stock 39,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-031154 · tm2511091-2_4seq1.xml · nonDerivative · entry 3

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 10,522,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 56,180 and 39,326 restricted stock units were released to Mr. DeWitte and Ms. Cochran, respectively.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Tax withholdingClass A Common Stock 29,008 $23.95 $694,741.60
Disclosure

SEC source: 0001104659-25-031154 · tm2511091-2_4seq1.xml · nonDerivative · entry 2

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,805,098

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionClass A Common Stock 56,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-031154 · tm2511091-2_4seq1.xml · nonDerivative · entry 1

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,834,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 56,180 and 39,326 restricted stock units were released to Mr. DeWitte and Ms. Cochran, respectively.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
Bealmear Richard CraigChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 39,326 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-031158 · tm2511091-3_4seq1.xml · derivative · entry 3

Bealmear Richard Craig · CIK 0001855623 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,629

Underlying: Class A Common Stock · 39,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 39,326 restricted stock units were released to the Reporting Person.

F2 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
Bealmear Richard CraigChief Financial Officer
Tax withholdingClass A Common Stock 17,413 $23.95 $417,041.35
Disclosure

SEC source: 0001104659-25-031158 · tm2511091-3_4seq1.xml · nonDerivative · entry 2

Bealmear Richard Craig · CIK 0001855623 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,913

Read SEC document
March 13, 2025 Filed Apr 2, 2025 20:15 UTC
Bealmear Richard CraigChief Financial Officer
Exercise / conversionClass A Common Stock 39,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-031158 · tm2511091-3_4seq1.xml · nonDerivative · entry 1

Bealmear Richard Craig · CIK 0001855623 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. On March 13, 2025, 39,326 restricted stock units were released to the Reporting Person.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 22:40 UTC GrantRestricted Stock Units · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-021824 · tm258595-2_4seq1.xml · derivative · entry 1

PONEMAN DANIEL B · CIK 0001636063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,446

Underlying: Class A Common Stock · 3,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on March 6, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in full on March 6, 2026.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:35 UTC GrantRestricted Stock Units · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-021421 · tm258525-2_4seq1.xml · derivative · entry 1

Thompson Michael N. Jr. · CIK 0001824755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,446

Underlying: Class A Common Stock · 3,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on March 4, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in full on March 4, 2026.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 21:30 UTC
Bealmear Richard CraigChief Financial Officer
GrantRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-010963 · tm255920-1_4seq1.xml · derivative · entry 1

Bealmear Richard Craig · CIK 0001855623 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A Common Stock · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on November 29, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in full on November 29, 2025.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 21:31 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GiftClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-132878 · tm2432344-2_4seq1.xml · nonDerivative · entry 2

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 13,068,926

F1 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 21:31 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GiftClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-132878 · tm2432344-2_4seq1.xml · nonDerivative · entry 1

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,508,085

Read SEC document
December 30, 2024 Filed Dec 31, 2024 21:30 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
GiftClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-132874 · tm2432344-1_4seq1.xml · nonDerivative · entry 2

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 12,508,085

F1 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 21:30 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
GiftClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-132874 · tm2432344-1_4seq1.xml · nonDerivative · entry 1

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,068,926

Read SEC document
December 23, 2024 Filed Dec 27, 2024 21:30 UTC PurchaseClass A Common Stock 5,000 $19.95 $99,750.00
Disclosure

SEC source: 0001104659-24-132159 · tm2432062-1_4seq1.xml · nonDerivative · entry 1

Kinzley Richard · CIK 0001445637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:30 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
SaleClass A Common Stock 228,248 $21.63 $4,936,547.74
Disclosure

SEC source: 0001104659-24-131323 · tm2431816-1_4seq1.xml · nonDerivative · entry 2

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,543,085

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.4404 to $21.7508, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:30 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
SaleClass A Common Stock 2,321 $20.24 $46,983.54
Disclosure

SEC source: 0001104659-24-131323 · tm2431816-1_4seq1.xml · nonDerivative · entry 1

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,771,333

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.075 to $20.3662, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:31 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
SaleClass A Common Stock 228,248 $21.63 $4,936,547.74
Disclosure

SEC source: 0001104659-24-131328 · tm2431816-2_4seq1.xml · nonDerivative · entry 2

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 12,543,085

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.4404 to $21.7508, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:31 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
SaleClass A Common Stock 2,321 $20.24 $46,983.54
Disclosure

SEC source: 0001104659-24-131328 · tm2431816-2_4seq1.xml · nonDerivative · entry 1

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 12,771,333

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.075 to $20.3662, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:32 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Exercise / conversionEarnout Rights · Derivative 1,913,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121561 · tm2429081-3_4seq1.xml · derivative · entry 4

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,913,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:32 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Exercise / conversionEarnout Rights · Derivative 1,862,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121561 · tm2429081-3_4seq1.xml · derivative · entry 3

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,862,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:32 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Exercise / conversionClass A Common Stock 1,913,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121561 · tm2429081-3_4seq1.xml · nonDerivative · entry 2

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 13,103,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:32 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
Exercise / conversionClass A Common Stock 1,862,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121561 · tm2429081-3_4seq1.xml · nonDerivative · entry 1

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,773,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:33 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionEarnout Rights · Derivative 1,862,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121565 · tm2429081-4_4seq1.xml · derivative · entry 4

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,862,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:33 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionEarnout Rights · Derivative 1,913,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121565 · tm2429081-4_4seq1.xml · derivative · entry 3

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,913,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F1 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

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November 19, 2024 Filed Nov 21, 2024 21:33 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionClass A Common Stock 1,862,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121565 · tm2429081-4_4seq1.xml · nonDerivative · entry 2

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 12,773,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:33 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
Exercise / conversionClass A Common Stock 1,913,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121565 · tm2429081-4_4seq1.xml · nonDerivative · entry 1

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,103,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 16:31 UTC Exercise / conversionEarnout Rights · Derivative 581,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121560 · tm2429081-2_4seq1.xml · derivative · entry 2

Altman Samuel H. · CIK 0001571705 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hydrazine Capital II, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 581,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.

F1 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.

F1 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.

F2 · ownership.nature: The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 16:31 UTC Exercise / conversionClass A Common Stock 581,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-121560 · tm2429081-2_4seq1.xml · nonDerivative · entry 1

Altman Samuel H. · CIK 0001571705 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hydrazine Capital II, L.P.

Disclosed balance after: 3,732,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.

F2 · ownership.nature: The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.

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November 14, 2024 Filed Nov 18, 2024 22:15 UTC
Klein Michael StuartDirector · 10% owner
M. Klein Associates, Inc.Director · 10% owner
AltC Sponsor LLCDirector · 10% owner
OtherCommon Stock, par value $0.0001 per share 13,450,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-120191 · tm2428710-1_4seq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F1 · kind: Represents pro rata distribution by AltC Sponsor LLC (the "Sponsor") to its members (the "Distribution") following the business combination of AltC Acquisition Corp. with Oklo Inc., which closed on May 9, 2024. No consideration was paid in connection with the transaction reported herein.

F1 · price: Represents pro rata distribution by AltC Sponsor LLC (the "Sponsor") to its members (the "Distribution") following the business combination of AltC Acquisition Corp. with Oklo Inc., which closed on May 9, 2024. No consideration was paid in connection with the transaction reported herein.

F2 · balance_after: 212,920 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 287,100 of the Shares are held of record by Allies Capital Corp., each of which received the Shares in the Distribution. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp.

F2 · ownership.nature: 212,920 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 287,100 of the Shares are held of record by Allies Capital Corp., each of which received the Shares in the Distribution. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp.

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July 10, 2024 Filed Jul 12, 2024 20:32 UTC GrantRestricted Stock Units · Derivative 16,854 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079565 · tm2419306-4_4seq1.xml · derivative · entry 1

Jansen John M · CIK 0002021774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,854

Underlying: Class A Common Stock · 16,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on May 9, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in full on May 9, 2025.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:30 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GrantRestricted Stock Units · Derivative 337,079 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079561 · tm2419306-2_4seq1.xml · derivative · entry 2

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 337,079

Underlying: Class A Common Stock · 337,079 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F3 · balance_after: Represents securities held by the Reporting Person's spouse.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:30 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GrantRestricted Stock Units · Derivative 235,955 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079561 · tm2419306-2_4seq1.xml · derivative · entry 1

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,955

Underlying: Class A Common Stock · 235,955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:31 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
GrantRestricted Stock Units · Derivative 235,955 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079563 · tm2419306-3_4seq1.xml · derivative · entry 2

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 235,955

Underlying: Class A Common Stock · 235,955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F3 · balance_after: Represents securities held by the Reporting Person's spouse.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:31 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
GrantRestricted Stock Units · Derivative 337,079 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079563 · tm2419306-3_4seq1.xml · derivative · entry 1

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,079

Underlying: Class A Common Stock · 337,079 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:30 UTC
Bealmear Richard CraigChief Financial Officer
GrantRestricted Stock Units · Derivative 235,955 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079556 · tm2419306-1_4seq1.xml · derivative · entry 1

Bealmear Richard Craig · CIK 0001855623 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,955

Underlying: Class A Common Stock · 235,955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in 12 substantially equal quarterly installments beginning on August 9, 2024.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 20:32 UTC GrantRestricted Stock Units · Derivative 16,854 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079566 · tm2419306-5_4seq1.xml · derivative · entry 1

Kinzley Richard · CIK 0001445637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,854

Underlying: Class A Common Stock · 16,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on May 9, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in full on May 9, 2025.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 16:33 UTC GrantRestricted Stock Units · Derivative 16,854 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-079567 · tm2419306-6_4seq1.xml · derivative · entry 1

Wright Christopher A · CIK 0001292100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,854

Underlying: Class A Common Stock · 16,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on May 9, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in full on May 9, 2025.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:39 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GrantEarnout Rights · Derivative 2,063,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060611 · tm2414121-10_4seq1.xml · derivative · entry 4

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 2,063,583

Underlying: Class A Common Stock · 2,063,583 shares

Expires not disclosed

F3 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F1 · kind: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F1 · price: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F3 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F3 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:39 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GrantEarnout Rights · Derivative 2,012,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060611 · tm2414121-10_4seq1.xml · derivative · entry 3

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,012,162

Underlying: Class A Common Stock · 2,012,162 shares

Expires not disclosed

F3 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F1 · kind: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F1 · price: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F3 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F3 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:39 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GrantClass A Common Stock 11,190,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060611 · tm2414121-10_4seq1.xml · nonDerivative · entry 2

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jacob DeWitte

Disclosed balance after: 11,190,452

F1 · kind: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F1 · price: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:39 UTC
Cochran CarolineDirector · Co-Founder, COO · 10% owner
GrantClass A Common Stock 10,911,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060611 · tm2414121-10_4seq1.xml · nonDerivative · entry 1

Cochran Caroline · CIK 0002021786 · Director · Co-Founder, COO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,911,600

F1 · kind: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F1 · price: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

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May 09, 2024 Filed May 13, 2024 20:39 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
GrantEarnout Rights · Derivative 2,012,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060615 · tm2414121-11_4seq1.xml · derivative · entry 4

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Caroline Cochran

Disclosed balance after: 2,012,162

Underlying: Class A Common Stock · 2,012,162 shares

Expires not disclosed

F3 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F1 · kind: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F1 · price: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F3 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F3 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F2 · ownership.nature: Represents securities held by the Reporting Person's spouse.

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May 09, 2024 Filed May 13, 2024 20:39 UTC
DeWitte JacobDirector · Co-Founder, CEO · 10% owner
GrantEarnout Rights · Derivative 2,063,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060615 · tm2414121-11_4seq1.xml · derivative · entry 3

DeWitte Jacob · CIK 0002021433 · Director · Co-Founder, CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,063,583

Underlying: Class A Common Stock · 2,063,583 shares

Expires not disclosed

F3 · derivative.exercise_price: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F1 · kind: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F1 · price: Represents securities received as part of the Issuer's business combination, in connection with that certain Agreement and Plan of Merger and Reorganization, dated as of July 11, 2023 (the "Merger Agreement"), by and between the Issuer (formerly AltC Acquisition Corp.), AltC Merger Sub, Inc., and Oklo Inc. ("Legacy Oklo") pursuant to which shares of common stock of Legacy Oklo automatically converted into the right to receive (i) cash and Class A Common Stock of the Issuer and (ii) the right to receive Earnout Shares (as defined below).

F3 · derivative.exercise_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

F3 · derivative.expiration_date: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. Pursuant to an "earnout" provision in the Merger Agreement, the Earnout Shares may be issued in three separate tranches based upon (A) the closing sale price of one share of the Issuer's Class A Common Stock for any twenty trading days within any sixty consecutive trading day period within the five-year period following the closing of the Issuer's business combination or (B) if the Issuer undergoes a Change in Control (as defined in the Merger Agreement), the price per share received by stockholders of the Issuer in such Change in Control transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.