Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 25, 2020 21:00 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 4,000 | $5.32 | $21,270.40 |
DisclosureSEC source: 0000899243-20-005744 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
OtherCommon Stock | 258,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005747 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 1,012,751 F2 · kind: The shares were received via a pro rata, in-kind distribution from Fifth Street Asset Management Inc. to its stockholders. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
OtherCommon Stock | 2,499,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005747 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,666,156 F2 · kind: The shares were received via a pro rata, in-kind distribution from Fifth Street Asset Management Inc. to its stockholders. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
OtherCommon Stock | 3,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005747 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Fifth Street Asset Management Inc. Disclosed balance after: 0 F1 · kind: Fifth Street Asset Management Inc. ("FSAM") owns 100% of Fifth Street Holdings, L.P. ("FSH"). On January 21, 2020, FSH distributed 3,500,000 shares of OCSL to FSAM. On January 30, 2020, FSAM then distributed the 3,500,000 shares of OCSL to its stockholders, pro rata, in an in-kind distribution. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 36,837 | $5.47 | $201,586.80 |
DisclosureSEC source: 0001209191-20-003277 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,500,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 61,336 | $5.48 | $336,243.95 |
DisclosureSEC source: 0001209191-20-003024 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,536,837 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 77,000 | $5.48 | $421,613.50 |
DisclosureSEC source: 0001209191-20-003024 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,598,173 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 72,063 | $5.45 | $393,031.60 |
DisclosureSEC source: 0001209191-20-002492 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,679,673 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 49,696 | $5.46 | $271,429.61 |
DisclosureSEC source: 0001209191-20-002492 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,751,736 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 69,700 | $5.46 | $380,485.33 |
DisclosureSEC source: 0001209191-20-001711 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,801,432 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 94,280 | $5.46 | $514,966.79 |
DisclosureSEC source: 0001209191-20-001711 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,871,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 11:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 22,700 | $5.50 | $124,899.94 |
DisclosureSEC source: 0001209191-19-061853 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,965,412 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.50 to $5.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 11:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 163,800 | $5.47 | $896,051.52 |
DisclosureSEC source: 0001209191-19-061853 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 3,988,112 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 135,300 | $5.46 | $738,305.04 |
DisclosureSEC source: 0001209191-19-061518 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,151,912 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 21:31 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 273,041 | $5.40 | $1,474,448.70 |
DisclosureSEC source: 0001209191-19-061128 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,287,212 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.33 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:31 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 97,005 | $5.33 | $516,687.43 |
DisclosureSEC source: 0001209191-19-061128 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,560,253 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.27 to $5.34; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 13, 2019 Filed Jan 10, 2020 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 4,500 | $5.27 | $23,734.35 |
DisclosureSEC source: 0001209191-20-003024 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,652,758 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.30; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:00 UTC |
Pendo MathewPresident and COO
|
PurchaseCommon Stock, par value $0.01 per share | 5,990 | $5.25 | $31,447.50 |
DisclosureSEC source: 0000899243-19-029244 · doc4.xml · nonDerivative · entry 1 Pendo Mathew · CIK 0001603759 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,040 Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:00 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $5.25 | $10,506.60 |
DisclosureSEC source: 0000899243-19-029245 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 42,900 | $5.25 | $225,310.80 |
DisclosureSEC source: 0001209191-19-060627 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,657,258 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| December 03, 2019 Filed Dec 6, 2019 01:03 UTC |
Panossian ArmenChief Executive Officer
|
PurchaseCommon Stock, par value $0.01 per share | 17,500 | $5.25 | $91,953.75 |
DisclosureSEC source: 0000899243-19-028619 · doc4.xml · nonDerivative · entry 1 Panossian Armen · CIK 0001790406 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · price: The price reported in column 4 is a weighted average price. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 00:17 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 600 | $5.30 | $3,180.00 |
DisclosureSEC source: 0001209191-19-058872 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,700,158 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 21:00 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 5,000 | $5.24 | $26,193.50 |
DisclosureSEC source: 0000899243-19-028142 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 23:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 161,000 | $5.25 | $845,394.90 |
DisclosureSEC source: 0001209191-19-057644 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,700,758 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.30; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 217,199 | $5.26 | $1,141,988.90 |
DisclosureSEC source: 0001209191-19-057644 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 4,861,758 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.30; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 104,700 | $5.27 | $551,266.44 |
DisclosureSEC source: 0001209191-19-057419 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,078,957 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.33; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:00 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 93,800 | $5.28 | $495,545.40 |
DisclosureSEC source: 0001209191-19-057419 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,183,657 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.33; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:08 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 71,500 | $5.26 | $375,954.15 |
DisclosureSEC source: 0001209191-19-056931 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,277,457 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:08 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 62,300 | $5.29 | $329,623.07 |
DisclosureSEC source: 0001209191-19-056931 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,348,957 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 22:58 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 104,859 | $5.25 | $550,845.30 |
DisclosureSEC source: 0001209191-19-056614 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,411,257 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:58 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 45,402 | $5.26 | $238,778.20 |
DisclosureSEC source: 0001209191-19-056614 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,516,116 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 22:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 84 | $5.25 | $441.00 |
DisclosureSEC source: 0001209191-19-051356 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,561,518 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 38 | $5.25 | $199.50 |
DisclosureSEC source: 0001209191-19-051356 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,561,602 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 20:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 200 | $5.25 | $1,050.00 |
DisclosureSEC source: 0001209191-19-050442 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,561,640 F1 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 20:53 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 1,800 | $5.27 | $9,479.52 |
DisclosureSEC source: 0001209191-19-050083 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,561,840 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 20:53 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 20,925 | $5.26 | $110,084.33 |
DisclosureSEC source: 0001209191-19-050083 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,563,640 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.25 to $5.28; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 10:02 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $5.10 | $10,195.40 |
DisclosureSEC source: 0000899243-19-022600 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 10:03 UTC |
Gero Deborah AnnDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,000 | $5.13 | $10,259.00 |
DisclosureSEC source: 0000899243-19-021750 · doc4.xml · nonDerivative · entry 1 Gero Deborah Ann · CIK 0001770360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| July 09, 2019 Filed Jul 10, 2019 21:07 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 1,200 | $5.41 | $6,486.96 |
DisclosureSEC source: 0001209191-19-041706 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,584,565 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 21:16 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 8,284 | $5.40 | $44,734.43 |
DisclosureSEC source: 0001209191-19-041595 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,585,765 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:16 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 51,000 | $5.43 | $277,016.70 |
DisclosureSEC source: 0001209191-19-041595 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,594,049 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| July 03, 2019 Filed Jul 5, 2019 20:19 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 19,000 | $5.47 | $103,971.80 |
DisclosureSEC source: 0001209191-19-041334 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,645,049 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| July 02, 2019 Filed Jul 5, 2019 20:19 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 19,964 | $5.43 | $108,404.52 |
DisclosureSEC source: 0001209191-19-041334 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,664,049 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 32,230 | $5.42 | $174,560.90 |
DisclosureSEC source: 0001209191-19-040254 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,684,013 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.47; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 23,200 | $5.41 | $125,563.04 |
DisclosureSEC source: 0001209191-19-040254 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,716,243 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.47; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 12:40 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 3,705 | $5.41 | $20,028.49 |
DisclosureSEC source: 0001209191-19-039413 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,739,443 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 12:40 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 48,400 | $5.40 | $261,456.80 |
DisclosureSEC source: 0001209191-19-039413 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,743,148 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.43; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 12:15 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 14,353 | $5.42 | $77,731.54 |
DisclosureSEC source: 0001209191-19-038877 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,791,548 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.46; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 12:15 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 55,900 | $5.42 | $303,045.08 |
DisclosureSEC source: 0001209191-19-038877 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,805,901 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.46; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
| June 20, 2019 Filed Jun 20, 2019 22:26 UTC |
TANNENBAUM LEONARD M10% owner
|
SaleCommon Stock | 16,866 | $5.40 | $91,105.07 |
DisclosureSEC source: 0001209191-19-038296 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,861,801 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.40 to $5.45; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.