OCCI

SEC source: 0001716951-23-000026 · wf-form4_168175288872576.xml · nonDerivative · entry 2

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Owned by Orchard First Source Asset Management Holdings, LLC

Disclosed balance after: 171,377

F1 · kind: On March 1, 2023, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2023, payable to holders of record of common stock on March 14, 2023 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,137 and 6,758 shares of common stock, respectively, as of April 28, 2023.

F2 · ownership.nature: These securities are held by OFSAM Holdings. Mr. Cerny has an ownership interest in OFSAM Holdings. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM Holdings.

SEC source: 0001716951-23-000026 · wf-form4_168175288872576.xml · nonDerivative · entry 1

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,121

F1 · kind: On March 1, 2023, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2023, payable to holders of record of common stock on March 14, 2023 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,137 and 6,758 shares of common stock, respectively, as of April 28, 2023.

SEC source: 0001716951-23-000024 · wf-form4_168175269878353.xml · nonDerivative · entry 1

Orchard First Source Asset Management Holdings, LLC · CIK 0001960696 · Parent of Investment Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,377

F1 · kind: On March 1, 2023, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2023, payable to holders of record of common stock on March 14, 2023 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management Holdings, LLC will receive 6,758 shares of common stock as of April 28, 2023.

SEC source: 0001716951-23-000010 · wf-form4_167449592818799.xml · nonDerivative · entry 2

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management Holdings, LLC

Disclosed balance after: 164,619

F1 · kind: On December 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2023, payable to holders of record of common stock on December 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,046 and 6,404 shares of common stock, respectively, as of January 31, 2023.

F2 · ownership.nature: These securities are held by OFSAM Holdings. Mr. Rashid has an ownership interest in OFSAM Holdings. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM Holdings.

SEC source: 0001716951-23-000010 · wf-form4_167449592818799.xml · nonDerivative · entry 1

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,643

F1 · kind: On December 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2023, payable to holders of record of common stock on December 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,046 and 6,404 shares of common stock, respectively, as of January 31, 2023.

SEC source: 0001716951-23-000012 · wf-form4_167449608313579.xml · nonDerivative · entry 2

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management Holdings, LLC

Disclosed balance after: 164,619

F1 · kind: On December 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2023, payable to holders of record of common stock on December 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,065 and 6,404 shares of common stock, respectively, as of January 31, 2023.

F2 · ownership.nature: These securities are held by OFSAM Holdings. Mr. Cerny has an ownership interest in OFSAM Holdings. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM Holdings.

SEC source: 0001716951-23-000012 · wf-form4_167449608313579.xml · nonDerivative · entry 1

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,984

F1 · kind: On December 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2023, payable to holders of record of common stock on December 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny and Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings") will receive 1,065 and 6,404 shares of common stock, respectively, as of January 31, 2023.

SEC source: 0001716951-23-000008 · wf-form4_167449575656036.xml · nonDerivative · entry 1

Orchard First Source Asset Management Holdings, LLC · CIK 0001960696 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,619

F1 · kind: On December 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2023, payable to holders of record of common stock on December 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management Holdings, LLC will receive 6,404 shares of common stock as of January 31, 2023.

SEC source: 0001716951-23-000004 · wf-form4_167416916571883.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 0

F1 · ownership.nature: These securities were held by OFS Funding I, LLC ("Funding I"). Funding I is owned by Orchard First Source Asset Management, LLC ("OFSAM"). As a result, OFSAM may have been deemed to beneficially own the securities held by Funding I by virtue of its ownership interest in Funding I. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-23-000004 · wf-form4_167416916571883.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001716951-22-000065 · wf-form4_166609632825412.xml · nonDerivative · entry 3

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,543

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 1,094, 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000065 · wf-form4_166609632825412.xml · nonDerivative · entry 2

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 147,672

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 1,094, 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000065 · wf-form4_166609632825412.xml · nonDerivative · entry 1

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,597

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 1,094, 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

SEC source: 0001716951-22-000067 · wf-form4_166609653165670.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,543

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000067 · wf-form4_166609653165670.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,672

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

SEC source: 0001716951-22-000066 · wf-form4_166609641928328.xml · nonDerivative · entry 3

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,543

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 1,114, 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000066 · wf-form4_166609641928328.xml · nonDerivative · entry 2

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 147,672

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 1,114, 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000066 · wf-form4_166609641928328.xml · nonDerivative · entry 1

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,919

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 1,114, 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

SEC source: 0001716951-22-000050 · wf-form4_165817481660008.xml · nonDerivative · entry 3

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,091

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 936, 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000050 · wf-form4_165817481660008.xml · nonDerivative · entry 2

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 141,339

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 936, 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000050 · wf-form4_165817481660008.xml · nonDerivative · entry 1

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,503

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 936, 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

SEC source: 0001716951-22-000049 · wf-form4_165817472765986.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,091

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000049 · wf-form4_165817472765986.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,339

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

SEC source: 0001716951-22-000051 · wf-form4_165817489697653.xml · nonDerivative · entry 3

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,091

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 953, 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000051 · wf-form4_165817489697653.xml · nonDerivative · entry 2

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 141,339

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 953, 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000051 · wf-form4_165817489697653.xml · nonDerivative · entry 1

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,805

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 953, 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

SEC source: 0001716951-22-000024 · wf-form4_165031285350585.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,691

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000024 · wf-form4_165031285350585.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,732

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

SEC source: 0001716951-22-000022 · wf-form4_165031264754387.xml · nonDerivative · entry 3

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,691

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 666, 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000022 · wf-form4_165031264754387.xml · nonDerivative · entry 2

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 135,732

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 666, 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000022 · wf-form4_165031264754387.xml · nonDerivative · entry 1

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,567

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 666, 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

SEC source: 0001716951-22-000023 · wf-form4_165031275915251.xml · nonDerivative · entry 3

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,691

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 679, 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000023 · wf-form4_165031275915251.xml · nonDerivative · entry 2

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 135,732

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 679, 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000023 · wf-form4_165031275915251.xml · nonDerivative · entry 1

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,852

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 679, 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

SEC source: 0001716951-22-000006 · wf-form4_164271115302727.xml · nonDerivative · entry 3

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,401

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 590, 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000006 · wf-form4_164271115302727.xml · nonDerivative · entry 2

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 131,662

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 590, 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000006 · wf-form4_164271115302727.xml · nonDerivative · entry 1

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,901

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 590, 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

SEC source: 0001716951-22-000004 · wf-form4_164271091147556.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,401

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000004 · wf-form4_164271091147556.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,662

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

SEC source: 0001716951-22-000008 · wf-form4_164271128145775.xml · nonDerivative · entry 3

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,401

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 601, 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-22-000008 · wf-form4_164271128145775.xml · nonDerivative · entry 2

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 131,662

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 601, 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-22-000008 · wf-form4_164271128145775.xml · nonDerivative · entry 1

Cerny Jeffrey A · CIK 0001613440 · Director · Director and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,173

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Cerny, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 601, 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

SEC source: 0001104659-21-150565 · tm2135344-3_4.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point CIF GP I LLC · CIK 0001883957 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 42,716

F1 · ownership.nature: The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds.

F2 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-150565 · tm2135344-3_4.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point CIF GP I LLC · CIK 0001883957 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 42,935

F1 · ownership.nature: The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds.

F2 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-149271 · tm2135344-2_4.xml · nonDerivative · entry 3

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point CIF GP I LLC · CIK 0001883957 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · price: The shares were called for redemption by the Issuer at a price equal to their liquidation preference price (plus any accrued but unpaid dividends).

F2 · ownership.nature: The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-149271 · tm2135344-2_4.xml · nonDerivative · entry 2

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point CIF GP I LLC · CIK 0001883957 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 42,944

F2 · ownership.nature: The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-149271 · tm2135344-2_4.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Eagle Point CIF GP I LLC · CIK 0001883957 · 10% owner

Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 43,363

F2 · ownership.nature: The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds.

F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001716951-21-000117 · wf-form4_163466192338331.xml · nonDerivative · entry 3

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,145

F1 · kind: On August 24, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2021, payable to holders of record of common stock on September 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 553, 3,493 and 249 shares of common stock, respectively, as of October 29, 2021.

F3 · ownership.nature: These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.

SEC source: 0001716951-21-000117 · wf-form4_163466192338331.xml · nonDerivative · entry 2

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Orchard First Source Asset Management, LLC

Disclosed balance after: 128,075

F1 · kind: On August 24, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2021, payable to holders of record of common stock on September 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 553, 3,493 and 249 shares of common stock, respectively, as of October 29, 2021.

F2 · ownership.nature: These securities are held by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM.

SEC source: 0001716951-21-000117 · wf-form4_163466192338331.xml · nonDerivative · entry 1

Rashid Bilal · CIK 0001521654 · Director · President, Director and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,311

F1 · kind: On August 24, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2021, payable to holders of record of common stock on September 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 553, 3,493 and 249 shares of common stock, respectively, as of October 29, 2021.