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Nasdaq · USD

OCC

OPTICAL CABLE CORP

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Tapewire entity
6682
SEC CIK
0001000230
Parsed reports
117

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 2026061
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2020 Filed Jan 29, 2020 14:04 UTC Disposition to issuerOCC 5,175 $3.49 $18,060.75
Disclosure

SEC source: 0001437749-20-001333 · rdgdoc.xml · nonDerivative · entry 1

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,471

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:22 UTC Tax withholdingCommon Stock 1,987 $4.67 $9,279.29
Disclosure

SEC source: 0001437749-19-006609 · rdgdoc.xml · nonDerivative · entry 2

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,646

F2 · shares: 1,987 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:22 UTC GrantCommon Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006609 · rdgdoc.xml · nonDerivative · entry 1

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,633

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,072 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2019-2020 board year. The 6,072 common shares are subject to complete forfeiture until they fully vest on April 3, 2020.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:21 UTC GrantCommon Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006607 · rdgdoc.xml · nonDerivative · entry 1

HOLLAND JOHN M · CIK 0001241198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,752

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,072 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2019-2020 board year. The 6,072 common shares are subject to complete forfeiture until they fully vest on April 3, 2020.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:19 UTC GrantCommon Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006605 · rdgdoc.xml · nonDerivative · entry 1

Nygren John A Jr · CIK 0001671366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,032

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,072 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2019-2020 board year. The 6,072 common shares are subject to complete forfeiture until they fully vest on April 3, 2020.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:16 UTC GrantCommon Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006603 · rdgdoc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,332

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,072 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2019-2020 board year. The 6,072 common shares are subject to complete forfeiture until they fully vest on April 3, 2020.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:14 UTC GrantCommon Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-006601 · rdgdoc.xml · nonDerivative · entry 1

WEBER CRAIG H · CIK 0001241193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,452

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,072 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2019-2020 board year. The 6,072 common shares are subject to complete forfeiture until they fully vest on April 3, 2020.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:06 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 35,280 $3.61 $127,360.80
Disclosure

SEC source: 0001437749-19-001798 · rdgdoc.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,925

F1 · shares: 35,280 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan and 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:02 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 70,743 $3.61 $255,382.23
Disclosure

SEC source: 0001437749-19-001795 · rdgdoc.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,662

F1 · shares: 70,743 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan and 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:05 UTC SaleCommon Stock 4,534 $5.30 $24,030.20
Disclosure

SEC source: 0001437749-18-018402 · rdgdoc.xml · nonDerivative · entry 1

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,561

F1 · shares: These shares were exclusively offered and sold to a trust for the benefit of a long-term individual investor in Optical Cable Corporation.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:30 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 80,000 $5.25 $420,000.00
Disclosure

SEC source: 0001209191-18-054256 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,405

F1 · shares: These shares were exclusively offered and sold to Mr. David R. Goode of Norfolk, Virginia, as a strategic financial investor in Optical Cable Corporation.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 21:00 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 6,023 $3.55 $21,381.65
Disclosure

SEC source: 0001437749-18-012077 · rdgdoc.xml · nonDerivative · entry 3

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,405

Read SEC document
June 18, 2018 Filed Jun 19, 2018 21:00 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 977 $3.50 $3,419.50
Disclosure

SEC source: 0001437749-18-012077 · rdgdoc.xml · nonDerivative · entry 2

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,428

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:00 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 3,000 $3.40 $10,200.00
Disclosure

SEC source: 0001437749-18-012077 · rdgdoc.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,405

Read SEC document
April 30, 2018 Filed May 1, 2018 20:20 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 2,328 $2.80 $6,518.40
Disclosure

SEC source: 0001437749-18-008268 · rdgdoc.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,205

F1 · shares: 2,328 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
April 04, 2018 Filed May 14, 2018 15:06 UTC Tax withholdingCommon Stock 1,742 $2.84 $4,947.28
Disclosure

SEC source: 0001437749-18-009703 · rdgdoc.xml · nonDerivative · entry 1

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

F1 · shares: 1,742 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:36 UTC GrantCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023840 · doc4.xml · nonDerivative · entry 1

HOLLAND JOHN M · CIK 0001241198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,680

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 7,162 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2018-2019 board year. The 7,162 common shares are subject to complete forfeiture until they fully vest on April 3, 2019.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:35 UTC GrantCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023836 · doc4.xml · nonDerivative · entry 1

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,837

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 7,162 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2018-2019 board year. The 7,162 common shares are subject to complete forfeiture until they fully vest on April 3, 2019.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:35 UTC GrantCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023833 · doc4.xml · nonDerivative · entry 1

Nygren John A Jr · CIK 0001671366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,960

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 7,162 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2018-2019 board year. The 7,162 common shares are subject to complete forfeiture until they fully vest on April 3, 2019.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:33 UTC GrantCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023828 · doc4.xml · nonDerivative · entry 1

WEBER CRAIG H · CIK 0001241193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,380

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 7,162 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2018-2019 board year. The 7,162 common shares are subject to complete forfeiture until they fully vest on April 3, 2019.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:34 UTC GrantCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023830 · doc4.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,260

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 7,162 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2018-2019 board year. The 7,162 common shares are subject to complete forfeiture until they fully vest on April 3, 2019.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 22:41 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 21,110 $2.35 $49,608.50
Disclosure

SEC source: 0001209191-18-007111 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,405

F1 · shares: 21,110 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 22:39 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 8,944 $2.35 $21,018.40
Disclosure

SEC source: 0001209191-18-007105 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,533

F1 · shares: 8,944 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:13 UTC
SMITH TRACY GSVP and CFO
GrantCommon stock 51,824 $2.50 $129,560.00
Disclosure

SEC source: 0001209191-18-006249 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,477

F1 · shares: Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 51,824 shares vests annually over approximately five years if certain performance goals are achieved in fiscal years 2018, 2019, 2020, 2021 and 2022 with the first possible vesting date being January 31, 2019.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:15 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
GrantCommon Stock 120,232 $2.50 $300,580.00
Disclosure

SEC source: 0001209191-18-006250 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,515

F1 · shares: Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 120,232 shares vests annually over approximately five years if certain performance goals are achieved in fiscal years 2018, 2019, 2020, 2021 and 2022 with the first possible vesting date being January 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:11 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 418 $2.45 $1,024.10
Disclosure

SEC source: 0001209191-17-058650 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,653

F1 · shares: 418 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 13:07 UTC PurchaseCommon Stock 4,000 $2.50 $10,000.00
Disclosure

SEC source: 0001209191-17-057983 · doc4.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,098

F1 · shares: 4,000 common shares were purchased in a private transaction and are held jointly with his spouse.

Read SEC document
October 09, 2017 Filed Oct 10, 2017 20:53 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 5,630 $2.20 $12,386.00
Disclosure

SEC source: 0001209191-17-056480 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wilkin Capital Fund I, LLC

Disclosed balance after: 22,595

F1 · shares: 5,630 common shares were purchased in a private transaction.

F2 · ownership.nature: The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 20:29 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 407 $2.30 $936.10
Disclosure

SEC source: 0001209191-17-046918 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,071

F1 · shares: 407 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
June 28, 2017 Filed Jun 30, 2017 21:13 UTC Disposition to issuerCommon Stock 2,000 $2.50 $5,000.00
Disclosure

SEC source: 0001209191-17-042565 · doc4.xml · nonDerivative · entry 1

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,675

Read SEC document
April 30, 2017 Filed May 2, 2017 20:17 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 7,716 $2.95 $22,762.20
Disclosure

SEC source: 0001209191-17-029182 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,283

F1 · shares: 7,716 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
April 30, 2017 Filed May 2, 2017 20:16 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 3,552 $2.95 $10,478.40
Disclosure

SEC source: 0001209191-17-029177 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,478

F1 · shares: 3,552 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 18:51 UTC PurchaseCommon Stock 3,125 $2.69 $8,406.25
Disclosure

SEC source: 0001209191-17-026222 · doc4.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,098

Read SEC document
April 05, 2017 Filed Apr 6, 2017 01:48 UTC Tax withholdingCommon Stock 3,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025880 · doc4.xml · nonDerivative · entry 2

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,973

F2 · shares: Represents the number of shares forfeited as a result of a grant overage.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 01:47 UTC Tax withholdingCommon Stock 3,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025879 · doc4.xml · nonDerivative · entry 2

WEBER CRAIG H · CIK 0001241193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,218

F2 · shares: Represents the number of shares forfeited as a result of a grant overage.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 01:45 UTC Tax withholdingCommon Stock 1,506 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025878 · doc4.xml · nonDerivative · entry 2

Nygren John A Jr · CIK 0001671366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,798

F2 · shares: Represents the number of shares forfeited as a result of a grant overage.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 01:43 UTC Tax withholdingCommon Stock 1,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025877 · doc4.xml · nonDerivative · entry 2

HOLLAND JOHN M · CIK 0001241198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,518

F2 · shares: Represents the number of shares forfeited as a result of a grant overage.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 01:48 UTC GrantCommon Stock 6,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025880 · doc4.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,985

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,276 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2017- 2018 board year.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 01:47 UTC GrantCommon Stock 6,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025879 · doc4.xml · nonDerivative · entry 1

WEBER CRAIG H · CIK 0001241193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,230

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,276 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2017- 2018 board year.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 01:45 UTC GrantCommon Stock 6,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025878 · doc4.xml · nonDerivative · entry 1

Nygren John A Jr · CIK 0001671366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,304

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,276 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2017-2018 board year.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 01:43 UTC GrantCommon Stock 6,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025877 · doc4.xml · nonDerivative · entry 1

HOLLAND JOHN M · CIK 0001241198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,637

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,276 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2017-2018 board year.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 01:37 UTC GrantCommon Stock 6,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025876 · doc4.xml · nonDerivative · entry 1

FRAZIER RANDALL H · CIK 0001241194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,675

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,276 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2017-2018 board year.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:12 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 14,465 $3.27 $47,300.55
Disclosure

SEC source: 0001209191-17-007073 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,999

F1 · shares: The transaction is a result of the partial forfeiture by Executive of unvested restricted shares granted on April 3, 2012 pursuant to the terms of the restricted share awards, whereby a portion of the restricted shares did not vest (and were forfeited) as a result of the Company not meeting certain operating performance-based objectives during certain vesting periods since the date of grant.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:10 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon stock 5,131 $3.27 $16,778.37
Disclosure

SEC source: 0001209191-17-007069 · doc4.xml · nonDerivative · entry 2

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,030

F2 · shares: The transaction is a result of the partial forfeiture by Executive of unvested restricted shares granted on April 3, 2012 pursuant to the terms of the restricted share awards, whereby a portion of the restricted shares did not vest (and were forfeited) as a result of the Company not meeting certain operating performance-based objectives during certain vesting periods since the date of grant.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 21:10 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 977 $3.27 $3,194.79
Disclosure

SEC source: 0001209191-17-007069 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,161

F1 · shares: 977 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

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January 20, 2017 Filed Jan 24, 2017 23:57 UTC
SMITH TRACY GSVP and CFO
GrantCommon stock 40,071 $3.45 $138,244.95
Disclosure

SEC source: 0001209191-17-005404 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,138

F1 · shares: Represents an award of restricted stock under the issuer's Second Amended and Restated 2011 Stock Incentive Plan. The award in the amount of 40,071 shares vests annually over approximately five years if certain performance goals are achieved in each of fiscal years 2017, 2018, 2019, 2020 and 2021 with the first possible vesting date being January 31, 2018.

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January 20, 2017 Filed Jan 24, 2017 23:55 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
GrantCommon Stock 92,964 $3.45 $320,725.80
Disclosure

SEC source: 0001209191-17-005403 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,464

F1 · shares: Represents an award of restricted stock under the issuer's Second Amended and Restated 2011 Stock Incentive Plan. The award in the amount of 92,964 shares vests annually over approximately five years if certain performance goals are achieved in each of fiscal years 2017, 2018, 2019, 2020 and 2021 with the first possible vesting date being January 31, 2018.

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October 31, 2016 Filed Nov 2, 2016 22:02 UTC
SMITH TRACY GSVP and CFO
Tax withholdingCommon Stock 842 $2.80 $2,357.60
Disclosure

SEC source: 0001209191-16-148027 · doc4.xml · nonDerivative · entry 1

SMITH TRACY G · CIK 0001241192 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,067

F1 · shares: 842 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.

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October 28, 2016 Filed Oct 28, 2016 20:13 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 299 $3.10 $926.90
Disclosure

SEC source: 0001209191-16-147289 · doc4.xml · nonDerivative · entry 1

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wilkin Capital Fund I, LLC

Disclosed balance after: 16,965

F1 · ownership.nature: The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.

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October 27, 2016 Filed Oct 28, 2016 20:13 UTC
WILKIN NEIL D JRDirector · Chairman, President and CEO · 10% owner
PurchaseCommon Stock 600 $3.09 $1,854.00
Disclosure

SEC source: 0001209191-16-147289 · doc4.xml · nonDerivative · entry 2

WILKIN NEIL D JR · CIK 0001241189 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wilkin Capital Fund I, LLC

Disclosed balance after: 16,666

F1 · ownership.nature: The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.