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Nasdaq · USD

OBT

Orange County Bancorp, Inc. /DE/

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Tapewire entity
5467
SEC CIK
0001754226
Parsed reports
643

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 15:18 UTC
Ruhl Joseph AReg Pres, Westchester County
Tax withholdingCommon Stock 421 $46.80 $19,702.80
Disclosure

SEC source: 0001437749-24-004789 · rdgdoc.xml · nonDerivative · entry 1

Ruhl Joseph A · CIK 0001875278 · Reg Pres, Westchester County

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,078

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
February 15, 2024 Filed Feb 20, 2024 20:24 UTC
Sousa GregoryEVP and CCBO
Tax withholdingCommon Stock 357 $46.80 $16,707.60
Disclosure

SEC source: 0001437749-24-004799 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,395

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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February 15, 2024 Filed Feb 20, 2024 20:25 UTC
Gilfeather Michael JDirector · President and CEO
Tax withholdingCommon Stock 815 $46.80 $38,142.00
Disclosure

SEC source: 0001437749-24-004802 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,866

F5 · shares: Includes restricted stock units which vest on December 31, 2026.

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 20:21 UTC
Jones Elizabeth ASVP, Chief Operating Officer
Tax withholdingCommon Stock 69 $46.80 $3,229.20
Disclosure

SEC source: 0001437749-24-004794 · rdgdoc.xml · nonDerivative · entry 1

Jones Elizabeth A · CIK 0001915399 · SVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,849

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
January 23, 2024 Filed Jan 25, 2024 18:04 UTC
Gilfeather Michael JDirector · President and CEO
GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002157 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,681

F5 · shares: Includes restricted stock units which vest on December 31, 2026.

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:34 UTC GrantPhantom Stock · Derivative 319 $58.75 $18,741.25
Disclosure

SEC source: 0001437749-24-000550 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,950

Underlying: Common Stock · 319 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:35 UTC GrantPhantom Stock · Derivative 63 $58.75 $3,701.25
Disclosure

SEC source: 0001437749-24-000552 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,256

Underlying: Common Stock · 63 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:37 UTC
Sousa GregoryEVP and CCBO
GrantPhantom Stock · Derivative 536 $58.75 $31,490.00
Disclosure

SEC source: 0001437749-24-000554 · rdgdoc.xml · derivative · entry 3

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 536 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F6 · derivative.exercise_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F6 · derivative.expiration_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 14:33 UTC GrantPhantom Stock · Derivative 319 $58.75 $18,741.25
Disclosure

SEC source: 0001437749-24-000548 · rdgdoc.xml · derivative · entry 3

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,053

Underlying: Common Stock · 319 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:33 UTC GrantPhantom Stock · Derivative 361 $58.75 $21,208.75
Disclosure

SEC source: 0001437749-24-000549 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,747

Underlying: Common Stock · 361 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:36 UTC
Gilfeather Michael JDirector · President and CEO
GrantPhantom Stock · Derivative 2,008 $58.75 $117,970.00
Disclosure

SEC source: 0001437749-24-000553 · rdgdoc.xml · derivative · entry 3

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,008

Underlying: Common Stock · 2,008 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

F5 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

F5 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:32 UTC GrantPhantom Stock · Derivative 361 $58.75 $21,208.75
Disclosure

SEC source: 0001437749-24-000547 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,747

Underlying: Common Stock · 361 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:35 UTC GrantPhantom Stock · Derivative 319 $58.75 $18,741.25
Disclosure

SEC source: 0001437749-24-000551 · rdgdoc.xml · derivative · entry 2

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,053

Underlying: Common Stock · 319 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 15:48 UTC
Lesler MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 120 $63.32 $7,598.40
Disclosure

SEC source: 0001437749-23-035456 · rdgdoc.xml · nonDerivative · entry 1

Lesler Michael · CIK 0001393132 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on December 23, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
December 18, 2023 Filed Dec 19, 2023 19:37 UTC
Rooney StephenSVP, Chief Credit Officer
SaleCommon Stock 640 $56.06 $35,878.40
Disclosure

SEC source: 0001437749-23-034871 · rdgdoc.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · SVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,485

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on November 8, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:54 UTC GrantPhantom Stock · Derivative Not disclosed $58.00 $14.00
Disclosure

SEC source: 0001437749-23-034731 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,630

Underlying: Common Stock · 14 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:51 UTC GrantPhantom Stock · Derivative Not disclosed $58.00 $5.00
Disclosure

SEC source: 0001437749-23-034727 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,192

Underlying: Common Stock · 5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:59 UTC
Sousa GregoryEVP and CCBO
GrantPhantom Stock · Derivative Not disclosed $58.00 $2.00
Disclosure

SEC source: 0001437749-23-034740 · rdgdoc.xml · derivative · entry 3

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632

Underlying: Common Stock · 2 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F6 · derivative.exercise_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F6 · derivative.expiration_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 15:56 UTC GrantPhantom Stock · Derivative Not disclosed $58.00 $7.00
Disclosure

SEC source: 0001437749-23-034735 · rdgdoc.xml · derivative · entry 3

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Stock · 7 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:55 UTC GrantPhantom Stock · Derivative Not disclosed $58.00 $25.00
Disclosure

SEC source: 0001437749-23-034733 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,384

Underlying: Common Stock · 25 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:57 UTC
Gilfeather Michael JDirector · President and CEO
GrantPhantom Stock · Derivative Not disclosed $58.00 $24.00
Disclosure

SEC source: 0001437749-23-034737 · rdgdoc.xml · derivative · entry 3

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 24 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

F5 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

F5 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:50 UTC GrantPhantom Stock · Derivative Not disclosed $58.00 $25.00
Disclosure

SEC source: 0001437749-23-034725 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,384

Underlying: Common Stock · 25 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 20:53 UTC GrantPhantom Stock · Derivative Not disclosed $58.00 $7.00
Disclosure

SEC source: 0001437749-23-034729 · rdgdoc.xml · derivative · entry 2

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Stock · 7 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 13:41 UTC SaleCommon Stock 1,500 $56.00 $84,000.00
Disclosure

SEC source: 0001437749-23-034862 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,164

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

Read SEC document
December 15, 2023 Filed Jan 4, 2024 14:33 UTC OtherCommon Stock 12 $51.08 $612.96
Disclosure

SEC source: 0001437749-24-000548 · rdgdoc.xml · nonDerivative · entry 2

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 3,224

Read SEC document
December 15, 2023 Filed Jan 4, 2024 14:33 UTC OtherCommon Stock 49 $51.89 $2,542.61
Disclosure

SEC source: 0001437749-24-000548 · rdgdoc.xml · nonDerivative · entry 1

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,389

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F2 · balance_after: Includes restricted stock units which vest 100% on August 8, 2024 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 11:21 UTC
Listner MichaelSVP and CCO
SaleCommon Stock 213 $44.00 $9,372.00
Disclosure

SEC source: 0001437749-23-032121 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,627

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
November 08, 2023 Filed Nov 9, 2023 19:14 UTC
Rooney StephenSVP, Co-Chief Credit Officer
Tax withholdingCommon Stock 360 $43.24 $15,566.40
Disclosure

SEC source: 0001437749-23-031180 · rdgdoc.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · SVP, Co-Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on November 8, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
November 07, 2023 Filed Nov 7, 2023 17:27 UTC SaleCommon Stock 1,195 $44.50 $53,177.50
Disclosure

SEC source: 0001437749-23-030697 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,664

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 10:35 UTC SaleCommon Stock 305 $44.75 $13,648.75
Disclosure

SEC source: 0001437749-23-030529 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,859

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 14:28 UTC
Sousa GregoryEVP and CCBO
SaleCommon Stock 925 $44.00 $40,700.00
Disclosure

SEC source: 0001437749-23-030133 · rdgdoc.xml · nonDerivative · entry 3

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,752

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
November 02, 2023 Filed Nov 3, 2023 14:28 UTC
Sousa GregoryEVP and CCBO
SaleCommon Stock 200 $44.16 $8,832.00
Disclosure

SEC source: 0001437749-23-030133 · rdgdoc.xml · nonDerivative · entry 2

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,677

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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November 02, 2023 Filed Nov 3, 2023 14:28 UTC
Sousa GregoryEVP and CCBO
SaleCommon Stock 10 $44.26 $442.60
Disclosure

SEC source: 0001437749-23-030133 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,877

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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October 02, 2023 Filed Oct 3, 2023 18:43 UTC GrantPhantom Stock · Derivative Not disclosed $42.50 $422.00
Disclosure

SEC source: 0001437749-23-027482 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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October 02, 2023 Filed Oct 3, 2023 18:41 UTC GrantPhantom Stock · Derivative Not disclosed $42.50 $88.00
Disclosure

SEC source: 0001437749-23-027478 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 88 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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October 02, 2023 Filed Oct 3, 2023 14:45 UTC GrantPhantom Stock · Derivative Not disclosed $42.50 $422.00
Disclosure

SEC source: 0001437749-23-027487 · rdgdoc.xml · derivative · entry 3

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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October 02, 2023 Filed Oct 3, 2023 18:44 UTC GrantPhantom Stock · Derivative Not disclosed $42.50 $466.00
Disclosure

SEC source: 0001437749-23-027484 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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October 02, 2023 Filed Oct 3, 2023 18:46 UTC GrantPhantom Stock · Derivative Not disclosed $42.50 $466.00
Disclosure

SEC source: 0001437749-23-027489 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,359

Underlying: Common Stock · 466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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October 02, 2023 Filed Oct 3, 2023 18:42 UTC GrantPhantom Stock · Derivative Not disclosed $42.50 $422.00
Disclosure

SEC source: 0001437749-23-027480 · rdgdoc.xml · derivative · entry 2

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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September 21, 2023 Filed Sep 25, 2023 15:13 UTC
Listner MichaelSVP and CCO
Tax withholdingCommon Stock 120 $44.25 $5,310.00
Disclosure

SEC source: 0001437749-23-026686 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,839

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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September 21, 2023 Filed Sep 25, 2023 15:16 UTC Tax withholdingCommon Stock 240 $44.25 $10,620.00
Disclosure

SEC source: 0001437749-23-026690 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

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September 21, 2023 Filed Sep 25, 2023 15:12 UTC Tax withholdingCommon Stock 240 $44.25 $10,620.00
Disclosure

SEC source: 0001437749-23-026684 · rdgdoc.xml · nonDerivative · entry 1

Scacco Gustave J · CIK 0001875274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,020

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

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September 21, 2023 Filed Sep 25, 2023 15:11 UTC
Ruhl Joseph AReg Pres, Westchester County
Tax withholdingCommon Stock 240 $44.25 $10,620.00
Disclosure

SEC source: 0001437749-23-026682 · rdgdoc.xml · nonDerivative · entry 1

Ruhl Joseph A · CIK 0001875278 · Reg Pres, Westchester County

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,499

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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September 21, 2023 Filed Sep 25, 2023 19:09 UTC
Sousa GregoryEVP and CCBO
Tax withholdingCommon Stock 240 $44.25 $10,620.00
Disclosure

SEC source: 0001437749-23-026680 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,887

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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September 21, 2023 Filed Sep 25, 2023 19:14 UTC
Gilfeather Michael JDirector · President and CEO
Tax withholdingCommon Stock 420 $44.25 $18,585.00
Disclosure

SEC source: 0001437749-23-026688 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,099

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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September 21, 2023 Filed Sep 29, 2023 11:35 UTC Amendment Tax withholdingCommon Stock 240 $44.25 $10,620.00
Disclosure

SEC source: 0001437749-23-027106 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,164

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

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September 18, 2023 Filed Sep 20, 2023 15:32 UTC
Gilfeather Michael JDirector · President and CEO
PurchaseCommon Stock 100 $46.88 $4,687.78
Disclosure

SEC source: 0001437749-23-026440 · rdgdoc.xml · nonDerivative · entry 2

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 7,800

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September 18, 2023 Filed Sep 20, 2023 15:32 UTC
Gilfeather Michael JDirector · President and CEO
PurchaseCommon Stock 350 $46.84 $16,393.34
Disclosure

SEC source: 0001437749-23-026440 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,519

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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September 15, 2023 Filed Sep 18, 2023 20:30 UTC GrantPhantom Stock · Derivative Not disclosed $47.04 $16.00
Disclosure

SEC source: 0001437749-23-026203 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,194

Underlying: Common Stock · 16 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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September 15, 2023 Filed Sep 18, 2023 20:27 UTC GrantPhantom Stock · Derivative Not disclosed $47.04 $5.00
Disclosure

SEC source: 0001437749-23-026199 · rdgdoc.xml · derivative · entry 2

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.