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Nasdaq · USD

OBT

Orange County Bancorp, Inc. /DE/

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Tapewire entity
5467
SEC CIK
0001754226
Parsed reports
643

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 20:01 UTC
Sousa GregoryEVP and Deputy CLO
SaleCommon Stock 429 $49.00 $21,021.00
Disclosure

SEC source: 0001437749-24-017475 · rdgdoc.xml · nonDerivative · entry 2

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,918

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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May 15, 2024 Filed May 17, 2024 20:01 UTC
Sousa GregoryEVP and Deputy CLO
SaleCommon Stock 210 $49.50 $10,395.00
Disclosure

SEC source: 0001437749-24-017475 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,347

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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May 14, 2024 Filed May 14, 2024 21:28 UTC
Sousa GregoryEVP and Deputy CLO
SaleCommon Stock 12 $49.50 $594.00
Disclosure

SEC source: 0001437749-24-016720 · rdgdoc.xml · nonDerivative · entry 4

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,557

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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May 13, 2024 Filed May 14, 2024 21:28 UTC
Sousa GregoryEVP and Deputy CLO
SaleCommon Stock 106 $49.50 $5,247.00
Disclosure

SEC source: 0001437749-24-016720 · rdgdoc.xml · nonDerivative · entry 3

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,569

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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May 13, 2024 Filed May 14, 2024 21:28 UTC
Sousa GregoryEVP and Deputy CLO
SaleCommon Stock 100 $50.02 $5,002.00
Disclosure

SEC source: 0001437749-24-016720 · rdgdoc.xml · nonDerivative · entry 2

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,675

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

Read SEC document
May 13, 2024 Filed May 14, 2024 21:28 UTC
Sousa GregoryEVP and Deputy CLO
SaleCommon Stock 15 $50.49 $757.35
Disclosure

SEC source: 0001437749-24-016720 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,775

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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May 06, 2024 Filed May 7, 2024 16:33 UTC SaleCommon Stock 1,000 $51.84 $51,840.00
Disclosure

SEC source: 0001437749-24-015115 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,201

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F5 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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May 03, 2024 Filed May 7, 2024 14:16 UTC
Listner MichaelSVP and CCO
SaleCommon Stock 264 $50.00 $13,200.00
Disclosure

SEC source: 0001437749-24-015041 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,781

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

F5 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:55 UTC GrantPhantom Stock · Derivative Not disclosed $47.74 $393.00
Disclosure

SEC source: 0001437749-24-010861 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,362

Underlying: Common Stock · 393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:53 UTC GrantPhantom Stock · Derivative Not disclosed $47.74 $79.00
Disclosure

SEC source: 0001437749-24-010857 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341

Underlying: Common Stock · 79 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 15:57 UTC GrantPhantom Stock · Derivative Not disclosed $47.74 $393.00
Disclosure

SEC source: 0001437749-24-010865 · rdgdoc.xml · derivative · entry 3

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,007

Underlying: Common Stock · 393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:56 UTC GrantPhantom Stock · Derivative Not disclosed $47.74 $445.00
Disclosure

SEC source: 0001437749-24-010863 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,225

Underlying: Common Stock · 445 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:52 UTC GrantPhantom Stock · Derivative Not disclosed $47.74 $445.00
Disclosure

SEC source: 0001437749-24-010854 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,225

Underlying: Common Stock · 445 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 19:54 UTC GrantPhantom Stock · Derivative Not disclosed $47.74 $393.00
Disclosure

SEC source: 0001437749-24-010859 · rdgdoc.xml · derivative · entry 2

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,456

Underlying: Common Stock · 393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:25 UTC GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009292 · rdgdoc.xml · nonDerivative · entry 1

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,201

F4 · shares: Restricted stock units which vest 100% on March 21, 2025 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F2 · balance_after: Includes restricted stock units which vest 100% on August 8, 2024 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

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March 21, 2024 Filed Mar 25, 2024 18:21 UTC
Listner MichaelSVP and CCO
GrantCommon Stock 1,833 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009281 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,045

F5 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:33 UTC GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009305 · rdgdoc.xml · nonDerivative · entry 1

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,151

F4 · shares: Restricted stock units which vest 100% on March 21, 2025 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F2 · balance_after: Includes restricted stock units which vest 100% on August 8, 2024 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 18:17 UTC
Ruhl Joseph AReg Pres, Westchester County
GrantCommon Stock 2,765 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009277 · rdgdoc.xml · nonDerivative · entry 1

Ruhl Joseph A · CIK 0001875278 · Reg Pres, Westchester County

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,614

F5 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 18:27 UTC GrantCommon Stock 2,641 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009294 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,201

F5 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:29 UTC
Sousa GregoryEVP and CCBO
GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009298 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,790

F7 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 18:31 UTC GrantPhantom Stock · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009303 · rdgdoc.xml · derivative · entry 3

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 551 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:35 UTC GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009309 · rdgdoc.xml · nonDerivative · entry 1

Morrison William D · CIK 0001875297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,373

F3 · shares: Restricted stock units which vest 100% on March 21, 2025 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F2 · balance_after: Includes restricted stock units which vest 100% on August 8, 2024 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:19 UTC
Rooney StephenSVP, Chief Credit Officer
GrantCommon Stock 1,816 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009279 · rdgdoc.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · SVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,245

F3 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on November 8, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:28 UTC GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009296 · rdgdoc.xml · nonDerivative · entry 1

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,980

F4 · shares: Restricted stock units which vest 100% on March 21, 2025 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F2 · balance_after: Includes restricted stock units which vest 100% on August 8, 2024 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:34 UTC
Gilfeather Michael JDirector · President and CEO
GrantCommon Stock 8,583 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009307 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,855

F7 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F5 · balance_after: Includes restricted stock units which vest on December 31, 2026.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:30 UTC GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009301 · rdgdoc.xml · nonDerivative · entry 1

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,135

F4 · shares: Restricted stock units which vest 100% on March 21, 2025 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F2 · balance_after: Includes restricted stock units which vest 100% on August 8, 2024 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:22 UTC
Lesler MichaelEVP, Chief Financial Officer
GrantCommon Stock 1,981 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009284 · rdgdoc.xml · nonDerivative · entry 1

Lesler Michael · CIK 0001393132 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,856

F4 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on December 23, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 18:24 UTC
Dineen David PSVP, Dir. Wealth Services
GrantCommon Stock 1,717 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009289 · rdgdoc.xml · nonDerivative · entry 1

Dineen David P · CIK 0001681144 · SVP, Dir. Wealth Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,614

F4 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on May 28, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:37 UTC GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009313 · rdgdoc.xml · nonDerivative · entry 1

Tirado Olga Luz · CIK 0001995774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551

F1 · shares: Restricted stock units which vest 100% on March 21, 2025 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:36 UTC GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009311 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,301

F4 · shares: Restricted stock units which vest 100% on March 21, 2025 and are settle in shares of Issuer common stock upon separation from service of the reporting person.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F2 · balance_after: Includes restricted stock units which vest 100% on August 8, 2024 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 22:23 UTC
Jones Elizabeth ASVP, Chief Operating Officer
GrantCommon Stock 1,387 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009287 · rdgdoc.xml · nonDerivative · entry 1

Jones Elizabeth A · CIK 0001915399 · SVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,110

F4 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 15, 2024 Filed Mar 19, 2024 13:51 UTC GrantPhantom Stock · Derivative Not disclosed $47.10 $19.00
Disclosure

SEC source: 0001437749-24-008420 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock · 19 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 15, 2024 Filed Mar 19, 2024 13:53 UTC GrantPhantom Stock · Derivative Not disclosed $47.10 $6.00
Disclosure

SEC source: 0001437749-24-008424 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,262

Underlying: Common Stock · 6 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 15, 2024 Filed Mar 19, 2024 13:39 UTC
Sousa GregoryEVP and CCBO
GrantPhantom Stock · Derivative Not disclosed $47.10 $6.00
Disclosure

SEC source: 0001437749-24-008412 · rdgdoc.xml · derivative · entry 3

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,174

Underlying: Common Stock · 6 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F6 · derivative.exercise_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F6 · derivative.expiration_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

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March 15, 2024 Filed Mar 19, 2024 09:49 UTC GrantPhantom Stock · Derivative Not disclosed $47.10 $10.00
Disclosure

SEC source: 0001437749-24-008416 · rdgdoc.xml · derivative · entry 3

Heimbach Louis · CIK 0001875293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,063

Underlying: Common Stock · 10 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 15, 2024 Filed Mar 19, 2024 13:50 UTC GrantPhantom Stock · Derivative Not disclosed $47.10 $33.00
Disclosure

SEC source: 0001437749-24-008418 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,780

Underlying: Common Stock · 33 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 15, 2024 Filed Mar 19, 2024 13:44 UTC
Gilfeather Michael JDirector · President and CEO
GrantPhantom Stock · Derivative Not disclosed $47.10 $39.00
Disclosure

SEC source: 0001437749-24-008414 · rdgdoc.xml · derivative · entry 3

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,047

Underlying: Common Stock · 39 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

F6 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

F6 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as an executive and the reporting person reaches the age of 65.

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March 15, 2024 Filed Mar 19, 2024 13:54 UTC GrantPhantom Stock · Derivative Not disclosed $47.10 $33.00
Disclosure

SEC source: 0001437749-24-008426 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,780

Underlying: Common Stock · 33 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 15, 2024 Filed Mar 19, 2024 13:52 UTC GrantPhantom Stock · Derivative Not disclosed $47.10 $10.00
Disclosure

SEC source: 0001437749-24-008422 · rdgdoc.xml · derivative · entry 2

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,063

Underlying: Common Stock · 10 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 11, 2024 Filed Mar 13, 2024 16:37 UTC
Listner MichaelSVP and CCO
Tax withholdingCommon Stock 152 $45.20 $6,870.40
Disclosure

SEC source: 0001437749-24-007646 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,212

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 11, 2024 Filed Mar 13, 2024 16:45 UTC Tax withholdingCommon Stock 217 $45.20 $9,808.40
Disclosure

SEC source: 0001437749-24-007661 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,560

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

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March 11, 2024 Filed Mar 13, 2024 20:34 UTC
Sousa GregoryEVP and CCBO
Tax withholdingCommon Stock 205 $45.20 $9,266.00
Disclosure

SEC source: 0001437749-24-007637 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and CCBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,190

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 11, 2024 Filed Mar 13, 2024 16:35 UTC
Ruhl Joseph AReg Pres, Westchester County
Tax withholdingCommon Stock 229 $45.20 $10,350.80
Disclosure

SEC source: 0001437749-24-007641 · rdgdoc.xml · nonDerivative · entry 1

Ruhl Joseph A · CIK 0001875278 · Reg Pres, Westchester County

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,849

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 11, 2024 Filed Mar 13, 2024 20:36 UTC
Rooney StephenSVP, Chief Credit Officer
Tax withholdingCommon Stock 66 $45.20 $2,983.20
Disclosure

SEC source: 0001437749-24-007644 · rdgdoc.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · SVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,419

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on November 8, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 11, 2024 Filed Mar 13, 2024 20:41 UTC
Gilfeather Michael JDirector · President and CEO
Tax withholdingCommon Stock 594 $45.20 $26,848.80
Disclosure

SEC source: 0001437749-24-007654 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,272

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F5 · balance_after: Includes restricted stock units which vest on December 31, 2026.

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March 11, 2024 Filed Mar 13, 2024 20:38 UTC
Lesler MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 135 $45.20 $6,102.00
Disclosure

SEC source: 0001437749-24-007649 · rdgdoc.xml · nonDerivative · entry 1

Lesler Michael · CIK 0001393132 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on December 23, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 11, 2024 Filed Mar 13, 2024 16:42 UTC
Dineen David PSVP, Dir. Wealth Services
Tax withholdingCommon Stock 138 $45.20 $6,237.60
Disclosure

SEC source: 0001437749-24-007657 · rdgdoc.xml · nonDerivative · entry 1

Dineen David P · CIK 0001681144 · SVP, Dir. Wealth Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,897

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on May 28, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 11, 2024 Filed Mar 13, 2024 20:39 UTC
Jones Elizabeth ASVP, Chief Operating Officer
Tax withholdingCommon Stock 126 $45.20 $5,695.20
Disclosure

SEC source: 0001437749-24-007651 · rdgdoc.xml · nonDerivative · entry 1

Jones Elizabeth A · CIK 0001915399 · SVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,723

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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February 15, 2024 Filed Feb 20, 2024 15:19 UTC
Listner MichaelSVP and CCO
Tax withholdingCommon Stock 263 $46.80 $12,308.40
Disclosure

SEC source: 0001437749-24-004791 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,364

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

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February 15, 2024 Filed Feb 20, 2024 15:22 UTC Tax withholdingCommon Stock 387 $46.80 $18,111.60
Disclosure

SEC source: 0001437749-24-004796 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,777

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.