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Nasdaq · USD

OBT

Orange County Bancorp, Inc. /DE/

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Tapewire entity
5467
SEC CIK
0001754226
Parsed reports
643

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2025 Filed May 7, 2025 00:59 UTC
Sousa GregoryEVP and Deputy CLO
SaleCommon Stock 50 $25.00 $1,250.00
Disclosure

SEC source: 0001104659-25-045194 · tm2514259-1_4seq1.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,670

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
April 30, 2025 Filed May 1, 2025 20:48 UTC GrantPhantom Stock · Derivative 274 $23.72 $6,499.28
Disclosure

SEC source: 0001437749-25-014134 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,476

Underlying: Common Stock · 274 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:46 UTC GrantPhantom Stock · Derivative Not disclosed $23.91 $808.00
Disclosure

SEC source: 0001437749-25-010884 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,914

Underlying: Common Stock · 808 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:39 UTC
Schiller JonDirector
GrantPhantom Stock · Derivative Not disclosed $23.91 $808.00
Disclosure

SEC source: 0001437749-25-010877 · rdgdoc.xml · derivative · entry 2

Schiller Jon · CIK 0002040355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527

Underlying: Common Stock · 808 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:44 UTC GrantPhantom Stock · Derivative Not disclosed $23.91 $188.00
Disclosure

SEC source: 0001437749-25-010882 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,429

Underlying: Common Stock · 188 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:49 UTC GrantPhantom Stock · Derivative Not disclosed $23.91 $915.00
Disclosure

SEC source: 0001437749-25-010886 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,144

Underlying: Common Stock · 915 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:41 UTC GrantPhantom Stock · Derivative Not disclosed $23.91 $915.00
Disclosure

SEC source: 0001437749-25-010879 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,202

Underlying: Common Stock · 915 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:51 UTC GrantPhantom Stock · Derivative Not disclosed $23.91 $52.00
Disclosure

SEC source: 0001437749-25-010888 · rdgdoc.xml · derivative · entry 2

Tirado Olga Luz · CIK 0001995774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99

Underlying: Common Stock · 52 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:38 UTC GrantPhantom Stock · Derivative 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008982 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,106

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:38 UTC Disposition to issuerCommon Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008982 · rdgdoc.xml · nonDerivative · entry 1

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,395

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F3 · balance_after: Includes restricted stock units which vest 100% on February 20, 2026 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:34 UTC GrantPhantom Stock · Derivative 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008975 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,241

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:34 UTC Disposition to issuerCommon Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008975 · rdgdoc.xml · nonDerivative · entry 1

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,295

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F3 · balance_after: Includes restricted stock units which vest 100% on February 20, 2026 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:35 UTC GrantPhantom Stock · Derivative 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008977 · rdgdoc.xml · derivative · entry 4

Morrison William D · CIK 0001875297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,124

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:35 UTC Disposition to issuerCommon Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008977 · rdgdoc.xml · nonDerivative · entry 1

Morrison William D · CIK 0001875297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,639

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F3 · balance_after: Includes restricted stock units which vest 100% on February 20, 2026 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:44 UTC GrantPhantom Stock · Derivative 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008986 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,229

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:44 UTC Disposition to issuerCommon Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008986 · rdgdoc.xml · nonDerivative · entry 1

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,953

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F3 · balance_after: Includes restricted stock units which vest 100% on February 20, 2026 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:33 UTC GrantPhantom Stock · Derivative 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008974 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,286

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:33 UTC Disposition to issuerCommon Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008974 · rdgdoc.xml · nonDerivative · entry 1

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,263

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F3 · balance_after: Includes restricted stock units which vest 100% on February 20, 2026 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:36 UTC GrantPhantom Stock · Derivative 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008978 · rdgdoc.xml · derivative · entry 2

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,503

Underlying: Common Stock · 1,124 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 20:36 UTC Disposition to issuerCommon Stock 1,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-008978 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595

F2 · price: Restricted stock units which vest 100% on March 21, 2025 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service.

F1 · balance_after: Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.

F3 · balance_after: Includes restricted stock units which vest 100% on February 20, 2026 and are settled in shares of Issuer common stock upon separation from service of the reporting person.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 16:57 UTC
Listner MichaelSVP and Chief Risk Officer
Tax withholdingCommon Stock 432 $24.15 $10,432.80
Disclosure

SEC source: 0001437749-25-009184 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,300

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 16:53 UTC
Ruhl Joseph AReg Pres, Westchester County
Tax withholdingCommon Stock 664 $24.15 $16,035.60
Disclosure

SEC source: 0001437749-25-009179 · rdgdoc.xml · nonDerivative · entry 1

Ruhl Joseph A · CIK 0001875278 · Reg Pres, Westchester County

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,237

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 17:08 UTC Tax withholdingCommon Stock 628 $24.15 $15,166.20
Disclosure

SEC source: 0001437749-25-009197 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,481

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:11 UTC
Sousa GregoryEVP and Deputy CLO
Tax withholdingCommon Stock 625 $24.15 $15,093.75
Disclosure

SEC source: 0001437749-25-009199 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,720

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:55 UTC
Rooney StephenSVP, Chief Credit Officer
Tax withholdingCommon Stock 479 $24.15 $11,567.85
Disclosure

SEC source: 0001437749-25-009182 · rdgdoc.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · SVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,989

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on November 8, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:04 UTC
Gilfeather Michael JDirector · President and CEO
Tax withholdingCommon Stock 2,806 $24.15 $67,764.90
Disclosure

SEC source: 0001437749-25-009192 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,488

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest on December 31, 2026.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:00 UTC
Lesler MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 475 $24.15 $11,471.25
Disclosure

SEC source: 0001437749-25-009187 · rdgdoc.xml · nonDerivative · entry 1

Lesler Michael · CIK 0001393132 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,845

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on December 23, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 17:06 UTC
Dineen David PSVP, Dir. Wealth Services
Tax withholdingCommon Stock 412 $24.15 $9,949.80
Disclosure

SEC source: 0001437749-25-009195 · rdgdoc.xml · nonDerivative · entry 1

Dineen David P · CIK 0001681144 · SVP, Dir. Wealth Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,454

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on May 28, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:02 UTC
Jones Elizabeth ASVP, Chief Operating Officer
Tax withholdingCommon Stock 355 $24.15 $8,573.25
Disclosure

SEC source: 0001437749-25-009189 · rdgdoc.xml · nonDerivative · entry 1

Jones Elizabeth A · CIK 0001915399 · SVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,170

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 14:39 UTC
Listner MichaelSVP and Chief Risk Officer
GrantCommon Stock 3,268 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008932 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,732

F3 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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March 20, 2025 Filed Mar 24, 2025 14:44 UTC
Ruhl Joseph AReg Pres, Westchester County
GrantCommon Stock 5,934 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008937 · rdgdoc.xml · nonDerivative · entry 1

Ruhl Joseph A · CIK 0001875278 · Reg Pres, Westchester County

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,901

F3 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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March 20, 2025 Filed Mar 24, 2025 18:47 UTC
Sousa GregoryEVP and Deputy CLO
GrantCommon Stock 5,676 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008942 · rdgdoc.xml · nonDerivative · entry 1

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,345

F3 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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March 20, 2025 Filed Mar 24, 2025 18:42 UTC
Rooney StephenSVP, Chief Credit Officer
GrantCommon Stock 3,251 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008934 · rdgdoc.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · SVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,468

F4 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on November 8, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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March 20, 2025 Filed Mar 24, 2025 18:32 UTC
Gilfeather Michael JDirector · President and CEO
GrantCommon Stock 19,206 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008925 · rdgdoc.xml · nonDerivative · entry 1

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,294

F4 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest on December 31, 2026.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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March 20, 2025 Filed Mar 24, 2025 18:37 UTC
Lesler MichaelEVP, Chief Financial Officer
GrantCommon Stock 5,848 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008929 · rdgdoc.xml · nonDerivative · entry 1

Lesler Michael · CIK 0001393132 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,320

F4 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on December 23, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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March 20, 2025 Filed Mar 24, 2025 14:49 UTC
Dineen David PSVP, Dir. Wealth Services
GrantCommon Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008944 · rdgdoc.xml · nonDerivative · entry 1

Dineen David P · CIK 0001681144 · SVP, Dir. Wealth Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,866

F3 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on May 28, 2023.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

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March 20, 2025 Filed Mar 24, 2025 18:35 UTC
Jones Elizabeth ASVP, Chief Operating Officer
GrantCommon Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008927 · rdgdoc.xml · nonDerivative · entry 1

Jones Elizabeth A · CIK 0001915399 · SVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,525

F3 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

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March 17, 2025 Filed Mar 19, 2025 17:57 UTC GrantPhantom Stock · Derivative 64 $24.18 $1,547.52
Disclosure

SEC source: 0001437749-25-008380 · rdgdoc.xml · derivative · entry 4

Keane Kevin J · CIK 0001907910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,982

Underlying: Common Stock · 64 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 17, 2025 Filed Mar 19, 2025 17:43 UTC
Schiller JonDirector
GrantPhantom Stock · Derivative Not disclosed $24.18 $3.00
Disclosure

SEC source: 0001437749-25-008363 · rdgdoc.xml · derivative · entry 2

Schiller Jon · CIK 0002040355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719

Underlying: Common Stock · 4 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 17, 2025 Filed Mar 19, 2025 17:40 UTC
Sousa GregoryEVP and Deputy CLO
GrantPhantom Stock · Derivative Not disclosed $24.18 $19.00
Disclosure

SEC source: 0001437749-25-008361 · rdgdoc.xml · derivative · entry 3

Sousa Gregory · CIK 0001875279 · EVP and Deputy CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,621

Underlying: Common Stock · 19 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F4 · derivative.exercise_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F4 · derivative.expiration_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

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March 17, 2025 Filed Mar 19, 2025 17:48 UTC GrantPhantom Stock · Derivative Not disclosed $24.18 $22.00
Disclosure

SEC source: 0001437749-25-008368 · rdgdoc.xml · derivative · entry 3

Rouis Jonathan F · CIK 0001875271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,117

Underlying: Common Stock · 22 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 17:59 UTC GrantPhantom Stock · Derivative 97 $24.18 $2,345.46
Disclosure

SEC source: 0001437749-25-008382 · rdgdoc.xml · derivative · entry 5

HOLCOMBE GREGORY F · CIK 0001191186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,104

Underlying: Common Stock · 97 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 18:02 UTC
Gilfeather Michael JDirector · President and CEO
GrantPhantom Stock · Derivative 116 $24.18 $2,804.88
Disclosure

SEC source: 0001437749-25-008385 · rdgdoc.xml · derivative · entry 3

Gilfeather Michael J · CIK 0001333208 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,688

Underlying: Common Stock · 116 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 17:46 UTC GrantPhantom Stock · Derivative Not disclosed $24.18 $97.00
Disclosure

SEC source: 0001437749-25-008365 · rdgdoc.xml · derivative · entry 2

Rowley Richard B · CIK 0001370312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,162

Underlying: Common Stock · 97 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 17:50 UTC
Lesler MichaelEVP, Chief Financial Officer
GrantPhantom Stock · Derivative Not disclosed $24.18 $5.00
Disclosure

SEC source: 0001437749-25-008371 · rdgdoc.xml · derivative · entry 4

Lesler Michael · CIK 0001393132 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887

Underlying: Common Stock · 5 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F5 · derivative.exercise_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

F5 · derivative.expiration_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 18:04 UTC GrantPhantom Stock · Derivative 1 $24.18 $24.18
Disclosure

SEC source: 0001437749-25-008387 · rdgdoc.xml · derivative · entry 2

Tirado Olga Luz · CIK 0001995774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47

Underlying: Common Stock · 1 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 17, 2025 Filed Mar 19, 2025 17:55 UTC GrantPhantom Stock · Derivative 39 $24.18 $943.02
Disclosure

SEC source: 0001437749-25-008378 · rdgdoc.xml · derivative · entry 2

Kennedy Marianna R · CIK 0001947963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,379

Underlying: Common Stock · 39 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

F4 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.

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March 10, 2025 Filed Mar 12, 2025 17:21 UTC
Listner MichaelSVP and Chief Risk Officer
Tax withholdingCommon Stock 344 $23.95 $8,238.80
Disclosure

SEC source: 0001437749-25-007317 · rdgdoc.xml · nonDerivative · entry 1

Listner Michael · CIK 0001876359 · SVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F3 · balance_after: Reflects two-for-one forward stock split of the Issuer's common stock which occurred on January 10, 2025.

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March 10, 2025 Filed Mar 12, 2025 17:27 UTC Tax withholdingCommon Stock 498 $23.95 $11,927.10
Disclosure

SEC source: 0001437749-25-007327 · rdgdoc.xml · nonDerivative · entry 1

Coulter Michael J · CIK 0001875275 · EVP and CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,109

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F4 · balance_after: Reflects two-for-one forward stock split of the Issuer's common stock which occurred on January 10, 2025.

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March 10, 2025 Filed Mar 12, 2025 17:17 UTC
Ruhl Joseph AReg Pres, Westchester County
Tax withholdingCommon Stock 459 $23.95 $10,993.05
Disclosure

SEC source: 0001437749-25-007310 · rdgdoc.xml · nonDerivative · entry 1

Ruhl Joseph A · CIK 0001875278 · Reg Pres, Westchester County

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,967

F1 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024.

F2 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.

F3 · balance_after: Reflects two-for-one forward stock split of the Issuer's common stock which occurred on January 10, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.