OBK

SEC source: 0001516912-22-000154 · wf-form4_166128551126733.xml · derivative · entry 4

Mills Drake · CIK 0001737362 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,252

Underlying: Common Stock · 4,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 20, 2021, the reporting person was granted 12,377 restricted stock units, vesting ratably over three years with the first vest date of August 19, 2022.

F3 · derivative.expiration_date: On August 20, 2021, the reporting person was granted 12,377 restricted stock units, vesting ratably over three years with the first vest date of August 19, 2022.

SEC source: 0001516912-22-000154 · wf-form4_166128551126733.xml · nonDerivative · entry 1

Mills Drake · CIK 0001737362 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001516912-22-000152 · wf-form4_166128547075345.xml · derivative · entry 5

Crotwell Jim · CIK 0001839920 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 1,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 20, 2021, the reporting person was granted 3,095 restricted stock units, vesting ratably over three years with the first vest date of August 19, 2022.

F4 · derivative.expiration_date: On August 20, 2021, the reporting person was granted 3,095 restricted stock units, vesting ratably over three years with the first vest date of August 19, 2022.

SEC source: 0001516912-22-000152 · wf-form4_166128547075345.xml · nonDerivative · entry 1

Crotwell Jim · CIK 0001839920 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001516912-22-000153 · wf-form4_166128549206088.xml · derivative · entry 4

Hall Martin Lance · CIK 0001738157 · OBNK COO, Origin Bank Pres&CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126

Underlying: Common Stock · 2,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 20, 2021, the reporting person was granted 6,189 restricted stock units, vesting ratably over three years with the first vest date of August 19, 2022.

F3 · derivative.expiration_date: On August 20, 2021, the reporting person was granted 6,189 restricted stock units, vesting ratably over three years with the first vest date of August 19, 2022.

SEC source: 0001516912-22-000153 · wf-form4_166128549206088.xml · nonDerivative · entry 1

Hall Martin Lance · CIK 0001738157 · OBNK COO, Origin Bank Pres&CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001516912-22-000150 · wf-form4_166128470728417.xml · derivative · entry 1

Wallace Willliam J IV · CIK 0001941034 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,129

Underlying: Common Stock · 11,129 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of the issuer's common stock or cash equal to the fair value thereof (calculated pursuant to the incentive agreement), as determined by the issuer.

F2 · derivative.exercise_date: These restricted stock units will vest ratably over five years, with a first vest date of August 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.

F2 · derivative.expiration_date: These restricted stock units will vest ratably over five years, with a first vest date of August 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 13

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,173

Underlying: Common Stock · 23,173 shares

Expires 2031-02-16

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 12

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,173

Underlying: Common Stock · 23,173 shares

Expires 2029-12-16

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 11

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,552

Underlying: Common Stock · 16,552 shares

Expires 2028-12-18

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 10

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,538

Underlying: Common Stock · 18,538 shares

Expires 2027-12-18

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 9

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,568

Underlying: Common Stock · 4,568 shares

Expires 2026-12-19

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 8

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,621

Underlying: Common Stock · 6,621 shares

Expires 2026-06-20

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 7

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,674

Underlying: Common Stock · 5,674 shares

Expires 2025-12-21

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 6

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

Underlying: Common Stock · 2,751 shares

Expires 2024-12-15

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 5

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires 2023-12-16

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · derivative · entry 4

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,173

Underlying: Common Stock · 23,173 shares

Expires 2023-01-22

F4 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · nonDerivative · entry 3

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By KSOP

Disclosed balance after: 19,893

F3 · kind: Acquired in exchange for 30,048 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F3 · price: Acquired in exchange for 30,048 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · nonDerivative · entry 2

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 8,829

F2 · kind: Acquired in exchange for 13,336 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F2 · price: Acquired in exchange for 13,336 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000142 · wf-form4_165956057488516.xml · nonDerivative · entry 1

Sirman Lori · CIK 0001938364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,932

F1 · kind: Acquired in exchange for 82,973 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F1 · price: Acquired in exchange for 82,973 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 15

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,552

Underlying: Common Stock · 16,552 shares

Expires 2031-02-16

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 14

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655

Underlying: Common Stock · 1,655 shares

Expires 2029-12-16

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 13

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,614

Underlying: Common Stock · 7,614 shares

Expires 2027-12-18

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 12

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,276

Underlying: Common Stock · 8,276 shares

Expires 2026-12-19

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 11

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,931

Underlying: Common Stock · 9,931 shares

Expires 2026-06-20

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 10

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,621

Underlying: Common Stock · 6,621 shares

Expires 2025-12-21

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 9

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,972

Underlying: Common Stock · 3,972 shares

Expires 2024-12-15

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · derivative · entry 8

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,579

Underlying: Common Stock · 12,579 shares

Expires 2023-10-21

F9 · security: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

F9 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of BTH common stock became fully vested and automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions (excluding vesting but including exercisability terms) as the corresponding option to purchase shares of BTH common stock immediately prior to the effective time of the Merger.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · nonDerivative · entry 7

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 57,906

F7 · kind: Acquired in exchange for 87,466 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F7 · price: Acquired in exchange for 87,466 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F8 · ownership.nature: The reporting person has investment control over the shares held or controlled by SBSPBL, LP, a limited partnership. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities reported herein.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · nonDerivative · entry 6

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as custodian for child 3

Disclosed balance after: 13

F6 · kind: Acquired in exchange for 20 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F6 · price: Acquired in exchange for 20 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · nonDerivative · entry 5

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as custodian for child 2

Disclosed balance after: 24

F5 · kind: Acquired in exchange for 37 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F5 · price: Acquired in exchange for 37 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · nonDerivative · entry 4

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as custodian for child 1

Disclosed balance after: 60

F4 · kind: Acquired in exchange for 91 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F4 · price: Acquired in exchange for 91 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · nonDerivative · entry 3

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By KSOP

Disclosed balance after: 15,383

F3 · kind: Acquired in exchange for 23,236 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F3 · price: Acquired in exchange for 23,236 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · nonDerivative · entry 2

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 3,822

F2 · kind: Acquired in exchange for 5,773 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F2 · price: Acquired in exchange for 5,773 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000141 · wf-form4_165956054880430.xml · nonDerivative · entry 1

Dyer Jay · CIK 0001938362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,970

F1 · kind: Acquired in exchange for 61,885 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

F1 · price: Acquired in exchange for 61,885 shares of BT Holdings, Inc. ("BTH") in connection with the merger of BTH with and into the issuer (the "Merger"). Pursuant to the Agreement and Plan of Merger by and between the issuer and BTH (the "Merger Agreement"), at the effective time of the Merger each share of BTH common stock was converted into the right to receive approximately 0.6621 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $43.07 per share.

SEC source: 0001516912-22-000110 · wf-form4_165333593962447.xml · nonDerivative · entry 1

Davison James E. Jr. · CIK 0001403412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,924

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000107 · wf-form4_165333587015915.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,363

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000112 · wf-form4_165333597926616.xml · nonDerivative · entry 1

D'Agostino James Samuel Jr. · CIK 0001345810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,528

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000108 · wf-form4_165333589237936.xml · nonDerivative · entry 1

CHU DANIEL · CIK 0001383896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000103 · wf-form4_165333578424533.xml · nonDerivative · entry 1

Malone Farrell J. · CIK 0001737361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,454

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000111 · wf-form4_165333595876434.xml · nonDerivative · entry 1

Gallot Richard J. Jr. · CIK 0001773178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000109 · wf-form4_165333591185433.xml · nonDerivative · entry 1

Luffey Gary E. · CIK 0001737357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,229

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000106 · wf-form4_165333584541359.xml · nonDerivative · entry 1

Solender Elizabeth E. · CIK 0001737369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,756

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000105 · wf-form4_165333581968707.xml · nonDerivative · entry 1

Taylor Steven Lewis · CIK 0001738146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,468

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000104 · wf-form4_165333580290902.xml · nonDerivative · entry 1

Farr Meryl Kennedy · CIK 0001857896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000102 · wf-form4_165333576583616.xml · nonDerivative · entry 1

Edney Andrea La'Verne · CIK 0001857930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

SEC source: 0001516912-22-000101 · wf-form4_165333574778543.xml · nonDerivative · entry 1

Jones Michael Aubrey · CIK 0001738147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,793

F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023.

F2 · balance_after: The total amount of shares was reduced by 200 shares that were mistakenly omitted from his prior filings.

SEC source: 0001516912-22-000025 · wf-form4_164563971828536.xml · derivative · entry 1

Moore Preston · CIK 0001469331 · Chief Credit & Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 1,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of the issuer's common stock or cash equal to the fair value thereof (calculated pursuant to the incentive agreement), as determined by the issuer.

F2 · derivative.exercise_date: These restricted stock units will vest ratably over three years, with a first vest date of February 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.

F2 · derivative.expiration_date: These restricted stock units will vest ratably over three years, with a first vest date of February 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.

SEC source: 0001516912-22-000028 · wf-form4_164563978635217.xml · derivative · entry 1

Brolly Stephen H · CIK 0001443080 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 1,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of the issuer's common stock or cash equal to the fair value thereof (calculated pursuant to the incentive agreement), as determined by the issuer.

F2 · derivative.exercise_date: These restricted stock units will vest ratably over three years, with a first vest date of February 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.

F2 · derivative.expiration_date: These restricted stock units will vest ratably over three years, with a first vest date of February 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.

SEC source: 0001516912-22-000027 · wf-form4_164563976746372.xml · derivative · entry 1

Crotwell Jim · CIK 0001839920 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,560

Underlying: Common Stock · 1,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive, at settlement, one share of the issuer's common stock or cash equal to the fair value thereof (calculated pursuant to the incentive agreement), as determined by the issuer.

F2 · derivative.exercise_date: These restricted stock units will vest ratably over three years, with a first vest date of February 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.

F2 · derivative.expiration_date: These restricted stock units will vest ratably over three years, with a first vest date of February 18, 2023, and settle as soon as administratively possible following the applicable vesting date, but in any event within 30 days thereof.