Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 4 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2020 Filed Jun 5, 2020 23:20 UTC | SaleCommon Stock | 4,200 | $12.71 | $53,373.60 |
DisclosureSEC source: 0001140361-20-013222 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,043,103 F1 · price: The price is a weighted average of the multiple trades that took place on 6/4/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.73. Read SEC document |
|
| June 03, 2020 Filed Jun 4, 2020 01:07 UTC | SaleCommon Stock | 39,250 | $12.78 | $501,732.75 |
DisclosureSEC source: 0001140361-20-013006 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,047,303 F2 · price: The price is a weighted average of the multiple trades that took place on 6/3/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.96. Read SEC document |
|
| June 02, 2020 Filed Jun 4, 2020 01:07 UTC | SaleCommon Stock | 7,200 | $12.74 | $91,735.20 |
DisclosureSEC source: 0001140361-20-013006 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,086,553 F1 · price: The price is a weighted average of the multiple trades that took place on 6/2/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.77. Read SEC document |
|
| May 28, 2020 Filed May 29, 2020 01:02 UTC | SaleCommon Stock | 120,572 | $12.83 | $1,546,818.19 |
DisclosureSEC source: 0001140361-20-012640 · form4.xml · nonDerivative · entry 2 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,093,753 F2 · price: The price is a weighted average of the multiple trades that took place on 5/28/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.99. Read SEC document |
|
| May 27, 2020 Filed May 29, 2020 01:02 UTC | SaleCommon Stock | 35,897 | $12.71 | $456,143.18 |
DisclosureSEC source: 0001140361-20-012640 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,214,325 F1 · price: The price is a weighted average of the multiple trades that took place on 5/27/2020. The lowest price at which the shares were sold was $12.70 and the highest price was $12.73. Read SEC document |
|
| May 21, 2020 Filed May 21, 2020 22:01 UTC | SaleCommon Stock | 52,742 | $12.66 | $667,871.95 |
DisclosureSEC source: 0001140361-20-012222 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,250,222 F1 · price: The price is a weighted average of the multiple trades that took place on 5/21/2020. The lowest price at which the shares were sold was $12.57 and the highest price was $12.71. Read SEC document |
|
| May 20, 2020 Filed May 21, 2020 00:15 UTC | SaleCommon Stock | 43,149 | $12.69 | $547,517.66 |
DisclosureSEC source: 0001140361-20-012092 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,302,964 F1 · price: The price is a weighted average of the multiple trades that took place on 5/20/2020. The lowest price at which the shares were sold was $12.62 and the highest price was $12.83. Read SEC document |
|
| May 19, 2020 Filed May 19, 2020 23:33 UTC | SaleCommon Stock | 49,370 | $12.64 | $624,086.17 |
DisclosureSEC source: 0001140361-20-011982 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,346,113 F1 · price: The price is a weighted average of the multiple trades that took place on 5/19/2020. The lowest price at which the shares were sold was $12.54 and the highest price was $12.75. Read SEC document |
|
| May 11, 2020 Filed May 12, 2020 00:48 UTC | SaleCommon Stock | 145,000 | $12.58 | $1,823,665.00 |
DisclosureSEC source: 0001140361-20-011342 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,395,483 F1 · price: The price is a weighted average of the multiple trades that took place on 5/11/2020. The lowest price at which the shares were sold was $12.50 and the highest price was $12.685. Read SEC document |
|
| May 11, 2020 Filed May 11, 2020 20:12 UTC |
Temple ChrisDirector
|
PurchaseCommon Stock | 1,475 | $13.35 | $19,691.25 |
DisclosureSEC source: 0001104659-20-059545 · a4.xml · nonDerivative · entry 1 Temple Chris · CIK 0001464683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,349 Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:07 UTC | SaleCommon Stock | 145,000 | $13.06 | $1,894,135.00 |
DisclosureSEC source: 0001140361-20-011168 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,540,483 F1 · price: The price is a weighted average of the multiple trades that took place on 5/8/2020. The lowest price at which the shares were sold was $12.61 and the highest price was $13.38. Read SEC document |
|
| May 07, 2020 Filed May 8, 2020 18:13 UTC | SaleCommon Stock | 143,000 | $13.15 | $1,880,164.00 |
DisclosureSEC source: 0001140361-20-011069 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,685,483 F1 · price: The price is a weighted average of the multiple trades that took place on 5/7/2020. The lowest price at which the shares were sold was $13.00 and the highest price was $13.36. Read SEC document |
|
| May 07, 2020 Filed May 8, 2020 20:05 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 75,750 | $13.17 | $997,627.50 |
DisclosureSEC source: 0001104659-20-058790 · a4.xml · nonDerivative · entry 1 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,483 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $12.93 to $13.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: This amount does not include 65,733 shares owned by Mr. Packer's wife. Read SEC document |
| May 05, 2020 Filed May 7, 2020 00:06 UTC | SaleCommon Stock | 131,878 | $12.61 | $1,662,585.95 |
DisclosureSEC source: 0001140361-20-010882 · form4.xml · nonDerivative · entry 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,828,483 F1 · price: The price is a weighted average of the multiple trades that took place on 5/5/2020. The lowest price at which the shares were sold was $12.50 and the highest price was $12.77. Read SEC document |
|
| February 24, 2020 Filed Feb 26, 2020 21:31 UTC |
Kaye Eric A.Director
|
PurchaseCommon Stock | 1,375 | $15.58 | $21,422.50 |
DisclosureSEC source: 0001104659-20-025414 · a4.xml · nonDerivative · entry 2 Kaye Eric A. · CIK 0001671992 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 15,395 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:44 UTC |
Temple ChrisDirector
|
PurchaseCommon Stock | 627 | $15.88 | $9,956.76 |
DisclosureSEC source: 0001104659-20-024809 · a4.xml · nonDerivative · entry 2 Temple Chris · CIK 0001464683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:44 UTC |
Temple ChrisDirector
|
PurchaseCommon Stock | 1,507 | $15.88 | $23,931.16 |
DisclosureSEC source: 0001104659-20-024809 · a4.xml · nonDerivative · entry 1 Temple Chris · CIK 0001464683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,007 Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 21:31 UTC |
Kaye Eric A.Director
|
PurchaseCommon Stock | 14,020 | $15.80 | $221,516.00 |
DisclosureSEC source: 0001104659-20-025414 · a4.xml · nonDerivative · entry 1 Kaye Eric A. · CIK 0001671992 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 14,020 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $15.48 to $15.80. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:04 UTC |
Temple ChrisDirector
|
PurchaseCommon Stock | 10,500 | $17.07 | $179,235.00 |
DisclosureSEC source: 0001104659-19-060112 · a4.xml · nonDerivative · entry 1 Temple Chris · CIK 0001464683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:02 UTC |
FINN BRIAN DDirector
|
PurchaseCommon Stock | 9,464 | $15.27 | $144,515.28 |
DisclosureSEC source: 0001104659-19-036178 · a4.xml · nonDerivative · entry 1 FINN BRIAN D · CIK 0001124195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 35,779 F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:03 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 473,198 | $15.27 | $7,225,733.46 |
DisclosureSEC source: 0001104659-19-036181 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,675,489 F1 · ownership.nature: Represents an indeterminate interest in 1,675,489 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:03 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 1,419,595 | $15.27 | $21,677,215.65 |
DisclosureSEC source: 0001104659-19-036181 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,026,466 Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 17:04 UTC |
Kirshenbaum AlanDirector · COO and CFO
|
PurchaseCommon Stock | 7,571 | $15.27 | $115,609.17 |
DisclosureSEC source: 0001104659-19-036182 · a4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,994 Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:04 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 18,928 | $15.27 | $289,030.56 |
DisclosureSEC source: 0001104659-19-036183 · a4.xml · nonDerivative · entry 2 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 65,733 Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:04 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 18,928 | $15.27 | $289,030.56 |
DisclosureSEC source: 0001104659-19-036183 · a4.xml · nonDerivative · entry 1 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,733 Read SEC document |
| June 17, 2019 Filed Apr 30, 2020 00:15 UTC | OtherCommon Stock | 9,463,962.126 | $15.27 | $144,514,701.66 |
DisclosureSEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 6 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,960,361 F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call. F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program. Read SEC document |
|
| March 21, 2019 Filed Mar 23, 2019 00:13 UTC |
FINN BRIAN DDirector
|
PurchaseCommon Stock | 1,761 | $15.57 | $27,418.77 |
DisclosureSEC source: 0001104659-19-016916 · a4.xml · nonDerivative · entry 1 FINN BRIAN D · CIK 0001124195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 25,757 F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:14 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 88,055 | $15.57 | $1,371,016.35 |
DisclosureSEC source: 0001104659-19-016917 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,202,291 F1 · ownership.nature: Represents an indeterminate interest in 1,202,291 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:14 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 264,165 | $15.57 | $4,113,049.05 |
DisclosureSEC source: 0001104659-19-016917 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,606,871 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 20:14 UTC |
Kirshenbaum AlanDirector · COO and CFO
|
PurchaseCommon Stock | 1,409 | $15.57 | $21,938.13 |
DisclosureSEC source: 0001104659-19-016919 · a4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,423 Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:14 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 3,522 | $15.57 | $54,837.54 |
DisclosureSEC source: 0001104659-19-016918 · a4.xml · nonDerivative · entry 2 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 46,805 Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:14 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 3,522 | $15.57 | $54,837.54 |
DisclosureSEC source: 0001104659-19-016918 · a4.xml · nonDerivative · entry 1 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,805 Read SEC document |
| March 21, 2019 Filed Apr 30, 2020 00:15 UTC | OtherCommon Stock | 1,761,102.751 | $15.57 | $27,420,369.83 |
DisclosureSEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 5 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,082,153.509 F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call. F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program. Read SEC document |
|
| February 12, 2019 Filed Feb 14, 2019 21:42 UTC |
FINN BRIAN DDirector
|
PurchaseCommon Stock | 2,671 | $15.40 | $41,133.40 |
DisclosureSEC source: 0001104659-19-008792 · a4.xml · nonDerivative · entry 1 FINN BRIAN D · CIK 0001124195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 23,996 F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 133,541 | $15.40 | $2,056,531.40 |
DisclosureSEC source: 0001104659-19-008788 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,114,236 F1 · ownership.nature: Represents an indeterminate interest in 1,114,236 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 400,623 | $15.40 | $6,169,594.20 |
DisclosureSEC source: 0001104659-19-008788 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,342,706 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 16:41 UTC |
Kirshenbaum AlanDirector · COO and CFO
|
PurchaseCommon Stock | 2,137 | $15.40 | $32,909.80 |
DisclosureSEC source: 0001104659-19-008790 · a4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,014 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 5,342 | $15.40 | $82,266.80 |
DisclosureSEC source: 0001104659-19-008787 · a4.xml · nonDerivative · entry 2 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 43,283 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 5,342 | $15.40 | $82,266.80 |
DisclosureSEC source: 0001104659-19-008787 · a4.xml · nonDerivative · entry 1 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,283 Read SEC document |
| February 12, 2019 Filed Apr 30, 2020 00:15 UTC | OtherCommon Stock | 2,670,815.092 | $15.40 | $41,130,552.42 |
DisclosureSEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 4 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,321,050.758 F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call. F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program. Read SEC document |
|
| December 11, 2018 Filed Dec 13, 2018 21:34 UTC |
FINN BRIAN DDirector
|
PurchaseCommon Stock | 2,052 | $15.59 | $31,990.68 |
DisclosureSEC source: 0001104659-18-072832 · a4.xml · nonDerivative · entry 1 FINN BRIAN D · CIK 0001124195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,824 F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:31 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 102,583 | $15.59 | $1,599,268.97 |
DisclosureSEC source: 0001104659-18-072829 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 980,695 F1 · ownership.nature: Represents an indeterminate interest in 980,695 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:31 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 307,748 | $15.59 | $4,797,791.32 |
DisclosureSEC source: 0001104659-18-072829 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,942,083 Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 16:32 UTC |
Kirshenbaum AlanDirector · COO and CFO
|
PurchaseCommon Stock | 1,641 | $15.59 | $25,583.19 |
DisclosureSEC source: 0001104659-18-072830 · a4.xml · nonDerivative · entry 1 Kirshenbaum Alan · CIK 0001535196 · Director · COO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,877 Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:33 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 4,103 | $15.59 | $63,965.77 |
DisclosureSEC source: 0001104659-18-072831 · a4.xml · nonDerivative · entry 2 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 37,941 Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:33 UTC |
Packer CraigDirector · President and CEO
|
PurchaseCommon Stock | 4,103 | $15.59 | $63,965.77 |
DisclosureSEC source: 0001104659-18-072831 · a4.xml · nonDerivative · entry 1 Packer Craig · CIK 0001676100 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,941 Read SEC document |
| December 11, 2018 Filed Apr 30, 2020 00:15 UTC | OtherCommon Stock | 2,051,655.083 | $15.59 | $31,985,302.74 |
DisclosureSEC source: 0001140361-20-010191 · form4.xml · nonDerivative · entry 3 REGENTS OF THE UNIVERSITY OF CALIFORNIA · CIK 0000315054 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,025,638.193 F1 · kind: Acquisition of shares directly from Issuer as a result of a mandatory capital call. F2 · balance_after: Includes shares automatically acquired pursuant to participation in the Issuer's dividend reinvestment program. Read SEC document |
|
| October 04, 2018 Filed Oct 9, 2018 20:45 UTC |
FINN BRIAN DDirector
|
PurchaseCommon Stock | 896 | $15.30 | $13,708.80 |
DisclosureSEC source: 0001104659-18-061115 · a4.xml · nonDerivative · entry 1 FINN BRIAN D · CIK 0001124195 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 18,328 F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 20:43 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 44,797 | $15.30 | $685,394.10 |
DisclosureSEC source: 0001104659-18-061110 · a4.xml · nonDerivative · entry 2 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 878,112 F1 · ownership.nature: Represents an indeterminate interest in 878,112 shares held by DIO Family LLC, a Delaware limited liability company, of which Julia Ostrover, Mr. Ostrover's wife, is the sole manager. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 20:43 UTC |
Ostrover Douglas IDirector
|
PurchaseCommon Stock | 134,392 | $15.30 | $2,056,197.60 |
DisclosureSEC source: 0001104659-18-061110 · a4.xml · nonDerivative · entry 1 Ostrover Douglas I · CIK 0001394688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,335 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.