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Quanex Building Products CORP

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Tapewire entity
5077
SEC CIK
0001423221
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2017 Filed Jun 20, 2017 23:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionCommon Stock 30,000 $15.02 $450,600.00
Disclosure

SEC source: 0001127602-17-021924 · form4.xml · nonDerivative · entry 3

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,770.8355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 23:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 29,700 $0.00 Strike: $15.02 $0.00
Disclosure

SEC source: 0001127602-17-021924 · form4.xml · derivative · entry 5

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,138

Underlying: Common Stock · 29,700 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning 4/23/2009.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 23:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
SaleCommon Stock 29,700 $21.35 $634,187.07
Disclosure

SEC source: 0001127602-17-021924 · form4.xml · nonDerivative · entry 2

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,770.8355

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $21.30 to $21.55, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 23:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionCommon Stock 29,700 $15.02 $446,094.00
Disclosure

SEC source: 0001127602-17-021924 · form4.xml · nonDerivative · entry 1

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,470.8355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 300 $0.00 Strike: $15.02 $0.00
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · derivative · entry 8

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,838

Underlying: Common Stock · 300 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning 4/23/2009.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
SaleCommon Stock 300 $21.50 $6,450.00
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · nonDerivative · entry 6

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,770.8355

Read SEC document
June 15, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionCommon Stock 300 $15.02 $4,506.00
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · nonDerivative · entry 5

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,070.8355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 9,671 $0.00 Strike: $15.02 $0.00
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · derivative · entry 7

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,138

Underlying: Common Stock · 9,671 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning 4/23/2009.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
SaleCommon Stock 4,381 $21.50 $94,191.50
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · nonDerivative · entry 4

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,770.8355

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
SaleCommon Stock 645 $21.60 $13,932.00
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · nonDerivative · entry 3

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,151.8355

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
SaleCommon Stock 4,645 $21.55 $100,099.75
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · nonDerivative · entry 2

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,796.8355

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:59 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionCommon Stock 9,671 $15.02 $145,258.42
Disclosure

SEC source: 0001127602-17-021525 · form4.xml · nonDerivative · entry 1

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,441.8355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 30, 2017 20:15 UTC GrantPhantom Stock Units · Derivative 499.356 $19.40 $9,687.51
Disclosure

SEC source: 0001127602-17-019674 · form4.xml · derivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,427.327

Underlying: Common Stock · 499.356 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 25.483 Phantom Stock Units resulting from the reinvestment of dividends.

Read SEC document
May 25, 2017 Filed May 30, 2017 20:12 UTC GrantPhantom Stock Units · Derivative 921.392 $19.40 $17,875.00
Disclosure

SEC source: 0001127602-17-019669 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,004.661

Underlying: Common Stock · 921.392 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 35.643 phantom stock units credited to the participant's account as the result of prior dividend reinvestments.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:26 UTC GrantPhantom Stock Units · Derivative 485.751 $19.30 $9,374.99
Disclosure

SEC source: 0001127602-17-010167 · form4.xml · derivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,902.488

Underlying: Common Stock · 485.751 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 24.414 Phantom Stock Units resulting from the reinvestment of dividends.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:23 UTC GrantPhantom Stock Units · Derivative 874.352 $19.30 $16,874.99
Disclosure

SEC source: 0001127602-17-010154 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,047.626

Underlying: Common Stock · 874.352 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 33.766 phantom stock units credited to the participant's account as the result of prior dividend reinvestments.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 23:04 UTC
WILLIAMS DEWAYNEVP- Controller
Tax withholdingCommon Stock 616 $20.50 $12,628.00
Disclosure

SEC source: 0001127602-16-070607 · form4.xml · nonDerivative · entry 2

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,638

Read SEC document
December 19, 2016 Filed Dec 20, 2016 23:04 UTC
WILLIAMS DEWAYNEVP- Controller
GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070607 · form4.xml · nonDerivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,254

F1 · kind: On December 5, 2013, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2013 through October 31, 2016. The payout amount was finalized on December 16, 2016, resulting in the issuance of common stock on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 23:02 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,298 $20.50 $47,109.00
Disclosure

SEC source: 0001127602-16-070605 · form4.xml · nonDerivative · entry 2

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,770.8355

Read SEC document
December 19, 2016 Filed Dec 20, 2016 23:02 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
GrantCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070605 · form4.xml · nonDerivative · entry 1

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,068.8355

F1 · shares: On December 5, 2013, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2013 through October 31, 2016. The payout amount was finalized on December 16, 2016, resulting in the issuance of common stock on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 23:00 UTC
GRIFFITHS WILLIAM CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 12,711 $20.50 $260,575.50
Disclosure

SEC source: 0001127602-16-070603 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,015

Read SEC document
December 19, 2016 Filed Dec 20, 2016 23:00 UTC
GRIFFITHS WILLIAM CDirector · Chairman, President and CEO
GrantCommon Stock 30,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070603 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,726

F1 · kind: On December 5, 2013, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2013 through October 31, 2016. The payout amount was finalized on December 16, 2016, resulting in the issuance of common stock on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 22:59 UTC
Korb Brent LSr. VP-Finance & CFO
Tax withholdingCommon Stock 2,708 $20.50 $55,514.00
Disclosure

SEC source: 0001127602-16-070601 · form4.xml · nonDerivative · entry 2

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,179.082

Read SEC document
December 19, 2016 Filed Dec 20, 2016 22:59 UTC
Korb Brent LSr. VP-Finance & CFO
GrantCommon Stock 9,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070601 · form4.xml · nonDerivative · entry 1

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,887.082

F1 · kind: On December 5, 2013, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2013 through October 31, 2016. The payout amount was finalized on December 16, 2016, resulting in the issuance of common stock on December 19, 2016.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:40 UTC
WILLIAMS DEWAYNEVP- Controller
Tax withholdingCommon Stock 602 $20.05 $12,070.10
Disclosure

SEC source: 0001127602-16-069333 · form4.xml · nonDerivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,004

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2013.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:41 UTC
GRIFFITHS WILLIAM CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 12,711 $20.05 $254,855.55
Disclosure

SEC source: 0001127602-16-069336 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,426

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2013.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:38 UTC
Korb Brent LSr. VP-Finance & CFO
Tax withholdingCommon Stock 2,708 $20.05 $54,295.40
Disclosure

SEC source: 0001127602-16-069330 · form4.xml · nonDerivative · entry 1

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,987.082

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:37 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,298 $20.05 $46,074.90
Disclosure

SEC source: 0001127602-16-069328 · form4.xml · nonDerivative · entry 1

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,668.8355

F1 · shares: Shares were sold to cover taxes due in connection with the lapse of forfeiture restrictions on restricted stock originally granted to the reporting person on December 5, 2013.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:10 UTC GrantPhantom Stock Units · Derivative 477.099 $19.65 $9,375.00
Disclosure

SEC source: 0001127602-16-068981 · form4.xml · derivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,392.323

Underlying: Common Stock · 477.099 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 27.545 Phantom Stock Units resulting from the reinvestment of dividends.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:09 UTC GrantPhantom Stock Units · Derivative 222.646 $19.65 $4,374.99
Disclosure

SEC source: 0001127602-16-068979 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,746.4112

Underlying: Common Stock · 222.646 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 47.451 Phantom Stock Units resulting from the prior reinvestment of dividends.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:08 UTC GrantPhantom Stock Units · Derivative 858.779 $19.65 $16,875.01
Disclosure

SEC source: 0001127602-16-068977 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,139.508

Underlying: Common Stock · 858.779 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 37.635 phantom stock units credited to the participant's account as the result of prior dividend reinvestments.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:28 UTC
WILLIAMS DEWAYNEVP- Controller
GrantStock Options (Right to Buy) · Derivative 7,700 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001127602-16-068821 · form4.xml · derivative · entry 2

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 7,700 shares

Expires 2026-11-30

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 30, 2017.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:28 UTC
WILLIAMS DEWAYNEVP- Controller
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068821 · form4.xml · nonDerivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,606

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:34 UTC
GRIFFITHS WILLIAM CDirector · Chairman, President and CEO
GrantStock Options (Right to Buy) · Derivative 102,100 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001127602-16-068831 · form4.xml · derivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,100

Underlying: Common Stock · 102,100 shares

Expires 2026-11-30

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 30, 2017.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:34 UTC
GRIFFITHS WILLIAM CDirector · Chairman, President and CEO
GrantCommon Stock 32,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068831 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,137

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:33 UTC
Korb Brent LSr. VP-Finance & CFO
GrantStock Options (Right to Buy) · Derivative 33,300 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001127602-16-068829 · form4.xml · derivative · entry 2

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,300

Underlying: Common Stock · 33,300 shares

Expires 2026-11-30

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 30, 2017.

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November 30, 2016 Filed Dec 1, 2016 21:33 UTC
Korb Brent LSr. VP-Finance & CFO
GrantCommon Stock 10,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068829 · form4.xml · nonDerivative · entry 1

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,695.082

F1 · balance_after: Reflects 0.112 shares of common stock invested in the Company's Employee Stock Purchase Plan as a result of dividend reinvestment.

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November 30, 2016 Filed Dec 1, 2016 21:31 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
GrantStock Options (Right to Buy) · Derivative 28,300 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001127602-16-068827 · form4.xml · derivative · entry 2

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

Underlying: Common Stock · 28,300 shares

Expires 2026-11-30

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 30, 2017.

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November 30, 2016 Filed Dec 1, 2016 21:31 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
GrantCommon Stock 9,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068827 · form4.xml · nonDerivative · entry 1

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,966.8355

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November 30, 2016 Filed Dec 1, 2016 21:30 UTC
Zuehlke Scott M.VP, IR & Treasurer
GrantStock Options (Right to Buy) · Derivative 8,300 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001127602-16-068825 · form4.xml · derivative · entry 2

Zuehlke Scott M. · CIK 0001550744 · VP, IR & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2016-11-30

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 30, 2017.

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November 30, 2016 Filed Dec 1, 2016 21:30 UTC
Zuehlke Scott M.VP, IR & Treasurer
GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068825 · form4.xml · nonDerivative · entry 1

Zuehlke Scott M. · CIK 0001550744 · VP, IR & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,010

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November 01, 2016 Filed Nov 3, 2016 21:12 UTC GrantRestricted Stock Units · Derivative 4,912 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066097 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,935

Underlying: Common Stock · 4,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

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November 01, 2016 Filed Nov 3, 2016 21:11 UTC GrantRestricted Stock Units · Derivative 4,912 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066095 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,346

Underlying: Common Stock · 4,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

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November 01, 2016 Filed Nov 3, 2016 21:57 UTC GrantRestricted Stock Units · Derivative 4,912 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066103 · form4.xml · derivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,346

Underlying: Common Stock · 4,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

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November 01, 2016 Filed Nov 3, 2016 21:10 UTC GrantRestricted Stock Units · Derivative 4,912 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066091 · form4.xml · derivative · entry 1

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,046

Underlying: Common Stock · 4,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

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November 01, 2016 Filed Nov 3, 2016 21:08 UTC GrantRestricted Stock Units · Derivative 4,912 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066089 · form4.xml · derivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,046

Underlying: Common Stock · 4,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

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September 01, 2016 Filed Sep 6, 2016 13:19 UTC GrantPhantom Stock Units · Derivative 865.385 $19.50 $16,875.01
Disclosure

SEC source: 0001127602-16-061847 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,243.094

Underlying: Common Stock · 865.385 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 33.017 phantom stock units credited to the participant's account as the result of prior dividend reinvestments.

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September 01, 2016 Filed Sep 6, 2016 13:16 UTC GrantPhantom Stock Units · Derivative 224.359 $19.50 $4,375.00
Disclosure

SEC source: 0001127602-16-061845 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,476.3142

Underlying: Common Stock · 224.359 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 43.483 Phantom Stock Units resulting from the prior reinvestment of dividends.

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September 01, 2016 Filed Sep 6, 2016 13:12 UTC GrantPhantom Stock Units · Derivative 480.769 $19.50 $9,375.00
Disclosure

SEC source: 0001127602-16-061843 · form4.xml · derivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,887.679

Underlying: Common Stock · 480.769 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 24.494 Phantom Stock Units resulting from the reinvestment of dividends.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.