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Quanex Building Products CORP

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Tapewire entity
5077
SEC CIK
0001423221
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2018 Filed Nov 2, 2018 20:19 UTC GrantRestricted Stock Units · Derivative 5,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031889 · form4.xml · derivative · entry 3

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,840

Underlying: Common Stock · 5,184 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F3 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability, or cessation of service on the board, or in the event of a change in control.

F3 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability, or cessation of service on the board, or in the event of a change in control.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:19 UTC Disposition to issuerCommon Stock 3,610 $15.31 $55,269.10
Disclosure

SEC source: 0001127602-18-031889 · form4.xml · nonDerivative · entry 2

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:19 UTC Exercise / conversionCommon Stock 3,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031889 · form4.xml · nonDerivative · entry 1

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:18 UTC GrantRestricted Stock Units · Derivative 5,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031884 · form4.xml · derivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,140

Underlying: Common Stock · 5,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:15 UTC GrantRestricted Stock Units · Derivative 5,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031875 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,729

Underlying: Common Stock · 5,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability or cessation of service on the board, or in the event of a change in control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability or cessation of service on the board, or in the event of a change in control.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:14 UTC GrantRestricted Stock Units · Derivative 5,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031870 · form4.xml · derivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,140

Underlying: Common Stock · 5,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:13 UTC GrantRestricted Stock Units · Derivative 5,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031866 · form4.xml · derivative · entry 1

STEVENS CURTIS M · CIK 0001229683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,840

Underlying: Common Stock · 5,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit vested immediately. Pursuant to the grantee's previous payment timing election, the restricted stock unit will become payable on the second anniversary of its date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

F2 · derivative.expiration_date: The restricted stock unit vested immediately. Pursuant to the grantee's previous payment timing election, the restricted stock unit will become payable on the second anniversary of its date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.

Read SEC document
October 18, 2018 Filed Oct 18, 2018 20:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,421 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001127602-18-030599 · form4.xml · derivative · entry 2

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,421 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option becomes 100% exercisable immediately in whole or in part.

Read SEC document
October 18, 2018 Filed Oct 18, 2018 20:45 UTC Exercise / conversionCommon Stock 10,421 $9.16 $95,456.36
Disclosure

SEC source: 0001127602-18-030599 · form4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:13 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 11,800 $0.00 Strike: $7.83 $0.00
Disclosure

SEC source: 0001127602-18-027758 · form4.xml · derivative · entry 6

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,800 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:13 UTC
Korb Brent LSr. VP-Finance & CFO
SaleCommon Stock 11,800 $19.26 $227,290.42
Disclosure

SEC source: 0001127602-18-027758 · form4.xml · nonDerivative · entry 4

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,805.257

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:13 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionCommon Stock 11,800 $7.83 $92,394.00
Disclosure

SEC source: 0001127602-18-027758 · form4.xml · nonDerivative · entry 3

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,605.257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:13 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.83 $0.00
Disclosure

SEC source: 0001127602-18-027758 · form4.xml · derivative · entry 5

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 50,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:13 UTC
Korb Brent LSr. VP-Finance & CFO
SaleCommon Stock 50,000 $19.09 $954,535.00
Disclosure

SEC source: 0001127602-18-027758 · form4.xml · nonDerivative · entry 2

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,805.257

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.60 to $19.25, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:13 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionCommon Stock 50,000 $7.83 $391,500.00
Disclosure

SEC source: 0001127602-18-027758 · form4.xml · nonDerivative · entry 1

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,805.257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 25,098 $0.00 Strike: $15.32 $0.00
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · derivative · entry 9

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,098 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

F5 · derivative.exercise_date: The option becomes exercisable in one third increments annually beginning one year from date of grant.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
SaleCommon Stock 25,098 $16.97 $425,800.12
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · nonDerivative · entry 6

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,805.257

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

F4 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.50, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 01, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionCommon Stock 25,098 $15.32 $384,501.36
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · nonDerivative · entry 5

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,903.257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 63,400 $0.00 Strike: $15.32 $0.00
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · derivative · entry 8

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,098

Underlying: Common Stock · 63,400 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

F5 · derivative.exercise_date: The option becomes exercisable in one third increments annually beginning one year from date of grant.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
SaleCommon Stock 63,400 $17.52 $1,110,831.40
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · nonDerivative · entry 4

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,805.257

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

F3 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.75, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionCommon Stock 63,400 $15.32 $971,288.00
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · nonDerivative · entry 3

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,205.257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 11,502 $0.00 Strike: $15.32 $0.00
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · derivative · entry 7

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,498

Underlying: Common Stock · 11,502 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

F5 · derivative.exercise_date: The option becomes exercisable in one third increments annually beginning one year from date of grant.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
SaleCommon Stock 11,502 $17.26 $198,495.77
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · nonDerivative · entry 2

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,805.257

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.35, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:37 UTC
Korb Brent LSr. VP-Finance & CFO
Exercise / conversionCommon Stock 11,502 $15.32 $176,210.64
Disclosure

SEC source: 0001127602-18-024272 · form4.xml · nonDerivative · entry 1

Korb Brent L · CIK 0001316590 · Sr. VP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,307.257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:32 UTC GrantPhantom Stock Units · Derivative 1,063.99 $16.80 $17,875.03
Disclosure

SEC source: 0001127602-18-019755 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,023.832

Underlying: Common Stock · 1,063.99 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 50.359 phantom stock units credited to the participant's account as the result of prior dividend reinvestments.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.02 $0.00
Disclosure

SEC source: 0001127602-18-012028 · form4.xml · derivative · entry 3

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC SaleCommon Stock 10,000 $17.71 $177,147.00
Disclosure

SEC source: 0001127602-18-012028 · form4.xml · nonDerivative · entry 2

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $17.55 to $18.01, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-012028 · form4.xml · nonDerivative · entry 1

RUPP JOSEPH D · CIK 0001220622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:06 UTC GrantPhantom Stock Units · Derivative 1,070.36 $16.70 $17,875.01
Disclosure

SEC source: 0001127602-18-010020 · form4.xml · derivative · entry 1

BUCK ROBERT R · CIK 0001188358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,909.483

Underlying: Common Stock · 1,070.36 shares

Expires not disclosed

F1 · security: Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.

F2 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.exercise_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F2 · derivative.expiration_date: Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.

F3 · balance_after: Includes 35.556 phantom stock units credited to the participant's account as the result of prior dividend reinvestments.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 01:02 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,421 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001127602-18-001663 · form4.xml · derivative · entry 3

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,421 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 01:02 UTC SaleCommon Stock 10,421 $22.47 $234,142.15
Disclosure

SEC source: 0001127602-18-001663 · form4.xml · nonDerivative · entry 2

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,182

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.375 to $22.60, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 01:02 UTC Exercise / conversionCommon Stock 10,421 $9.16 $95,456.36
Disclosure

SEC source: 0001127602-18-001663 · form4.xml · nonDerivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 21:39 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.02 $0.00
Disclosure

SEC source: 0001127602-18-001268 · form4.xml · derivative · entry 3

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 21:39 UTC SaleCommon Stock 10,000 $22.77 $227,725.00
Disclosure

SEC source: 0001127602-18-001268 · form4.xml · nonDerivative · entry 2

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,182

F1 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.75 to $22.85, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 21:39 UTC Exercise / conversionCommon Stock 10,000 $15.02 $150,200.00
Disclosure

SEC source: 0001127602-18-001268 · form4.xml · nonDerivative · entry 1

DAVIS SUSAN F · CIK 0001205035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 20, 2017 Filed Dec 22, 2017 21:05 UTC
WILLIAMS DEWAYNEVP- Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 4,100 $0.00 Strike: $17.63 $0.00
Disclosure

SEC source: 0001127602-17-035434 · form4.xml · derivative · entry 5

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,100 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 5, 2014.

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December 20, 2017 Filed Dec 22, 2017 21:05 UTC
WILLIAMS DEWAYNEVP- Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $16.94 $0.00
Disclosure

SEC source: 0001127602-17-035434 · form4.xml · derivative · entry 4

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on July 9, 2014.

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December 20, 2017 Filed Dec 22, 2017 21:05 UTC
WILLIAMS DEWAYNEVP- Controller
SaleCommon Stock 8,100 $23.36 $189,216.00
Disclosure

SEC source: 0001127602-17-035434 · form4.xml · nonDerivative · entry 3

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.35 to 23.40, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 20, 2017 Filed Dec 22, 2017 21:05 UTC
WILLIAMS DEWAYNEVP- Controller
Exercise / conversionCommon Stock 4,100 $17.63 $72,283.00
Disclosure

SEC source: 0001127602-17-035434 · form4.xml · nonDerivative · entry 2

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 20, 2017 Filed Dec 22, 2017 21:05 UTC
WILLIAMS DEWAYNEVP- Controller
Exercise / conversionCommon Stock 4,000 $16.94 $67,760.00
Disclosure

SEC source: 0001127602-17-035434 · form4.xml · nonDerivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2017 Filed Dec 15, 2017 21:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 48,000 $0.00 Strike: $7.83 $0.00
Disclosure

SEC source: 0001127602-17-034796 · form4.xml · derivative · entry 6

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2017.

F3 · derivative.exercise_date: The option becomes exercisable in one third increments annually beginning December 3, 2009.

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December 15, 2017 Filed Dec 15, 2017 21:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
SaleCommon Stock 48,000 $24.02 $1,152,960.00
Disclosure

SEC source: 0001127602-17-034796 · form4.xml · nonDerivative · entry 4

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,126.8355

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2017.

F2 · price: The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.10, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 15, 2017 Filed Dec 15, 2017 21:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionCommon Stock 48,000 $7.83 $375,840.00
Disclosure

SEC source: 0001127602-17-034796 · form4.xml · nonDerivative · entry 3

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,126.8355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2017.

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December 14, 2017 Filed Dec 15, 2017 21:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 2,400 $0.00 Strike: $7.83 $0.00
Disclosure

SEC source: 0001127602-17-034796 · form4.xml · derivative · entry 5

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 2,400 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2017.

F3 · derivative.exercise_date: The option becomes exercisable in one third increments annually beginning December 3, 2009.

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December 14, 2017 Filed Dec 15, 2017 21:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
SaleCommon Stock 2,400 $24.00 $57,600.00
Disclosure

SEC source: 0001127602-17-034796 · form4.xml · nonDerivative · entry 2

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,126.8355

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2017.

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December 14, 2017 Filed Dec 15, 2017 21:12 UTC
DELANEY KEVIN PSVP-Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,400 $7.83 $18,792.00
Disclosure

SEC source: 0001127602-17-034796 · form4.xml · nonDerivative · entry 1

DELANEY KEVIN P · CIK 0001255281 · SVP-Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,526.8355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2017.

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December 13, 2017 Filed Dec 14, 2017 22:12 UTC
WILLIAMS DEWAYNEVP- Controller
Tax withholdingCommon Stock 219 $23.75 $5,201.25
Disclosure

SEC source: 0001127602-17-034695 · form4.xml · nonDerivative · entry 2

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672

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December 13, 2017 Filed Dec 14, 2017 22:12 UTC
WILLIAMS DEWAYNEVP- Controller
GrantCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034695 · form4.xml · nonDerivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP- Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,891

F1 · kind: On December 3, 2014, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2014 through October 31, 2017. The payout amount was finalized on December 12, 2017, resulting in the issuance of common stock on December 13, 2017.

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December 13, 2017 Filed Dec 14, 2017 22:15 UTC
GRIFFITHS WILLIAM CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 4,610 $23.75 $109,487.50
Disclosure

SEC source: 0001127602-17-034702 · form4.xml · nonDerivative · entry 2

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,350

Read SEC document
December 13, 2017 Filed Dec 14, 2017 22:15 UTC
GRIFFITHS WILLIAM CDirector · Chairman, President and CEO
GrantCommon Stock 10,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034702 · form4.xml · nonDerivative · entry 1

GRIFFITHS WILLIAM C · CIK 0001251789 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,960

F1 · kind: On December 3, 2014, the reporting person was granted a target number of performance share units, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2014 through October 31, 2017. The payout amount was finalized on December 12, 2017, resulting in the issuance of common stock on December 13, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.