Tapewire

Nasdaq · USD

NWL

NEWELL BRANDS INC.

Export transactions ↓
Tapewire entity
4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2020 Filed May 13, 2020 20:32 UTC GrantDeferred RSU phantom stock · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000168 · wf-form4_158940193148371.xml · derivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · security: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to her grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided she remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person.

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of her service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date.

F3 · security: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock.

F4 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F5 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F7 · price: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F6 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F7 · derivative.exercise_date: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F8 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:31 UTC GrantDeferred RSU phantom stock · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000167 · wf-form4_158940184391915.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · security: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to his grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided he remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person.

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of his service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date.

F3 · security: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock.

F4 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F5 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F7 · price: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F6 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F7 · derivative.exercise_date: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F8 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:29 UTC GrantRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000166 · wf-form4_158940175455734.xml · derivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:28 UTC
ICAHN BRETTDirector · 10% owner
GrantRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000165 · wf-form4_158940167502131.xml · derivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:26 UTC GrantRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000164 · wf-form4_158940158312503.xml · derivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:25 UTC GrantDeferred RSU phantom stock · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000163 · wf-form4_158940149275369.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · security: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to his grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided he remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person.

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of his service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date.

F3 · security: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock.

F4 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F5 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F7 · price: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F6 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F7 · derivative.exercise_date: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F8 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:23 UTC GrantDeferred RSU phantom stock · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000162 · wf-form4_158940137248529.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · security: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to his grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided he remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person.

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of his service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date.

F3 · security: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock.

F4 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F5 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F7 · price: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F6 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F7 · derivative.exercise_date: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F8 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:21 UTC GrantRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000161 · wf-form4_158940129119241.xml · derivative · entry 1

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:17 UTC
Pisani James AnthonyBus. Unit CEO - Outdoor & Rec.
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000160 · wf-form4_158940104003674.xml · derivative · entry 1

Pisani James Anthony · CIK 0001811917 · Bus. Unit CEO - Outdoor & Rec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock.

F2 · derivative.exercise_date: The reporting person will become vested in the entire award on the third anniversary of the award date if: (i) he remains in continuous employment with the Company and (ii) certain performance criteria are achieved. Notwithstanding, the award may vest earlier, in the event of the reporting person's death or disability, and the award may continue to vest in whole or in part, in the event of the reporting person's retirement, pursuant to the grant agreement executed by the reporting person and the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000144 · wf-form4_158922893947283.xml · derivative · entry 2

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:29 UTC Exercise / conversionCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000144 · wf-form4_158922893947283.xml · nonDerivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:27 UTC Exercise / conversionRestricted Stock Units · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000143 · wf-form4_158922881210346.xml · derivative · entry 2

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:27 UTC Exercise / conversionCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000143 · wf-form4_158922881210346.xml · nonDerivative · entry 1

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000142 · wf-form4_158922868940820.xml · derivative · entry 2

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:25 UTC Exercise / conversionCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000142 · wf-form4_158922868940820.xml · nonDerivative · entry 1

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:23 UTC Exercise / conversionRestricted Stock Units · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000141 · wf-form4_158922859520779.xml · derivative · entry 2

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:23 UTC Exercise / conversionCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000141 · wf-form4_158922859520779.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:18 UTC
ICAHN BRETTDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000140 · wf-form4_158922829339530.xml · derivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:18 UTC
ICAHN BRETTDirector · 10% owner
Exercise / conversionCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000140 · wf-form4_158922829339530.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000139 · wf-form4_158922821433657.xml · derivative · entry 2

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F3 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:17 UTC Exercise / conversionCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000139 · wf-form4_158922821433657.xml · nonDerivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 30 shares held in a joint account with spouse.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000138 · wf-form4_158922813244333.xml · derivative · entry 3

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 07, 2020 Filed May 11, 2020 20:15 UTC Exercise / conversionCommon Stock 9,085 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000138 · wf-form4_158922813244333.xml · nonDerivative · entry 1

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:18 UTC
Schmidt Robert AndrewChief Accounting Officer, SVP
Exercise / conversionRestricted Stock Units · Derivative 12,515 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000137 · wf-form4_158896909510651.xml · derivative · entry 3

Schmidt Robert Andrew · CIK 0001770232 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,031

Underlying: Common Stock · 12,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of the first tranche of Restricted Stock Units granted to the reporting person on May 6, 2019. The grant vests in ratably on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: N/A

Read SEC document
May 06, 2020 Filed May 8, 2020 20:18 UTC
Schmidt Robert AndrewChief Accounting Officer, SVP
Tax withholdingCommon Stock 4,287 $11.69 $50,115.03
Disclosure

SEC source: 0000814453-20-000137 · wf-form4_158896909510651.xml · nonDerivative · entry 2

Schmidt Robert Andrew · CIK 0001770232 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,728

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on the vesting date.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:18 UTC
Schmidt Robert AndrewChief Accounting Officer, SVP
Exercise / conversionCommon Stock 12,515 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000137 · wf-form4_158896909510651.xml · nonDerivative · entry 1

Schmidt Robert Andrew · CIK 0001770232 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:33 UTC GrantDeferred Compensation Phantom Stock · Derivative 2,646.5798 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000125 · wf-form4_158871081472358.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646.5798

Underlying: Common Stock · 2,646.5798 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F5 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F6 · derivative.expiration_date: N/A

Read SEC document
May 01, 2020 Filed May 5, 2020 20:31 UTC GrantDeferred Compensation Phantom Stock · Derivative 2,748.3713 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000124 · wf-form4_158871067341658.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748.3713

Underlying: Common Stock · 2,748.3713 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F4 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F5 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F6 · derivative.expiration_date: N/A

Read SEC document
May 01, 2020 Filed May 5, 2020 20:27 UTC GrantCommon Stock 6,107 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000123 · wf-form4_158871045967810.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,583

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the second quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on May 1, 2020, of $12.28.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:25 UTC GrantCommon Stock 2,341 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000122 · wf-form4_158871029482960.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,486

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the second quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on May 1, 2020, of $12.28.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:23 UTC
ICAHN BRETTDirector · 10% owner
GrantCommon Stock 2,341 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000121 · wf-form4_158871016216803.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,249

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the second quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on May 1, 2020, of $12.28.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:14 UTC
ICAHN BRETTDirector · 10% owner
PurchaseCommon Stock 9,703 $11.62 $112,790.58
Disclosure

SEC source: 0000814453-20-000093 · wf-form4_158438966580874.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,908

F2 · kind: Represents shares acquired on March 13, 2020, under a dividend reinvestment plan in a transaction exempt pursuant to Rule 16a-11 of the Securities Exchange Act of 1934.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:17 UTC
Hurd LaurelPres., Learning & Development
PurchaseCommon Stock 4,000 $12.80 $51,200.00
Disclosure

SEC source: 0000814453-20-000094 · wf-form4_158438981271237.xml · nonDerivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,304

F1 · price: The price reported in column 4 is a weighted average stock price.

F2 · balance_after: Of this total, 4,000 of the shares are jointly owned with the reporting person's spouse.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:14 UTC
ICAHN BRETTDirector · 10% owner
PurchaseCommon Stock 111,601 $11.90 $1,327,594.34
Disclosure

SEC source: 0000814453-20-000093 · wf-form4_158438966580874.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,205

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $11.74 to $12.085.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 22:44 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock ("Shares") 1,168,230 $13.54 $15,817,834.20
Disclosure

SEC source: 0001567619-20-006124 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see all footnotes

Disclosed balance after: 43,704,616

F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 8,740,925 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 20,427,384 Shares, and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 14,536,307 Shares.

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: The above reporting persons controlled by Carl C. Icahn (the "Reporting Persons") may be deemed to be members of a "group" (within the meaning of Section 13(d)(3) of the Act), with Brett Icahn. None of the Reporting Persons has any pecuniary interest in any Shares beneficially owned by Brett Icahn, and each of the Reporting Persons disclaims beneficial ownership of such Shares.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 22:44 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock ("Shares") 489,308 $13.57 $6,639,909.56
Disclosure

SEC source: 0001567619-20-006124 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see all footnotes

Disclosed balance after: 42,536,386

F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 8,740,925 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 20,427,384 Shares, and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 14,536,307 Shares.

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: The above reporting persons controlled by Carl C. Icahn (the "Reporting Persons") may be deemed to be members of a "group" (within the meaning of Section 13(d)(3) of the Act), with Brett Icahn. None of the Reporting Persons has any pecuniary interest in any Shares beneficially owned by Brett Icahn, and each of the Reporting Persons disclaims beneficial ownership of such Shares.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 22:47 UTC
ICAHN BRETTDirector · 10% owner
PurchaseCommon Stock 238,676 $13.22 $3,154,127.21
Disclosure

SEC source: 0000814453-20-000090 · wf-form4_158396684785345.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,604

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $12.9900 to $13.2900, inclusive.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 22:44 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock ("Shares") 927,663 $13.15 $12,198,768.45
Disclosure

SEC source: 0001567619-20-006124 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see all footnotes

Disclosed balance after: 42,047,078

F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 8,740,925 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 20,427,384 Shares, and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 14,536,307 Shares.

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: The above reporting persons controlled by Carl C. Icahn (the "Reporting Persons") may be deemed to be members of a "group" (within the meaning of Section 13(d)(3) of the Act), with Brett Icahn. None of the Reporting Persons has any pecuniary interest in any Shares beneficially owned by Brett Icahn, and each of the Reporting Persons disclaims beneficial ownership of such Shares.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 11:47 UTC
Peterson Christopher HCFO & President, Bus. Op.
PurchaseCommon Stock 10,000 $14.09 $140,930.00
Disclosure

SEC source: 0000814453-20-000087 · wf-form4_158375444359482.xml · nonDerivative · entry 1

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,378

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $14.055 to $14.16, inclusive.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
ICAHN BRETTDirector
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000088 · wf-form4_158378490771532.xml · nonDerivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Foundation

Disclosed balance after: 400,000

F3 · shares: This transaction reports the transfer of Common Stock by bona fide gift from the reporting person to a charitable foundation controlled by the reporting person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
ICAHN BRETTDirector
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000088 · wf-form4_158378490771532.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,928

F2 · shares: The reporting person made a charitable gift of 50,000 shares of the Company's Common Stock to a charitable foundation controlled by the reporting person. No compensation was received by the reporting person for the donation of the shares.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
ICAHN BRETTDirector
PurchaseCommon Stock 100,000 $14.47 $1,447,300.00
Disclosure

SEC source: 0000814453-20-000088 · wf-form4_158378490771532.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,928

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $14.45 to $14.49, inclusive.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 11:46 UTC
Saligram Ravichandra KrishnamurtyDirector · President and CEO
PurchaseCommon Stock 35,000 $14.52 $508,343.50
Disclosure

SEC source: 0000814453-20-000086 · wf-form4_158375435118440.xml · nonDerivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,000

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $14.485 to $14.550, inclusive.

F2 · balance_after: These shares are indirectly owned by the reporting person through the Ravichandra K. Saligram Revocable Trust, for which the reporting person is the Trustee.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:15 UTC
ICAHN BRETTDirector
PurchaseCommon Stock 105,662 $15.10 $1,595,760.36
Disclosure

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 4

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,928

F5 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $15.0100 to 15.1100, inclusive.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 12:46 UTC
Schmidt Robert AndrewChief Accounting Officer
PurchaseCommon Stock 2,500 $15.07 $37,670.00
Disclosure

SEC source: 0000814453-20-000084 · wf-form4_158349878789073.xml · nonDerivative · entry 1

Schmidt Robert Andrew · CIK 0001770232 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $15.06 to $15.08, inclusive.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:15 UTC
ICAHN BRETTDirector
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Foundation

Disclosed balance after: 350,000

F4 · shares: This transaction reports the transfer of common stock by bona fide gift from the reporting person to a charitable foundation controlled by the reporting person.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:15 UTC
ICAHN BRETTDirector
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,266

F3 · shares: The reporting person made a charitable gift of 100,000 shares of the Company's Common Stock to a charitable foundation controlled by the reporting person. No compensation was received by the reporting person for the donation of the shares.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:15 UTC
ICAHN BRETTDirector
PurchaseCommon Stock 215,240 $16.39 $3,528,429.32
Disclosure

SEC source: 0000814453-20-000083 · wf-form4_158344290466761.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,266

F1 · price: The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $16.2100 to 16.6000, inclusive.

F2 · balance_after: This total has been updated from the reporting person's most recent Form 4 report to reflect 30,422 shares of the Company's common stock acquired by the reporting person on: (i) December 14, 2018; (ii) March 15, 2019; (iii) June 14, 2019; (iv) September 13, 2019; and December 13, 2019, under a dividend reinvestment plan in transactions exempt pursuant to Rule 16a-11 of the Securities Exchange Act of 1934.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:18 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 9,406 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000073 · wf-form4_158231990575298.xml · derivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,812

Underlying: Common Stock · 9,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into shares of the Company's Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents the vesting of the first tranche of Restricted Stock Units granted to the reporting person on February 19, 2019. The grant vests in equal thirds on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F4 · derivative.expiration_date: N/A

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:18 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 2,832 $19.90 $56,356.80
Disclosure

SEC source: 0000814453-20-000073 · wf-form4_158231990575298.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,873

F1 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Wednesday, February 19, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.