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Nasdaq · USD

NWL

NEWELL BRANDS INC.

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4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 18, 2021 21:32 UTC
Robins Christine MarieBusiness Unit CEO - A&C
GrantStock Option (Right to Buy) · Derivative 55,742 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000046 · wf-form4_161368391928115.xml · derivative · entry 2

Robins Christine Marie · CIK 0001814895 · Business Unit CEO - A&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,742

Underlying: Common Stock · 55,742 shares

Expires 2031-02-16

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:32 UTC
Robins Christine MarieBusiness Unit CEO - A&C
GrantRestricted Stock Units · Derivative 7,433 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000046 · wf-form4_161368391928115.xml · derivative · entry 1

Robins Christine Marie · CIK 0001814895 · Business Unit CEO - A&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,433

Underlying: Common Stock · 7,433 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:30 UTC
Pisani James AnthonyBus. Unit CEO - Outdoor & Rec.
GrantStock Option (Right to Buy) · Derivative 47,171 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000045 · wf-form4_161368380433730.xml · derivative · entry 2

Pisani James Anthony · CIK 0001811917 · Bus. Unit CEO - Outdoor & Rec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,171

Underlying: Common Stock · 47,171 shares

Expires 2031-02-16

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:30 UTC
Pisani James AnthonyBus. Unit CEO - Outdoor & Rec.
GrantRestricted Stock Units · Derivative 6,290 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000045 · wf-form4_161368380433730.xml · derivative · entry 1

Pisani James Anthony · CIK 0001811917 · Bus. Unit CEO - Outdoor & Rec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,290

Underlying: Common Stock · 6,290 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:28 UTC
Peterson Christopher HCFO & President, Bus. Op.
GrantStock Option (Right to Buy) · Derivative 227,046 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000044 · wf-form4_161368369667618.xml · derivative · entry 2

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,046

Underlying: Common Stock · 227,046 shares

Expires 2031-02-16

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:28 UTC
Peterson Christopher HCFO & President, Bus. Op.
GrantRestricted Stock Units · Derivative 30,273 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000044 · wf-form4_161368369667618.xml · derivative · entry 1

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,273

Underlying: Common Stock · 30,273 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:26 UTC
Parsons Stephen BChief Human Resources Officer
GrantStock Option (Right to Buy) · Derivative 57,102 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000043 · wf-form4_161368356707686.xml · derivative · entry 2

Parsons Stephen B · CIK 0001525820 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,102

Underlying: Common Stock · 57,102 shares

Expires 2031-02-16

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:26 UTC
Parsons Stephen BChief Human Resources Officer
GrantRestricted Stock Units · Derivative 7,614 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000043 · wf-form4_161368356707686.xml · derivative · entry 1

Parsons Stephen B · CIK 0001525820 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,614

Underlying: Common Stock · 7,614 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:24 UTC
McDermott Michael PBusiness Unit CEO - Commercial
GrantStock Option (Right to Buy) · Derivative 64,037 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000042 · wf-form4_161368339791407.xml · derivative · entry 3

McDermott Michael P · CIK 0001689398 · Business Unit CEO - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,037

Underlying: Common Stock · 64,037 shares

Expires 2031-02-16

F5 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:24 UTC
McDermott Michael PBusiness Unit CEO - Commercial
GrantRestricted Stock Units · Derivative 8,539 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000042 · wf-form4_161368339791407.xml · derivative · entry 2

McDermott Michael P · CIK 0001689398 · Business Unit CEO - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

Underlying: Restricted Stock Units · 8,539 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F4 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:21 UTC
Malkoski Kristine KayBusiness Unit CEO - Food
GrantStock Option (Right to Buy) · Derivative 64,037 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000041 · wf-form4_161368327583324.xml · derivative · entry 2

Malkoski Kristine Kay · CIK 0001812089 · Business Unit CEO - Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,037

Underlying: Common Stock · 64,037 shares

Expires 2031-02-16

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:21 UTC
Malkoski Kristine KayBusiness Unit CEO - Food
GrantRestricted Stock Units · Derivative 8,539 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000041 · wf-form4_161368327583324.xml · derivative · entry 1

Malkoski Kristine Kay · CIK 0001812089 · Business Unit CEO - Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

Underlying: Common Stock · 8,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the reporting person's continuous employment with the Company. The terms of the grant agreement between the reporting person and the Company also provide for full and/or partial vesting of the award in the event of the reporting person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:19 UTC
Hurd LaurelPres., Learning & Development
GrantStock Option (Right to Buy) · Derivative 75,308 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000040 · wf-form4_161368315558977.xml · derivative · entry 5

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,308

Underlying: Common Stock · 75,308 shares

Expires 2031-02-16

F9 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:19 UTC
Hurd LaurelPres., Learning & Development
GrantRestricted Stock Units · Derivative 10,041 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000040 · wf-form4_161368315558977.xml · derivative · entry 4

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Underlying: Common Stock · 10,041 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the reporting person's continuous employment with the Company. The terms of the grant agreement between the reporting person and the Company also provide for full and/or partial vesting of the award in the event of the reporting person's death, disability or retirement during the vesting period.

F6 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:19 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionRestricted Stock Units · Derivative 6,863 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000040 · wf-form4_161368315558977.xml · derivative · entry 3

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into shares of the Company's common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents the vesting of the third and final tranche of restricted stock units granted to the Reporting Person on February 14, 2018. The grant vested ratably in one-third increments on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F6 · derivative.expiration_date: N/A

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:19 UTC
Hurd LaurelPres., Learning & Development
Tax withholdingCommon Stock 2,177 $24.19 $52,661.63
Disclosure

SEC source: 0000814453-21-000040 · wf-form4_161368315558977.xml · nonDerivative · entry 2

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,473.3063

F3 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 12, 2021.

F2 · balance_after: 4,062.187 shares of this total are shares jointly owned with the Reporting Person's spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:19 UTC
Hurd LaurelPres., Learning & Development
Exercise / conversionCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000040 · wf-form4_161368315558977.xml · nonDerivative · entry 1

Hurd Laurel · CIK 0001768695 · Pres., Learning & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,650.3063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes a total of 483.3063 shares acquired by the Reporting Person in exempt transactions through dividend reinvestment features of the Reporting Person's brokerage accounts, including 62.187 shares acquired through a joint account with the Reporting Person's spouse.

F2 · balance_after: 4,062.187 shares of this total are shares jointly owned with the Reporting Person's spouse.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:18 UTC
Hayes Michael McHughChief Customer Officer
GrantStock Option (Right to Buy) · Derivative 37,488 $0.00 Strike: $23.79 $0.00
Disclosure

SEC source: 0000814453-21-000039 · wf-form4_161368306412454.xml · derivative · entry 2

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,488

Underlying: Common Stock · 37,488 shares

Expires 2031-02-16

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:18 UTC
Hayes Michael McHughChief Customer Officer
GrantRestricted Stock Units · Derivative 4,999 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000039 · wf-form4_161368306412454.xml · derivative · entry 1

Hayes Michael McHugh · CIK 0001812147 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999

Underlying: Common Stock · 4,999 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company. The terms of the grant agreement between the Reporting Person and the Company also provide for full and/or partial vesting of the award in the event of the Reporting Person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:25 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,332.787 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000012 · wf-form4_161238753249743.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332.787

Underlying: Common Stock · 1,332.787 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's first quarter 2021 director fees issued to the reporting person on February 1, 2021, based on the Company's closing price per share on that date of $24.39.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:24 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,384.048 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000011 · wf-form4_161238745383909.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384.048

Underlying: Common Stock · 1,384.048 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the first quarter 2021 director fees and were issued to the reporting person on February 1, 2021, based on the Company's closing price per share on that date of $24.39.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:22 UTC GrantCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000010 · wf-form4_161238735411204.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,129

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on February 1, 2021, of $24.39.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:21 UTC
ICAHN BRETTDirector · 10% owner
GrantCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000009 · wf-form4_161238725941194.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,892

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on February 1, 2021, of $24.39.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:19 UTC GrantCommon Stock 3,075 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000008 · wf-form4_161238716768659.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,477

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the first quarter 2021 director fees paid in Common Stock based on the Company's closing price per share on February 1, 2021, of $24.39.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:15 UTC
Peterson Christopher HCFO & President, Bus. Op.
Exercise / conversionRestricted Stock Units · Derivative 50,505 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000002 · wf-form4_160988131685813.xml · derivative · entry 3

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 24, 2019, the Reporting Person received an award of 117,845 performance-based restricted stock units ("RSUs") pursuant to the Newell Rubbermaid Inc. 2013 Incentive Plan in connection with his service in 2019 as Interim CEO of the Company (the "Interim Service Award"). On July 22, 2020, the Company's Organizational Development and Compensation Committee determined that the performance criteria have been met for the Interim Service Award. This transaction represents the vesting of the second and final tranche of the Interim Service Award.

F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F3 · derivative.expiration_date: N/A

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:15 UTC
Peterson Christopher HCFO & President, Bus. Op.
Tax withholdingCommon Stock 16,045 $21.23 $340,635.35
Disclosure

SEC source: 0000814453-21-000002 · wf-form4_160988131685813.xml · nonDerivative · entry 2

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,479

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:15 UTC
Peterson Christopher HCFO & President, Bus. Op.
Exercise / conversionCommon Stock 50,505 $0.00 $0.00
Disclosure

SEC source: 0000814453-21-000002 · wf-form4_160988131685813.xml · nonDerivative · entry 1

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:12 UTC
Peterson Christopher HCFO & President, Bus. Op.
Exercise / conversionRestricted Stock Units · Derivative 57,692 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000244 · wf-form4_160737555162541.xml · derivative · entry 3

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F3 · derivative.expiration_date: N/A

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:12 UTC
Peterson Christopher HCFO & President, Bus. Op.
Tax withholdingCommon Stock 26,020 $21.77 $566,455.40
Disclosure

SEC source: 0000814453-20-000244 · wf-form4_160737555162541.xml · nonDerivative · entry 2

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,019

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:12 UTC
Peterson Christopher HCFO & President, Bus. Op.
Exercise / conversionCommon Stock 57,692 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000244 · wf-form4_160737555162541.xml · nonDerivative · entry 1

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the second half of the reporting person's award of restricted stock units granted on December 3, 2018.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:15 UTC GrantRestricted Stock Units · Derivative 4,928 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000242 · wf-form4_160495650476405.xml · derivative · entry 1

Johnson Jay LeCoryelle · CIK 0001736249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,928

Underlying: Common Stock · 4,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person's award will fully vest upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:24 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,840.3171 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000240 · wf-form4_160443867749416.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840.3171

Underlying: Common Stock · 1,840.3171 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's fourth quarter 2020 director fees issued to the reporting person on October 30, 2020, based on the Company's closing price per share on that date of $17.66.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:22 UTC
ICAHN BRETTDirector · 10% owner
GrantCommon Stock 1,627 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000238 · wf-form4_160443853812165.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,714

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on October 30, 2020, of $17.66.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:23 UTC GrantCommon Stock 1,627 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000239 · wf-form4_160443860718161.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,951

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on October 30, 2020, of $17.66.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:21 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,911.0985 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000237 · wf-form4_160443847185866.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911.0985

Underlying: Common Stock · 1,911.0985 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F4 · security: These phantom stock units represent the fourth quarter 2020 director fees and were issued to the reporting person on October 30, 2020, based on the Company's closing price per share on that date of $17.66.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:20 UTC GrantCommon Stock 4,246 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000236 · wf-form4_160443840108783.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,402

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the fourth quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on October 30, 2020, of $17.66.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:34 UTC GrantDeferred Compensation Phantom Stock · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000212 · wf-form4_159657306471725.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981.7073

Underlying: Common Stock · 1,981.7073 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's third quarter 2020 director fees issued to the reporting person on July 31, 2020, based on the Company's closing price per share on that date.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:29 UTC GrantCommon Stock 1,753 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000211 · wf-form4_159657287367007.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,324

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the third quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on July 31, 2020, of $16.40.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:26 UTC
ICAHN BRETTDirector · 10% owner
GrantCommon Stock 1,753 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000210 · wf-form4_159657273415954.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,087

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the third quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on July 31, 2020, of $16.40.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:23 UTC GrantDeferred Compensation Phantom Stock · Derivative 2,057.927 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000209 · wf-form4_159657253336173.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057.927

Underlying: Common Stock · 2,057.927 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F4 · security: These phantom stock units represent the third quarter 2020 director fees and were issued to the reporting person on July 31, 2020, based on the Company's closing price per share on that date.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his 2020 director compensation which are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:19 UTC GrantCommon Stock 4,573 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000208 · wf-form4_159657230143865.xml · nonDerivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,156

F1 · shares: Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended.

F2 · shares: These shares represent the third quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on July 31, 2020, of $16.40.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 20:16 UTC
Peterson Christopher HCFO & President, Bus. Op.
Exercise / conversionRestricted Stock Units · Derivative 67,340 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000189 · wf-form4_159562175677204.xml · derivative · entry 3

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,505

Underlying: Common Stock · 67,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 24, 2019, the Reporting Person received an award of 117,845 performance-based restricted stock units ("RSUs") pursuant to the Newell Rubbermaid Inc. 2013 Incentive Plan in connection with his service in 2019 as Interim CEO of the Company (the "Interim Service Award"). Pursuant to the Interim Service Award, settlement of the RSUs is subject to the prior determination of the Company's Organizational Development and Compensation Committee (the "ODCC") that the performance criteria have been met. The ODCC certified the Reporting Person's achievement of the performance criteria on July 22, 2020.

F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis.

F3 · derivative.expiration_date: N/A

Read SEC document
July 22, 2020 Filed Jul 24, 2020 20:16 UTC
Peterson Christopher HCFO & President, Bus. Op.
Tax withholdingCommon Stock 30,371 $15.78 $479,254.38
Disclosure

SEC source: 0000814453-20-000189 · wf-form4_159562175677204.xml · nonDerivative · entry 2

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,347

Read SEC document
July 22, 2020 Filed Jul 24, 2020 20:16 UTC
Peterson Christopher HCFO & President, Bus. Op.
Exercise / conversionCommon Stock 67,340 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000189 · wf-form4_159562175677204.xml · nonDerivative · entry 1

Peterson Christopher H · CIK 0001558968 · CFO & President, Bus. Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 20:18 UTC
Robins Christine MarieBusiness Unit CEO - A&C
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $15.87 $0.00
Disclosure

SEC source: 0000814453-20-000187 · wf-form4_159294346128010.xml · derivative · entry 1

Robins Christine Marie · CIK 0001814895 · Business Unit CEO - A&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-06-19

F1 · derivative.exercise_date: The option vests ratably in one-third increments on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:21 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 8,858 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000178 · wf-form4_158991965172404.xml · derivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

Underlying: Common Stock · 8,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Represents the vesting of the second tranche of a 3 year series of performance-based restricted stock units first awarded on May 15, 2018. The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date if: (i) he remains in continuous employment with the Company and (ii) certain performance criteria related to cost savings and completion of previously announced divestiture programs are satisfied. Unexpired portions of the award may vest earlier and without regard to achievement of the performance criteria in the event of death or disability. Unexpired portions of the award may vest pro rata, based on time in service, and without regard to achievement of the performance criteria, in the event of retirement.

F5 · derivative.expiration_date: If the relevant performance criteria are not met, each tranche will expire on the applicable anniversary date.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:21 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Tax withholdingCommon Stock 3,995 $11.70 $46,741.50
Disclosure

SEC source: 0000814453-20-000178 · wf-form4_158991965172404.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,736

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the closing stock price for Newell Brands Inc. (the "Company") common stock on the transaction date.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:21 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionCommon Stock 8,858 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000178 · wf-form4_158991965172404.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person became vested in one-third of the total number of restricted stock units that were first granted on May 15, 2018, pursuant to a performance-based grant, as described in footnote 4, below.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:35 UTC GrantDeferred RSU phantom stock · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000170 · wf-form4_158940209477701.xml · derivative · entry 1

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · security: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to his grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided he remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person.

F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of his service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date.

F3 · security: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock.

F4 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.

F5 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.

F7 · price: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F6 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.

F7 · derivative.exercise_date: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.

F8 · derivative.expiration_date: N/A

Read SEC document
May 11, 2020 Filed May 13, 2020 20:33 UTC GrantRestricted Stock Units · Derivative 12,053 $0.00 $0.00
Disclosure

SEC source: 0000814453-20-000169 · wf-form4_158940201157395.xml · derivative · entry 1

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

Underlying: Common Stock · 12,053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.