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Nasdaq · USD

NWL

NEWELL BRANDS INC.

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4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 22, 2023 21:15 UTC
Erceg Mark JChief Financial Officer
GrantRestricted Stock Units · Derivative 120,805 $0.00 $0.00
Disclosure

SEC source: 0000814453-23-000042 · wf-form4_167710048116346.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,805

Underlying: Common Stock · 120,805 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:15 UTC
Erceg Mark JChief Financial Officer
PurchaseCommon Stock 66,700 $14.99 $999,833.00
Disclosure

SEC source: 0000814453-23-000042 · wf-form4_167710048116346.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,700

F1 · price: The price reported is a weighted average stock price. Shares were purchased between $14.93 and $15.00 inclusive.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:14 UTC
ICAHN BRETTDirector
SaleCommon Stock 26,286 $15.37 $404,015.82
Disclosure

SEC source: 0000814453-23-000028 · wf-form4_167701404377021.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Foundation

Disclosed balance after: 213,714

F1 · price: The price reported is a weighted average stock price. Shares were sold between $15.29 and $15.50, inclusive.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:14 UTC
ICAHN BRETTDirector
SaleCommon Stock 107,372 $15.37 $1,650,307.64
Disclosure

SEC source: 0000814453-23-000028 · wf-form4_167701404377021.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,631

F1 · price: The price reported is a weighted average stock price. Shares were sold between $15.29 and $15.50, inclusive.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:27 UTC
Erceg Mark JChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 344,115 $0.00 Strike: $14.53 $0.00
Disclosure

SEC source: 0000814453-23-000010 · wf-form4_167347240964625.xml · derivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,115

Underlying: Common Stock · 344,115 shares

Expires 2033-01-09

F1 · derivative.exercise_date: The option vests on the fifth anniversary of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 21:16 UTC GrantRestricted Stock Units · Derivative 4,189 $0.00 $0.00
Disclosure

SEC source: 0000814453-23-000004 · wf-form4_167278059209297.xml · derivative · entry 1

Stahl Stephanie · CIK 0001584473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

Underlying: Common Stock · 4,189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The reporting person's award will fully vest upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided she remains in continuous service on the Board until such date and subject to the terms and conditions of the Non-Employee Director Restricted Stock Unit Award Agreement.

F3 · derivative.expiration_date: N/A

Read SEC document
November 02, 2022 Filed Nov 3, 2022 20:18 UTC PurchaseCommon Stock 10,000 $13.36 $133,600.00
Disclosure

SEC source: 0000814453-22-000133 · wf-form4_166750669723553.xml · nonDerivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,868

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:18 UTC GrantDeferred Compensation Phantom Stock · Derivative 2,619.76 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000133 · wf-form4_166750669723553.xml · derivative · entry 2

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,381.8

Underlying: Common Stock · 2,619.76 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the fourth quarter 2022 director fees and were issued to the reporting person on November 1, 2022, based on the Company's closing price per share on that date of $13.36.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

F8 · balance_after: The reported total includes a total of 268.16 additional phantom stock units acquired by the reporting person, in one or more exempt transactions, since the date of his last report pursuant to a dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the reporting person's service on the Company's Board.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:16 UTC GrantDeferred Compensation Phantom Stock · Derivative 2,526.2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000132 · wf-form4_166750655896224.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,790.84

Underlying: Common Stock · 2,526.2 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's fourth quarter 2022 director fees issued to the reporting person on November 1, 2022, based on the Company's closing price per share on that date of $13.36.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

F8 · balance_after: The report total includes 383.53 additional phantom stock units acquired by the reporting person, in one or more exempt transactions, since the date of his last report pursuant to a dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the reporting person's service on the Company's Board.

Read SEC document
October 02, 2022 Filed Oct 4, 2022 20:21 UTC
Saligram Ravichandra KrishnamurtyDirector · Chief Executive Officer
GrantOptions (Right to Buy) · Derivative 444,445 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0000814453-22-000120 · wf-form4_166491484765811.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,333

Underlying: Common Stock · 444,445 shares

Expires not disclosed

F1 · derivative.exercise_date: On October 2, 2019 (the "Grant Date"), the Reporting Person was granted an award of 1,333,333 options. The option award vested in three (3) equal installments on the 18 month, second and third anniversaries of the Grant Date after the satisfaction of the following performance condition: the Company's closing stock price (as reported on the Nasdaq Stock Exchange) for any 30 continuous calendar day period between the 18-calendar month and third anniversary of the Grant Date must exceed 125% of the closing stock price of the Company's common stock on July 29, 2019 (the "Performance Criteria"). As previously reported, the Performance Criteria were met and the first and second installments of 444,444 options each, have vested and became exercisable. The third installment, consisting of 444,445 options, vested and became exercisable on October 2, 2022.

F2 · derivative.expiration_date: Options expire on the tenth anniversary of the Grant Date. If the Reporting Person's employment with the Company terminates due to death, disability or retirement, then the options shall continue to vest as stated above, and shall instead expire on the third anniversary of the later of the Reporting Person's: (1) termination of employment or (ii) applicable vesting date, provided that any such date shall occur prior to the tenth anniversary of the Grant Date.

F1 · balance_after: On October 2, 2019 (the "Grant Date"), the Reporting Person was granted an award of 1,333,333 options. The option award vested in three (3) equal installments on the 18 month, second and third anniversaries of the Grant Date after the satisfaction of the following performance condition: the Company's closing stock price (as reported on the Nasdaq Stock Exchange) for any 30 continuous calendar day period between the 18-calendar month and third anniversary of the Grant Date must exceed 125% of the closing stock price of the Company's common stock on July 29, 2019 (the "Performance Criteria"). As previously reported, the Performance Criteria were met and the first and second installments of 444,444 options each, have vested and became exercisable. The third installment, consisting of 444,445 options, vested and became exercisable on October 2, 2022.

F2 · balance_after: Options expire on the tenth anniversary of the Grant Date. If the Reporting Person's employment with the Company terminates due to death, disability or retirement, then the options shall continue to vest as stated above, and shall instead expire on the third anniversary of the later of the Reporting Person's: (1) termination of employment or (ii) applicable vesting date, provided that any such date shall occur prior to the tenth anniversary of the Grant Date.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:17 UTC
ICAHN BRETTDirector · 10% owner
SaleCommon Stock 10,000 $17.10 $171,000.00
Disclosure

SEC source: 0000814453-22-000118 · wf-form4_166327303900038.xml · nonDerivative · entry 4

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Foundation

Disclosed balance after: 240,000

F3 · price: The price reported is a weighted average stock price. Shares were sold between $17.00 and $17.18, inclusive.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:17 UTC
ICAHN BRETTDirector · 10% owner
SaleCommon Stock 71,304 $16.89 $1,204,324.56
Disclosure

SEC source: 0000814453-22-000118 · wf-form4_166327303900038.xml · nonDerivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,003

F2 · price: The price reported is a weighted average stock price. Shares were sold between $16.70 and $17.18, inclusive.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:17 UTC
ICAHN BRETTDirector · 10% owner
SaleCommon Stock 150,000 $17.51 $2,626,500.00
Disclosure

SEC source: 0000814453-22-000118 · wf-form4_166327303900038.xml · nonDerivative · entry 2

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Foundation

Disclosed balance after: 250,000

F1 · price: The price reported is a weighted average stock price. Shares were sold between $17.19 and $17.71, inclusive.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:17 UTC
ICAHN BRETTDirector · 10% owner
SaleCommon Stock 150,000 $17.51 $2,626,500.00
Disclosure

SEC source: 0000814453-22-000118 · wf-form4_166327303900038.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,307

F1 · price: The price reported is a weighted average stock price. Shares were sold between $17.19 and $17.71, inclusive.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:31 UTC SaleCommon Stock 50,000 $18.17 $908,500.00
Disclosure

SEC source: 0000814453-22-000116 · wf-form4_166318744558244.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,691

F1 · balance_after: Includes shares acquired through an exempt dividend reinvestment program.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:19 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,664.2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000114 · wf-form4_165955797392655.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,881.1

Underlying: Common Stock · 1,664.2 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's third quarter 2022 director fees issued to the reporting person on August 1, 2022, based on the Company's closing price per share on that date of $20.28.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

F8 · balance_after: The report total includes 318.20 additional phantom stock units acquired by the reporting person since the date of his last report pursuant to a dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the reporting person's service on the Company's Board.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:17 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,725.84 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000113 · wf-form4_165955786041158.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,493.89

Underlying: Common Stock · 1,725.84 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the third quarter 2022 director fees and were issued to the reporting person on August 1, 2022, based on the Company's closing price per share on that date of $20.28.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

F8 · balance_after: The reported total includes a total of 215.65 additional phantom stock units acquired by the reporting person since the date of his last report pursuant to a dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the reporting person's service on the Company's Board.

Read SEC document
May 05, 2022 Filed May 6, 2022 20:26 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000093 · wf-form4_165186879771194.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date.

F3 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:25 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000092 · wf-form4_165186869779669.xml · derivative · entry 1

Johnson Jay LeCoryelle · CIK 0001736249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date.

F3 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:23 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000091 · wf-form4_165186860232689.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date.

F3 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:22 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000090 · wf-form4_165186850136336.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date.

F3 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:20 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000089 · wf-form4_165186841708201.xml · derivative · entry 3

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Company's Board of Directors until such date.

F2 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:19 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000088 · wf-form4_165186832514335.xml · derivative · entry 3

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date.

F2 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:17 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000087 · wf-form4_165186821930616.xml · derivative · entry 3

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date.

F2 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:15 UTC
ICAHN BRETTDirector · 10% owner
GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000086 · wf-form4_165186812079616.xml · derivative · entry 4

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Company's Board of Directors until such date.

F2 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 6, 2022 20:11 UTC GrantRestricted Stock Units · Derivative 7,082 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000084 · wf-form4_165186787015570.xml · derivative · entry 4

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 7,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Company's Board of Directors until such date.

F2 · derivative.expiration_date: N/A

Read SEC document
May 05, 2022 Filed May 9, 2022 20:15 UTC
Peterson Christopher HPresident and CFO
GrantStock Option (Right to Buy) · Derivative 33,200 $0.00 Strike: $22.59 $0.00
Disclosure

SEC source: 0000814453-22-000095 · wf-form4_165212731276168.xml · derivative · entry 2

Peterson Christopher H · CIK 0001558968 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,200

Underlying: Common Stock · 33,200 shares

Expires 2032-05-05

F4 · derivative.exercise_date: The option vests ratably in one third increments on the first, second and third anniversaries of the grant date.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:15 UTC
Peterson Christopher HPresident and CFO
GrantRestricted Stock Units · Derivative 4,426 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000095 · wf-form4_165212731276168.xml · derivative · entry 1

Peterson Christopher H · CIK 0001558968 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,426

Underlying: Common Stock · 4,426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the reporting person's continuous employment with the Company. The terms of the grant agreement between the reporting person and the Company also provide for full and/or partial vesting of the award in the event of the reporting person's death, disability or retirement during the vesting period.

F3 · derivative.expiration_date: N/A

Read SEC document
May 04, 2022 Filed May 6, 2022 20:20 UTC Exercise / conversionRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000089 · wf-form4_165186841708201.xml · derivative · entry 2

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2022 Filed May 6, 2022 20:20 UTC Exercise / conversionCommon Stock 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000089 · wf-form4_165186841708201.xml · nonDerivative · entry 1

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:19 UTC Exercise / conversionRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000088 · wf-form4_165186832514335.xml · derivative · entry 2

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2022 Filed May 6, 2022 20:19 UTC Exercise / conversionCommon Stock 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000088 · wf-form4_165186832514335.xml · nonDerivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000087 · wf-form4_165186821930616.xml · derivative · entry 2

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2022 Filed May 6, 2022 20:17 UTC Exercise / conversionCommon Stock 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000087 · wf-form4_165186821930616.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:15 UTC
ICAHN BRETTDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000086 · wf-form4_165186812079616.xml · derivative · entry 3

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2022 Filed May 6, 2022 20:15 UTC
ICAHN BRETTDirector · 10% owner
Exercise / conversionCommon Stock 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000086 · wf-form4_165186812079616.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:13 UTC
Geller Michal J.President, eCommerce & Digital
Exercise / conversionRestricted Stock Units · Derivative 6,236 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000085 · wf-form4_165186799630387.xml · derivative · entry 3

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,236

Underlying: Common Stock · 6,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: Represents the vesting of the first tranche of restricted stock units granted to the Reporting Person on May 4, 2021. The award shall vest ratably in one-half increments on the first and second anniversaries of the award date, subject to the reporting person's continuous employment with the Company.

F2 · derivative.expiration_date: Represents the vesting of the first tranche of restricted stock units granted to the Reporting Person on May 4, 2021. The award shall vest ratably in one-half increments on the first and second anniversaries of the award date, subject to the reporting person's continuous employment with the Company.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:13 UTC
Geller Michal J.President, eCommerce & Digital
Tax withholdingCommon Stock 2,323 $23.28 $54,079.44
Disclosure

SEC source: 0000814453-22-000085 · wf-form4_165186799630387.xml · nonDerivative · entry 2

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

Read SEC document
May 04, 2022 Filed May 6, 2022 20:13 UTC
Geller Michal J.President, eCommerce & Digital
Exercise / conversionCommon Stock 6,236 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000085 · wf-form4_165186799630387.xml · nonDerivative · entry 1

Geller Michal J. · CIK 0001857597 · President, eCommerce & Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000084 · wf-form4_165186787015570.xml · derivative · entry 3

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167

Underlying: Common Stock · 5,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.expiration_date: N/A

Read SEC document
May 04, 2022 Filed May 6, 2022 20:11 UTC Exercise / conversionCommon Stock 5,167 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000084 · wf-form4_165186787015570.xml · nonDerivative · entry 1

RYAN BERMAN BRIDGET · CIK 0001366740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2022 Filed May 3, 2022 20:13 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,403.89 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000073 · wf-form4_165160878553398.xml · derivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,898.7

Underlying: Common Stock · 1,403.89 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable. Each unit is the economic equivalent of one share of Common Stock of the Company.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the reporting person's second quarter 2022 director fees issued to the reporting person on April 29, 2022, based on the Company's closing price per share on that date of $23.15.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the year in which the units were earned, which elections are on file with the Company

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

F8 · balance_after: The report total includes 254.12 additional phantom stock units acquired by the reporting person since the date of his last report pursuant to a dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the reporting person's service on the Company's Board.

Read SEC document
April 29, 2022 Filed May 3, 2022 20:10 UTC GrantDeferred Compensation Phantom Stock · Derivative 1,457.88 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000072 · wf-form4_165160864179322.xml · derivative · entry 1

Craigie James · CIK 0001295990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,552.39

Underlying: Common Stock · 1,457.88 shares

Expires not disclosed

F1 · security: Pursuant to the 2008 Deferred Compensation Plan, as amended (the "DCP"), non-employee directors who earn quarterly cash retainer fees for their services on the Company's Board may elect to defer receipt of their quarterly cash fees until after the end of the director's service on the Board, and to direct the investment of the deferred cash into phantom stock units which track the performance of the Company's Common Stock for the duration of the deferral period. The number of phantom stock units so acquired is calculated by dividing the deferred cash retainer amount by the closing price for the Company's Common Stock on the date the cash retainer is payable.

F2 · security: Dividends payable on the Company's Common Stock also accrue with respect to phantom stock units, and phantom stock units are subject to dividend reinvestment during the deferral period.

F3 · security: The aggregate value of the phantom stock units, including any additional phantom stock units acquired through dividend reinvestment during the deferral period, will be paid out in cash to the reporting person after the end of his service on the Board. At such time, the cash value of all of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F4 · security: These phantom stock units represent the second quarter 2022 director fees and were issued to the reporting person on April 29, 2022, based on the Company's closing price per share on that date of $23.15.

F5 · derivative.exercise_price: At the end of the deferral period, the cash value of the phantom stock units will be calculated based on the closing price for the Company's Common Stock on the payment date, in accordance with the DCP and the reporting person's elections for his director compensation for the period in which the units were earned, which elections are on file with the Company.

F6 · derivative.exercise_date: The reporting person has elected to defer settlement of the cash value of the phantom stock units until after the end of his service on the Board of the Company, pursuant to the terms of the DCP.

F7 · derivative.expiration_date: N/A

F8 · balance_after: The reported total includes a total of 166.97 additional phantom stock units acquired by the reporting person since the date of his last report pursuant to a dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature of the DCP. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the reporting person's service on the Company's Board.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:16 UTC
MEJIA MARIA FERNANDACEO, International
GrantStock Option (Right to Buy) · Derivative 52,721 $0.00 Strike: $22.05 $0.00
Disclosure

SEC source: 0000814453-22-000058 · wf-form4_164686055362015.xml · derivative · entry 2

MEJIA MARIA FERNANDA · CIK 0001673529 · CEO, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,721

Underlying: Common Stock · 52,721 shares

Expires 2032-03-07

F4 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:16 UTC
MEJIA MARIA FERNANDACEO, International
GrantRestricted Stock Units · Derivative 7,029 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000058 · wf-form4_164686055362015.xml · derivative · entry 1

MEJIA MARIA FERNANDA · CIK 0001673529 · CEO, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,029

Underlying: Common Stock · 7,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 21, 2022 Filed Feb 22, 2022 14:26 UTC
ICAHN CARL C10% owner
SaleCommon Stock, par value $1.00 per share ("Shares") 10,634,184 $25.86 $274,999,998.24
Disclosure

SEC source: 0001539497-22-000475 · ownership.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see all footnotes

Disclosed balance after: 33,070,432

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 19,319,099 Shares, and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 13,751,333 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: The above reporting persons controlled by Carl C. Icahn (the "Reporting Persons") may be deemed to be members of a "group" (within the meaning of Section 13(d)(3) of the Act), with Brett Icahn. None of the Reporting Persons has any pecuniary interest in any Shares beneficially owned by Brett Icahn, and each of the Reporting Persons disclaims beneficial ownership of such Shares.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:34 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
GrantStock Option (Right to Buy) · Derivative 104,408 $0.00 Strike: $25.86 $0.00
Disclosure

SEC source: 0000814453-22-000044 · wf-form4_164565203383650.xml · derivative · entry 8

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,408

Underlying: Common Stock · 104,408 shares

Expires 2032-02-18

F11 · derivative.exercise_date: The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:34 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
GrantRestricted Stock Units · Derivative 13,921 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000044 · wf-form4_164565203383650.xml · derivative · entry 7

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,921

Underlying: Common Stock · 13,921 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock

F10 · derivative.exercise_date: The entire award will vest on the third anniversary of the grant date, subject to the Reporting Person's continuous employment with the Company.

F8 · derivative.expiration_date: N/A

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:34 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 9,406 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000044 · wf-form4_164565203383650.xml · derivative · entry 6

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into shares of the Company's common stock on a one-for-one basis.

F7 · derivative.exercise_date: Represents the vesting of restricted stock units granted to the Reporting Person on February 19, 2019. The grant vested ratably in one-third increments on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement.

F8 · derivative.expiration_date: N/A

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:34 UTC
Turner Bradford RChief Legal & Admin Off & C.S.
Exercise / conversionRestricted Stock Units · Derivative 101,760 $0.00 $0.00
Disclosure

SEC source: 0000814453-22-000044 · wf-form4_164565203383650.xml · derivative · entry 5

Turner Bradford R · CIK 0001633076 · Chief Legal & Admin Off & C.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Based Restricted stock unit represents the right to receive, the following vesting between 0% and 200% percent of one share of the Company's common stock.

F4 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of the Company's common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 2-year period beginning January 1, 2019 and ending December 31, 2021, and certification of such performance by the Company's Compensation and Human Capital Committee following the conclusion of the performance period.

F5 · derivative.expiration_date: If and to the extent the relevant performance criteria are not met, the performance-based restricted stock unit grant expires on the third anniversary of the grant date with a payout of 0%.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.