Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 14, 2026 22:56 UTC |
Duhay FrancisDirector
|
SaleCommon Stock | 11 | $11.21 | $123.31 |
DisclosureSEC source: 0001493152-26-042629 · ownership.xml · nonDerivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,351 F1 · kind: This transaction was completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2025. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 20:05 UTC |
Duhay FrancisDirector
|
SaleCommon Stock | 140 | $10.31 | $1,442.70 |
DisclosureSEC source: 0001493152-26-028426 · ownership.xml · nonDerivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,362 F1 · kind: This transaction was completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2025. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 20:05 UTC |
Duhay FrancisDirector
|
SaleCommon Stock | 140 | $11.52 | $1,613.14 |
DisclosureSEC source: 0001493152-26-010047 · ownership.xml · nonDerivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,502 F1 · kind: This transaction was completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2025. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.5200 to $11.5450, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were completed. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 17:49 UTC |
Alavi HamedChief Technology Officer
|
OtherRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-028394 · ownership.xml · derivative · entry 1 Alavi Hamed · CIK 0001964081 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2031-11-30 F1 · derivative.exercise_date: The restricted stock units were issued to the Reporting Person on November 30, 2021 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan and the Restricted Stock Unit Agreement, subject to vesting upon the achievement of specified performance milestones. The applicable milestones were not achieved, and accordingly, the Reporting Person has agreed to voluntarily surrender and cancel the unvested Restricted Stock Units. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 17:47 UTC |
Glickman Marc H.SVP & Chief Medical Officer
|
OtherRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-028392 · ownership.xml · derivative · entry 2 Glickman Marc H. · CIK 0001730171 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2031-11-30 F1 · derivative.exercise_date: The restricted stock units were issued to the Reporting Person on November 30, 2021 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan and the Restricted Stock Unit Agreement, subject to vesting upon the achievement of specified performance milestones. The applicable milestones were not achieved, and accordingly, the Reporting Person has agreed to voluntarily surrender and cancel the unvested Restricted Stock Units. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 18:24 UTC |
BERMAN ROBERT ANDREWDirector · Chief Executive Officer
|
OtherRestricted Stock Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-028396 · ownership.xml · derivative · entry 2 BERMAN ROBERT ANDREW · CIK 0001258360 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2031-11-30 F1 · derivative.exercise_date: The restricted stock units were issued to the Reporting Person on November 30, 2021 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan and the Restricted Stock Unit Agreement, subject to vesting upon the achievement of specified performance milestones. The applicable milestones were not achieved, and accordingly, the Reporting Person has agreed to voluntarily surrender and cancel the unvested Restricted Stock Units. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:40 UTC |
Duhay FrancisDirector
|
SaleCommon Stock | 4,900 | $0.36 | $1,742.44 |
DisclosureSEC source: 0001493152-25-027510 · ownership.xml · nonDerivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,544 F1 · kind: This transaction was completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2025. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $0.3554 to $0.3573, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were completed. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 20:40 UTC |
Jenusaitis MatthewDirector
|
GrantStock Options · Derivative | 135,883 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001493152-25-027832 · ownership.xml · derivative · entry 1 Jenusaitis Matthew · CIK 0001357864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,883 Underlying: Common Stock · 135,883 shares Expires 2035-12-11 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 11, 2025 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2026 calendar year. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 02:34 UTC |
Duhay FrancisDirector
|
GrantStock Options · Derivative | 135,883 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001493152-25-027848 · ownership.xml · derivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,883 Underlying: Common Stock · 135,883 shares Expires 2035-12-11 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 11, 2025 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2026 calendar year. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:41 UTC |
Gray RobertDirector
|
GrantStock Options · Derivative | 135,883 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001493152-25-027834 · ownership.xml · derivative · entry 1 Gray Robert · CIK 0001788480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,883 Underlying: Common Stock · 135,883 shares Expires 2035-12-11 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 11, 2025 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended . The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2026 calendar year. Read SEC document |
| December 11, 2025 Filed Dec 16, 2025 01:10 UTC |
Shrivastava SanjayDirector
|
GrantStock Options · Derivative | 135,883 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001493152-25-027826 · ownership.xml · derivative · entry 1 Shrivastava Sanjay · CIK 0001754588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,883 Underlying: Common Stock · 135,883 shares Expires 2035-12-11 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 11, 2025 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended . The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2026 calendar year. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 13:00 UTC |
Duhay FrancisDirector
|
SaleCommon Stock | 4,900 | $0.83 | $4,067.00 |
DisclosureSEC source: 0001493152-25-013837 · ownership.xml · nonDerivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,444 F1 · kind: This transaction was completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June 2025. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $0.8205 to $0.84, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were completed. Read SEC document |
| May 19, 2025 Filed May 20, 2025 16:40 UTC |
Bright JenniferChief Financial Officer
|
GrantStock Options · Derivative | 350,000 | $0.00 Strike: $3.62 | $0.00 |
DisclosureSEC source: 0001641172-25-011744 · ownership.xml · derivative · entry 1 Bright Jennifer · CIK 0001937848 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2035-05-19 F1 · security: The stock option was granted pursuant to the registrant's Amended and Restated 2016 Omnibus Incentive Plan, as amended. F2 · derivative.exercise_date: The stock options shall vest quarterly, over a three (3) year period, with a one (1) year cliff, subject to the reporting person's continued service with the Company. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:05 UTC |
Gray RobertDirector
|
PurchaseCommon Stock | 3,500 | $2.94 | $10,290.00 |
DisclosureSEC source: 0001493152-25-000058 · ownership.xml · nonDerivative · entry 1 Gray Robert · CIK 0001788480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,155 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 12:00 UTC |
Duhay FrancisDirector
|
PurchaseCommon Stock | 81,433 | $3.07 | $249,999.31 |
DisclosureSEC source: 0001493152-25-000160 · ownership.xml · nonDerivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,344 Read SEC document |
| December 24, 2024 Filed Dec 26, 2024 21:30 UTC |
Shrivastava SanjayDirector
|
PurchaseCommon Stock | 5,400 | $2.90 | $15,660.00 |
DisclosureSEC source: 0001493152-24-052112 · ownership.xml · nonDerivative · entry 1 Shrivastava Sanjay · CIK 0001754588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,288 Read SEC document |
| December 19, 2024 Filed Dec 19, 2024 21:51 UTC |
BERMAN ROBERT ANDREWDirector · Chief Executive Officer
|
PurchaseCommon Stock | 12,000 | $2.55 | $30,600.00 |
DisclosureSEC source: 0001493152-24-050865 · ownership.xml · nonDerivative · entry 1 BERMAN ROBERT ANDREW · CIK 0001258360 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,236 Read SEC document |
| December 19, 2024 Filed Dec 23, 2024 06:03 UTC |
Jenusaitis MatthewDirector
|
PurchaseCommon Stock | 9,620 | $2.53 | $24,338.60 |
DisclosureSEC source: 0001493152-24-051172 · ownership.xml · nonDerivative · entry 1 Jenusaitis Matthew · CIK 0001357864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,545 Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:33 UTC |
Alavi HamedChief Technology Officer
|
GrantStock Options · Derivative | 75,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001493152-24-051143 · ownership.xml · derivative · entry 1 Alavi Hamed · CIK 0001964081 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-12-18 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 18, 2024 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2027. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:33 UTC |
Glickman Marc H.SVP & Chief Medical Officer
|
GrantStock Options · Derivative | 75,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001493152-24-051144 · ownership.xml · derivative · entry 1 Glickman Marc H. · CIK 0001730171 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-12-18 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 18, 2024 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2027. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:33 UTC |
BERMAN ROBERT ANDREWDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 200,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001493152-24-051146 · ownership.xml · derivative · entry 1 BERMAN ROBERT ANDREW · CIK 0001258360 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2034-12-18 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 18, 2024 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2027. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:33 UTC |
Jenusaitis MatthewDirector
|
GrantStock Options · Derivative | 19,752 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001493152-24-051145 · ownership.xml · derivative · entry 1 Jenusaitis Matthew · CIK 0001357864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,752 Underlying: Common Stock · 19,752 shares Expires 2034-12-18 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 18, 2024 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2025 calendar year. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 01:33 UTC |
Duhay FrancisDirector
|
GrantStock Options · Derivative | 19,752 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001493152-24-051142 · ownership.xml · derivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,752 Underlying: Common Stock · 19,752 shares Expires 2034-12-18 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 18, 2024 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2025 calendar year. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 01:33 UTC |
Gray RobertDirector
|
GrantStock Options · Derivative | 19,752 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001493152-24-051147 · ownership.xml · derivative · entry 1 Gray Robert · CIK 0001788480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,752 Underlying: Common Stock · 19,752 shares Expires 2034-12-18 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 18, 2024 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2025 calendar year. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 01:33 UTC |
Shrivastava SanjayDirector
|
GrantStock Options · Derivative | 19,752 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001493152-24-051148 · ownership.xml · derivative · entry 1 Shrivastava Sanjay · CIK 0001754588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,752 Underlying: Common Stock · 19,752 shares Expires 2034-12-18 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 18, 2024 pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2025 calendar year. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:00 UTC |
Alavi HamedChief Technology Officer
|
Exercise / conversionStock Options · Derivative | 8,334 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-24-010168 · ownership.xml · derivative · entry 3 Alavi Hamed · CIK 0001964081 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,666 Underlying: Common Stock · 8,334 shares Expires 2033-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the Amended and Restated 2016 Omnibus Incentive Plan. The award is subject to time-based vesting and will vest in equal quarterly installments during the three calendar years through 2026. The portion of the stock options exercised in this transaction was fully vested and exercisable on the transaction date. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:00 UTC |
Alavi HamedChief Technology Officer
|
SaleCommon Stock | 8,334 | $6.22 | $51,837.48 |
DisclosureSEC source: 0001493152-24-010168 · ownership.xml · nonDerivative · entry 2 Alavi Hamed · CIK 0001964081 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:00 UTC |
Alavi HamedChief Technology Officer
|
Exercise / conversionCommon Stock | 8,334 | $3.59 | $29,919.06 |
DisclosureSEC source: 0001493152-24-010168 · ownership.xml · nonDerivative · entry 1 Alavi Hamed · CIK 0001964081 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 17:05 UTC |
Alavi HamedChief Technology Officer
|
GrantStock Options · Derivative | 100,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044054 · ownership.xml · derivative · entry 1 Alavi Hamed · CIK 0001964081 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the Plan. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2026. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 17:07 UTC |
Glynn CraigChief Financial Officer
|
GrantStock Options · Derivative | 75,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044062 · ownership.xml · derivative · entry 1 Glynn Craig · CIK 0001809590 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the Plan. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2026. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 17:05 UTC |
Glickman Marc H.SVP & Chief Medical Officer
|
GrantStock Options · Derivative | 100,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044057 · ownership.xml · derivative · entry 1 Glickman Marc H. · CIK 0001730171 · SVP & Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the Plan. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2026. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 17:05 UTC |
BERMAN ROBERT ANDREWDirector · Chief Executive Officer
|
GrantStock Options · Derivative | 300,000 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044055 · ownership.xml · derivative · entry 1 BERMAN ROBERT ANDREW · CIK 0001258360 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the Plan. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2026. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 17:06 UTC |
Jenusaitis MatthewDirector
|
GrantStock Options · Derivative | 13,856 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044059 · ownership.xml · derivative · entry 1 Jenusaitis Matthew · CIK 0001357864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,856 Underlying: Common Stock · 13,856 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2024 calendar year. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 22:05 UTC |
Gray RobertDirector
|
GrantStock Options · Derivative | 13,856 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044058 · ownership.xml · derivative · entry 1 Gray Robert · CIK 0001788480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,856 Underlying: Common Stock · 13,856 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2024 calendar year. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 22:05 UTC |
Shrivastava SanjayDirector
|
GrantStock Options · Derivative | 13,856 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044060 · ownership.xml · derivative · entry 1 Shrivastava Sanjay · CIK 0001754588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,856 Underlying: Common Stock · 13,856 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2024 calendar year. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 22:05 UTC |
Duhay FrancisDirector
|
GrantStock Options · Derivative | 13,856 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001493152-23-044056 · ownership.xml · derivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,856 Underlying: Common Stock · 13,856 shares Expires 2033-12-05 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on December 5, 2023 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2024 calendar year. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 16:30 UTC |
Jenusaitis MatthewDirector
|
GrantStock Options · Derivative | 8,403 | $0.00 Strike: $6.70 | $0.00 |
DisclosureSEC source: 0001493152-22-034312 · ownership.xml · derivative · entry 1 Jenusaitis Matthew · CIK 0001357864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 Underlying: Common Stock · 8,403 shares Expires 2032-11-30 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on November 30, 2022 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2023 calendar year. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:30 UTC |
Shrivastava SanjayDirector
|
GrantStock Options · Derivative | 8,403 | $0.00 Strike: $6.70 | $0.00 |
DisclosureSEC source: 0001493152-22-034307 · ownership.xml · derivative · entry 1 Shrivastava Sanjay · CIK 0001754588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 Underlying: Common Stock · 8,403 shares Expires 2032-11-30 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on November 30, 2022 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2023 calendar year. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:30 UTC |
Gray RobertDirector
|
GrantStock Options · Derivative | 8,403 | $0.00 Strike: $6.70 | $0.00 |
DisclosureSEC source: 0001493152-22-034315 · ownership.xml · derivative · entry 1 Gray Robert · CIK 0001788480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 Underlying: Common Stock · 8,403 shares Expires 2032-11-30 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on November 30, 2022 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2023 calendar year. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:30 UTC |
Duhay FrancisDirector
|
GrantStock Options · Derivative | 8,403 | $0.00 Strike: $6.70 | $0.00 |
DisclosureSEC source: 0001493152-22-034316 · ownership.xml · derivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 Underlying: Common Stock · 8,403 shares Expires 2032-11-30 F1 · derivative.exercise_date: The common stock options were issued to the Reporting Person on November 30, 2022 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the 2023 calendar year. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 16:05 UTC |
Jenusaitis MatthewDirector
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Exercise / conversionRestricted Stock Units · Derivative | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-026070 · ownership.xml · derivative · entry 2 Jenusaitis Matthew · CIK 0001357864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of enVVeno Medical Corporation. F2 · derivative.exercise_date: On September 13, 2019, the reporting person was granted 3,125 RSUs (78,125 RSUs pre one-for-twenty five (1:25) reverse stock split that was effected in November 2020), subject to vesting and settlement as described in the person's Form 4, as filed on October 10, 2020. The vesting and settlement of the RSUs occurred in September 2020, 2021 and 2022. F2 · derivative.expiration_date: On September 13, 2019, the reporting person was granted 3,125 RSUs (78,125 RSUs pre one-for-twenty five (1:25) reverse stock split that was effected in November 2020), subject to vesting and settlement as described in the person's Form 4, as filed on October 10, 2020. The vesting and settlement of the RSUs occurred in September 2020, 2021 and 2022. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 16:05 UTC |
Jenusaitis MatthewDirector
|
Exercise / conversionCommon Stock | 1,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-026070 · ownership.xml · nonDerivative · entry 1 Jenusaitis Matthew · CIK 0001357864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converts into one share of common stock of enVVeno Medical Corporation. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 20:05 UTC |
Gray RobertDirector
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Exercise / conversionRestricted Stock Units · Derivative | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-026071 · ownership.xml · derivative · entry 2 Gray Robert · CIK 0001788480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of enVVeno Medical Corporation. F2 · derivative.exercise_date: On September 13, 2019, the reporting person was granted 3,125 RSUs (78,125 RSUs pre one-for-twenty five (1:25) reverse stock split that was effected in November 2020), subject to vesting and settlement as described in the person's Form 4, as filed on October 10, 2020. The vesting and settlement of the RSUs occurred in September 2020, 2021 and 2022. F2 · derivative.expiration_date: On September 13, 2019, the reporting person was granted 3,125 RSUs (78,125 RSUs pre one-for-twenty five (1:25) reverse stock split that was effected in November 2020), subject to vesting and settlement as described in the person's Form 4, as filed on October 10, 2020. The vesting and settlement of the RSUs occurred in September 2020, 2021 and 2022. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 20:05 UTC |
Gray RobertDirector
|
Exercise / conversionCommon Stock | 1,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-026071 · ownership.xml · nonDerivative · entry 1 Gray Robert · CIK 0001788480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converts into one share of common stock of enVVeno Medical Corporation. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:05 UTC |
Duhay FrancisDirector
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PurchaseCommon Stock | 7,751 | $6.14 | $47,591.14 |
DisclosureSEC source: 0001493152-22-023461 · ownership.xml · nonDerivative · entry 1 Duhay Francis · CIK 0001760582 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,911 Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:05 UTC |
Shrivastava SanjayDirector
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PurchaseCommon Stock | 1,000 | $3.85 | $3,850.00 |
DisclosureSEC source: 0001493152-22-018361 · ownership.xml · nonDerivative · entry 1 Shrivastava Sanjay · CIK 0001754588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888 Read SEC document |
| June 27, 2022 Filed Jun 28, 2022 16:05 UTC |
BERMAN ROBERT ANDREWDirector · Chief Executive Officer
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PurchaseCommon Stock | 2,500 | $3.80 | $9,500.00 |
DisclosureSEC source: 0001493152-22-017957 · ownership.xml · nonDerivative · entry 1 BERMAN ROBERT ANDREW · CIK 0001258360 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,236 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 18:25 UTC |
Glynn CraigChief Financial Officer
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GrantStock Options · Derivative | 125,925 | $0.00 Strike: $6.70 | $0.00 |
DisclosureSEC source: 0001493152-21-030331 · ownership.xml · derivative · entry 2 Glynn Craig · CIK 0001809590 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,925 Underlying: Common Stock · 125,925 shares Expires 2031-11-30 F2 · derivative.exercise_date: The common stock options were issued to the Reporting Person on November 30, 2021 pursuant to the Plan. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2024. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 18:25 UTC |
Glynn CraigChief Financial Officer
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GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-030331 · ownership.xml · nonDerivative · entry 1 Glynn Craig · CIK 0001809590 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The Reporting Person was granted 50,000 restricted stock units on November 30, 2021 pursuant to the issuer's Amended and Restated 2016 Omnibus Incentive Plan, as amended (the "Plan"). The restricted stock units are subject to milestone-based vesting as follows: (i) 50% upon SAVVE (Surgical Anti-reflux Venous Valve Endoprosthesis) endpoints being achieved, and (ii) 50% upon the Pre-Market Approval of the VenoValve. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 18:26 UTC |
Glickman Marc H.SVP & Chief Medical Officer
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GrantStock Options · Derivative | 265,700 | $0.00 Strike: $6.70 | $0.00 |
DisclosureSEC source: 0001493152-21-030333 · ownership.xml · derivative · entry 2 Glickman Marc H. · CIK 0001730171 · SVP & Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,700 Underlying: Common Stock · 265,700 shares Expires 2031-11-30 F2 · derivative.exercise_date: The common stock options were issued to the Reporting Person on November 30, 2021 pursuant to the Plan. The award is subject to time-based vesting and will vest in equal quarterly installments on the last day of each fiscal quarter during the three calendar years through 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.