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1023
SEC CIK
0001045810
Parsed reports
1,498

Last 12 months

Inside the activity.

0 purchase rows · 187 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025053
Jan 2026024
Feb 2026024
Mar 2026038
Apr 202600
May 202601
Jun 202606
Jul 202600
Aug 202605
Sep 2026020
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2017 Filed May 25, 2017 20:19 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 38,806 $14.47 $561,328.79
Disclosure

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 3

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:00 UTC
Drell PersisDirector
GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000088 · wf-form4_149583242156325.xml · nonDerivative · entry 1

Drell Persis · CIK 0001636665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,710

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:00 UTC GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000087 · wf-form4_149583240252983.xml · nonDerivative · entry 1

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,350

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:00 UTC GrantCommon 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000089 · wf-form4_149583243900853.xml · nonDerivative · entry 1

HUDSON DAWN E · CIK 0001219888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,868

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:01 UTC GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000090 · wf-form4_149583245842324.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,762

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:01 UTC GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000091 · wf-form4_149583248452088.xml · nonDerivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,571

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:01 UTC GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000092 · wf-form4_149583250267108.xml · nonDerivative · entry 1

MILLER WILLIAM J · CIK 0001191083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,762

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:02 UTC
PERRY MARK LDirector
GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000093 · wf-form4_149583251997094.xml · nonDerivative · entry 2

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,350

F2 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:02 UTC SaleCommon Stock 3,107 $140.00 $434,980.00
Disclosure

SEC source: 0001045810-17-000094 · wf-form4_149583253865290.xml · nonDerivative · entry 2

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

Read SEC document
May 24, 2017 Filed May 26, 2017 21:02 UTC GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000094 · wf-form4_149583253865290.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,165

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:02 UTC GrantCommon Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000095 · wf-form4_149583255656990.xml · nonDerivative · entry 1

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,382

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2 · balance_after: Reflects reinstatement of 4,071 shares previously reported as having been transferred to the reporting owner's trust, on the reporting owner's Annual Statement of Changes in Beneficial Ownership on Form 5, filed with the Securities and Exchange Commission (the "SEC") on March 5, 2014, which transfer was not completed.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:26 UTC
COXE TENCHDirector
GrantCommon 2,058 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010497 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:26 UTC GrantCommon 2,058 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010498 · doc4.xml · nonDerivative · entry 2

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,079

F2 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:19 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionStock Option (Right to Buy) · Derivative 2,834 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · derivative · entry 6

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,166

Underlying: Common Stock · 2,834 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:19 UTC
Puri Ajay KEVP, Worldwide Field Ops
SaleCommon Stock 2,834 $139.71 $395,933.89
Disclosure

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 2

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,862

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $139.70 to $139.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2017 Filed May 25, 2017 20:19 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 2,834 $12.62 $35,765.08
Disclosure

SEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed May 22, 2017 20:13 UTC
Byron MichaelPrincipal Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,108 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-17-000072 · wf-form4_149548399301660.xml · derivative · entry 3

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,205

Underlying: Common Stock · 2,108 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · derivative.exercise_date: The option vested as to 25% of the shares on September 17, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

Read SEC document
May 19, 2017 Filed May 22, 2017 20:13 UTC
Byron MichaelPrincipal Accounting Officer
SaleCommon Stock 25,507 $137.09 $3,496,721.47
Disclosure

SEC source: 0001045810-17-000072 · wf-form4_149548399301660.xml · nonDerivative · entry 2

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,199

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
May 19, 2017 Filed May 22, 2017 20:13 UTC
Byron MichaelPrincipal Accounting Officer
Exercise / conversionCommon Stock 2,108 $16.00 $33,728.00
Disclosure

SEC source: 0001045810-17-000072 · wf-form4_149548399301660.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:13 UTC
Drell PersisDirector
SaleCommon Stock 2,500 $130.02 $325,047.50
Disclosure

SEC source: 0001045810-17-000071 · wf-form4_149548397456128.xml · nonDerivative · entry 1

Drell Persis · CIK 0001636665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,652

Read SEC document
May 11, 2017 Filed May 12, 2017 23:22 UTC
COXE TENCHDirector
SaleCommon 50,000 $129.48 $6,474,135.00
Disclosure

SEC source: 0001225208-17-009631 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,185,421

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $129.09 to $129.81, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
April 26, 2017 Filed Feb 21, 2018 23:28 UTC GiftCommon 9,808 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003628 · doc5.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213

F1 · price: Gift without consideration.

Read SEC document
April 19, 2017 Filed Feb 21, 2018 23:28 UTC GiftCommon 10,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003628 · doc5.xml · nonDerivative · entry 2

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 175,357

F1 · price: Gift without consideration.

F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
April 11, 2017 Filed May 26, 2017 21:26 UTC GiftCommon 10,283 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010498 · doc4.xml · nonDerivative · entry 3

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 185,549

F1 · price: Gift of 10,283 shares to a trust of which the reporting person is the trustee without consideration.

F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
April 11, 2017 Filed May 26, 2017 21:26 UTC GiftCommon 10,283 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010498 · doc4.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,021

F1 · price: Gift of 10,283 shares to a trust of which the reporting person is the trustee without consideration.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 20:24 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionStock Option (Right to Buy) · Derivative 37,375 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · derivative · entry 7

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,625

Underlying: Common Stock · 37,375 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 20:24 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionStock Option (Right to Buy) · Derivative 56,662 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · derivative · entry 6

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,662 shares

Expires 2022-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 20:24 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionStock Option (Right to Buy) · Derivative 39,505 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · derivative · entry 5

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,505 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 20:24 UTC
Puri Ajay KEVP, Worldwide Field Ops
SaleCommon Stock 133,542 $108.53 $14,492,819.15
Disclosure

SEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 4

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,862

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $107.75 to $109.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 20:24 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 37,375 $16.00 $598,000.00
Disclosure

SEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 3

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 20:24 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 56,662 $13.71 $776,836.02
Disclosure

SEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 2

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 20:24 UTC
Puri Ajay KEVP, Worldwide Field Ops
Exercise / conversionCommon Stock 39,505 $17.53 $692,522.65
Disclosure

SEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2017 Filed Jun 23, 2017 22:58 UTC GiftCommon Stock 65,520 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000108 · wf-form4_149825869139486.xml · nonDerivative · entry 2

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Childrens' Trusts

Disclosed balance after: 65,520

F2 · ownership.nature: After the transfer on March 28, 2017, the shares were held in trust as follows: 21,840 by the Gregory Charles Jones Legacy Trust U/A Dtd 09/15/2016, 21,840 by the Carolyn Ellis Jones Legacy Trust U/A Dtd 07/22/2016 and 21,840 by the Harvey Cooper Jones III Legacy Trust U/A Dtd 09/15/2016. The Reporting Person is co-trustee of each of the trusts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
March 28, 2017 Filed Jun 23, 2017 22:58 UTC GiftCommon Stock 65,520 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000108 · wf-form4_149825869139486.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Childrens' Trusts

Disclosed balance after: 0

F1 · ownership.nature: Prior to the transfer on March 28, 2017, the shares were held in trust as follows: 21,840 by the Trust FBO Gregory Charles Jones U/A 12/20/1991, 21,840 by the Trust FBO Carolyn Ellis Jones U/A 06/15/1990 and 21,840 by the Trust FBO Harvey Cooper Jones U/A 06/15/1990. The Reporting Person is co-trustee of each of the trusts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 20:15 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 32,820 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001045810-17-000058 · wf-form4_149012730021555.xml · derivative · entry 4

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,449

Underlying: Common Stock · 32,820 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 20:15 UTC SaleCommon Stock 32,820 $109.00 $3,577,389.85
Disclosure

SEC source: 0001045810-17-000058 · wf-form4_149012730021555.xml · nonDerivative · entry 2

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $108.96 to $109.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 20:15 UTC Exercise / conversionCommon Stock 32,820 $12.08 $396,465.60
Disclosure

SEC source: 0001045810-17-000058 · wf-form4_149012730021555.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:14 UTC
Kress ColetteEVP & Chief Financial Officer
SaleCommon 53,458 $105.32 $5,630,276.75
Disclosure

SEC source: 0001045810-17-000057 · wf-form4_149012728056550.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,354

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $103.85 to $106.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 15, 2017 Filed Mar 17, 2017 20:18 UTC
Shoquist DeboraEVP, Operations
Tax withholdingCommon Stock 30,955 $102.55 $3,174,435.25
Disclosure

SEC source: 0001045810-17-000050 · wf-form4_148978187502643.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,040

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 62,050 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 15, 2017 Filed Mar 17, 2017 20:18 UTC
Byron MichaelPrincipal Accounting Officer
Tax withholdingCommon Stock 13,544 $102.55 $1,388,937.20
Disclosure

SEC source: 0001045810-17-000051 · wf-form4_148978189829336.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,598

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 28,675 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 15, 2017 Filed Mar 17, 2017 20:19 UTC
Kress ColetteEVP & Chief Financial Officer
Tax withholdingCommon Stock 55,354 $102.55 $5,676,552.70
Disclosure

SEC source: 0001045810-17-000052 · wf-form4_148978192501038.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,458

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 108,812 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 15, 2017 Filed Mar 17, 2017 20:19 UTC
HUANG JEN HSUNDirector · President and CEO
Tax withholdingCommon Stock 110,527 $102.55 $11,334,543.85
Disclosure

SEC source: 0001045810-17-000053 · wf-form4_148978194779212.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,179

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 211,812 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 15, 2017 Filed Mar 17, 2017 20:19 UTC
Puri Ajay KEVP, Worldwide Field Ops
Tax withholdingCommon Stock 43,207 $102.55 $4,430,877.85
Disclosure

SEC source: 0001045810-17-000054 · wf-form4_148978196987217.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,862

F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

F2 · balance_after: Includes 85,525 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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March 09, 2017 Filed Mar 11, 2017 00:43 UTC
HUANG JEN HSUNDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,670 $0.00 Strike: $18.10 $0.00
Disclosure

SEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · derivative · entry 13

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 41,670 shares

Expires 2017-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was pursuant to a 10b5-1 Plan.

F10 · derivative.exercise_date: Fully vested.

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March 09, 2017 Filed Mar 11, 2017 00:43 UTC
HUANG JEN HSUNDirector · President and CEO
SaleCommon Stock 15,071 $98.82 $1,489,316.22
Disclosure

SEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 5

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861,706

F4 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $98.50 to $99.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 09, 2017 Filed Mar 11, 2017 00:43 UTC
HUANG JEN HSUNDirector · President and CEO
SaleCommon Stock 26,599 $98.01 $2,606,967.99
Disclosure

SEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 4

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876,777

F4 · kind: This transaction was pursuant to a 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $97.50 to $98.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 09, 2017 Filed Mar 11, 2017 00:43 UTC
HUANG JEN HSUNDirector · President and CEO
Exercise / conversionCommon Stock 41,670 $18.10 $754,227.00
Disclosure

SEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 3

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,903,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was pursuant to a 10b5-1 Plan.

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March 08, 2017 Filed Mar 11, 2017 00:40 UTC
Byron MichaelPrincipal Accounting Officer
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000032 · wf-form4_148919282274352.xml · nonDerivative · entry 3

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,142

F4 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 500 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

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March 08, 2017 Filed Mar 11, 2017 00:40 UTC
Byron MichaelPrincipal Accounting Officer
GrantCommon Stock 11,600 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000032 · wf-form4_148919282274352.xml · nonDerivative · entry 2

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,142

F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 5,800 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

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March 08, 2017 Filed Mar 11, 2017 00:40 UTC
Byron MichaelPrincipal Accounting Officer
GrantCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001045810-17-000032 · wf-form4_148919282274352.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,542

F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 21, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.