Last 12 months
Inside the activity.
0 purchase rows · 187 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 53 |
| Jan 2026 | 0 | 24 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 38 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2017 Filed May 25, 2017 20:19 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionCommon Stock | 38,806 | $14.47 | $561,328.79 |
DisclosureSEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 3 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:00 UTC |
Drell PersisDirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000088 · wf-form4_149583242156325.xml · nonDerivative · entry 1 Drell Persis · CIK 0001636665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,710 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:00 UTC |
BURGESS ROBERT KDirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000087 · wf-form4_149583240252983.xml · nonDerivative · entry 1 BURGESS ROBERT K · CIK 0001198782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,350 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:00 UTC |
HUDSON DAWN EDirector
|
GrantCommon | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000089 · wf-form4_149583243900853.xml · nonDerivative · entry 1 HUDSON DAWN E · CIK 0001219888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,868 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:01 UTC |
JONES HARVEY CDirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000090 · wf-form4_149583245842324.xml · nonDerivative · entry 1 JONES HARVEY C · CIK 0001197650 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,762 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:01 UTC |
MCCAFFERY MICHAEL GDirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000091 · wf-form4_149583248452088.xml · nonDerivative · entry 1 MCCAFFERY MICHAEL G · CIK 0001256735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,571 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:01 UTC |
MILLER WILLIAM JDirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000092 · wf-form4_149583250267108.xml · nonDerivative · entry 1 MILLER WILLIAM J · CIK 0001191083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,762 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:02 UTC |
PERRY MARK LDirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000093 · wf-form4_149583251997094.xml · nonDerivative · entry 2 PERRY MARK L · CIK 0001190270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,350 F2 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:02 UTC |
SEAWELL A BROOKEDirector
|
SaleCommon Stock | 3,107 | $140.00 | $434,980.00 |
DisclosureSEC source: 0001045810-17-000094 · wf-form4_149583253865290.xml · nonDerivative · entry 2 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,058 Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:02 UTC |
SEAWELL A BROOKEDirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000094 · wf-form4_149583253865290.xml · nonDerivative · entry 1 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,165 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:02 UTC |
STEVENS MARK ADirector
|
GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000095 · wf-form4_149583255656990.xml · nonDerivative · entry 1 STEVENS MARK A · CIK 0001199039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,382 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. F2 · balance_after: Reflects reinstatement of 4,071 shares previously reported as having been transferred to the reporting owner's trust, on the reporting owner's Annual Statement of Changes in Beneficial Ownership on Form 5, filed with the Securities and Exchange Commission (the "SEC") on March 5, 2014, which transfer was not completed. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:26 UTC |
COXE TENCHDirector
|
GrantCommon | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010497 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,271 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:26 UTC |
GAITHER JAMES CDirector
|
GrantCommon | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010498 · doc4.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,079 F2 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2017 and 50% of the shares on May 16, 2018. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:19 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,834 | $0.00 Strike: $12.62 | $0.00 |
DisclosureSEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · derivative · entry 6 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,166 Underlying: Common Stock · 2,834 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:19 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
SaleCommon Stock | 2,834 | $139.71 | $395,933.89 |
DisclosureSEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 2 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,862 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $139.70 to $139.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:19 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionCommon Stock | 2,834 | $12.62 | $35,765.08 |
DisclosureSEC source: 0001045810-17-000077 · wf-form4_149574354876393.xml · nonDerivative · entry 1 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:13 UTC |
Byron MichaelPrincipal Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,108 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000072 · wf-form4_149548399301660.xml · derivative · entry 3 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,205 Underlying: Common Stock · 2,108 shares Expires 2023-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · derivative.exercise_date: The option vested as to 25% of the shares on September 17, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:13 UTC |
Byron MichaelPrincipal Accounting Officer
|
SaleCommon Stock | 25,507 | $137.09 | $3,496,721.47 |
DisclosureSEC source: 0001045810-17-000072 · wf-form4_149548399301660.xml · nonDerivative · entry 2 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,199 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:13 UTC |
Byron MichaelPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 2,108 | $16.00 | $33,728.00 |
DisclosureSEC source: 0001045810-17-000072 · wf-form4_149548399301660.xml · nonDerivative · entry 1 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:13 UTC |
Drell PersisDirector
|
SaleCommon Stock | 2,500 | $130.02 | $325,047.50 |
DisclosureSEC source: 0001045810-17-000071 · wf-form4_149548397456128.xml · nonDerivative · entry 1 Drell Persis · CIK 0001636665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,652 Read SEC document |
| May 11, 2017 Filed May 12, 2017 23:22 UTC |
COXE TENCHDirector
|
SaleCommon | 50,000 | $129.48 | $6,474,135.00 |
DisclosureSEC source: 0001225208-17-009631 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,185,421 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $129.09 to $129.81, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| April 26, 2017 Filed Feb 21, 2018 23:28 UTC |
GAITHER JAMES CDirector
|
GiftCommon | 9,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003628 · doc5.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,213 F1 · price: Gift without consideration. Read SEC document |
| April 19, 2017 Filed Feb 21, 2018 23:28 UTC |
GAITHER JAMES CDirector
|
GiftCommon | 10,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003628 · doc5.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 175,357 F1 · price: Gift without consideration. F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| April 11, 2017 Filed May 26, 2017 21:26 UTC |
GAITHER JAMES CDirector
|
GiftCommon | 10,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010498 · doc4.xml · nonDerivative · entry 3 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 185,549 F1 · price: Gift of 10,283 shares to a trust of which the reporting person is the trustee without consideration. F3 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| April 11, 2017 Filed May 26, 2017 21:26 UTC |
GAITHER JAMES CDirector
|
GiftCommon | 10,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010498 · doc4.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,021 F1 · price: Gift of 10,283 shares to a trust of which the reporting person is the trustee without consideration. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:24 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 37,375 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · derivative · entry 7 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625 Underlying: Common Stock · 37,375 shares Expires 2023-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested as to 25% of the shares on September 18, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:24 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 56,662 | $0.00 Strike: $13.71 | $0.00 |
DisclosureSEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · derivative · entry 6 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,662 shares Expires 2022-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:24 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 39,505 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · derivative · entry 5 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,505 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:24 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
SaleCommon Stock | 133,542 | $108.53 | $14,492,819.15 |
DisclosureSEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 4 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,862 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $107.75 to $109.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:24 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionCommon Stock | 37,375 | $16.00 | $598,000.00 |
DisclosureSEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 3 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:24 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionCommon Stock | 56,662 | $13.71 | $776,836.02 |
DisclosureSEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 2 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:24 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Exercise / conversionCommon Stock | 39,505 | $17.53 | $692,522.65 |
DisclosureSEC source: 0001045810-17-000060 · wf-form4_149125107793810.xml · nonDerivative · entry 1 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2017 Filed Jun 23, 2017 22:58 UTC |
JONES HARVEY CDirector
|
GiftCommon Stock | 65,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000108 · wf-form4_149825869139486.xml · nonDerivative · entry 2 JONES HARVEY C · CIK 0001197650 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Childrens' Trusts Disclosed balance after: 65,520 F2 · ownership.nature: After the transfer on March 28, 2017, the shares were held in trust as follows: 21,840 by the Gregory Charles Jones Legacy Trust U/A Dtd 09/15/2016, 21,840 by the Carolyn Ellis Jones Legacy Trust U/A Dtd 07/22/2016 and 21,840 by the Harvey Cooper Jones III Legacy Trust U/A Dtd 09/15/2016. The Reporting Person is co-trustee of each of the trusts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2017 Filed Jun 23, 2017 22:58 UTC |
JONES HARVEY CDirector
|
GiftCommon Stock | 65,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000108 · wf-form4_149825869139486.xml · nonDerivative · entry 1 JONES HARVEY C · CIK 0001197650 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Childrens' Trusts Disclosed balance after: 0 F1 · ownership.nature: Prior to the transfer on March 28, 2017, the shares were held in trust as follows: 21,840 by the Trust FBO Gregory Charles Jones U/A 12/20/1991, 21,840 by the Trust FBO Carolyn Ellis Jones U/A 06/15/1990 and 21,840 by the Trust FBO Harvey Cooper Jones U/A 06/15/1990. The Reporting Person is co-trustee of each of the trusts. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:15 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 32,820 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001045810-17-000058 · wf-form4_149012730021555.xml · derivative · entry 4 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,449 Underlying: Common Stock · 32,820 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:15 UTC |
SEAWELL A BROOKEDirector
|
SaleCommon Stock | 32,820 | $109.00 | $3,577,389.85 |
DisclosureSEC source: 0001045810-17-000058 · wf-form4_149012730021555.xml · nonDerivative · entry 2 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $108.96 to $109.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:15 UTC |
SEAWELL A BROOKEDirector
|
Exercise / conversionCommon Stock | 32,820 | $12.08 | $396,465.60 |
DisclosureSEC source: 0001045810-17-000058 · wf-form4_149012730021555.xml · nonDerivative · entry 1 SEAWELL A BROOKE · CIK 0001197652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:14 UTC |
Kress ColetteEVP & Chief Financial Officer
|
SaleCommon | 53,458 | $105.32 | $5,630,276.75 |
DisclosureSEC source: 0001045810-17-000057 · wf-form4_149012728056550.xml · nonDerivative · entry 1 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,354 F1 · kind: This transaction was pursuant to a 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $103.85 to $106.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:18 UTC |
Shoquist DeboraEVP, Operations
|
Tax withholdingCommon Stock | 30,955 | $102.55 | $3,174,435.25 |
DisclosureSEC source: 0001045810-17-000050 · wf-form4_148978187502643.xml · nonDerivative · entry 1 Shoquist Debora · CIK 0001283854 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,040 F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. F2 · balance_after: Includes 62,050 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:18 UTC |
Byron MichaelPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 13,544 | $102.55 | $1,388,937.20 |
DisclosureSEC source: 0001045810-17-000051 · wf-form4_148978189829336.xml · nonDerivative · entry 1 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,598 F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. F2 · balance_after: Includes 28,675 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:19 UTC |
Kress ColetteEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 55,354 | $102.55 | $5,676,552.70 |
DisclosureSEC source: 0001045810-17-000052 · wf-form4_148978192501038.xml · nonDerivative · entry 1 Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,458 F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. F2 · balance_after: Includes 108,812 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:19 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Tax withholdingCommon Stock | 110,527 | $102.55 | $11,334,543.85 |
DisclosureSEC source: 0001045810-17-000053 · wf-form4_148978194779212.xml · nonDerivative · entry 1 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,179 F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. F2 · balance_after: Includes 211,812 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:19 UTC |
Puri Ajay KEVP, Worldwide Field Ops
|
Tax withholdingCommon Stock | 43,207 | $102.55 | $4,430,877.85 |
DisclosureSEC source: 0001045810-17-000054 · wf-form4_148978196987217.xml · nonDerivative · entry 1 Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,862 F1 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. F2 · balance_after: Includes 85,525 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:43 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 41,670 | $0.00 Strike: $18.10 | $0.00 |
DisclosureSEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · derivative · entry 13 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 41,670 shares Expires 2017-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was pursuant to a 10b5-1 Plan. F10 · derivative.exercise_date: Fully vested. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:43 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 15,071 | $98.82 | $1,489,316.22 |
DisclosureSEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 5 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,706 F4 · kind: This transaction was pursuant to a 10b5-1 Plan. F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $98.50 to $99.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:43 UTC |
HUANG JEN HSUNDirector · President and CEO
|
SaleCommon Stock | 26,599 | $98.01 | $2,606,967.99 |
DisclosureSEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 4 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,876,777 F4 · kind: This transaction was pursuant to a 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $97.50 to $98.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2017 Filed Mar 11, 2017 00:43 UTC |
HUANG JEN HSUNDirector · President and CEO
|
Exercise / conversionCommon Stock | 41,670 | $18.10 | $754,227.00 |
DisclosureSEC source: 0001045810-17-000036 · wf-form4_148919296808749.xml · nonDerivative · entry 3 HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was pursuant to a 10b5-1 Plan. Read SEC document |
| March 08, 2017 Filed Mar 11, 2017 00:40 UTC |
Byron MichaelPrincipal Accounting Officer
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000032 · wf-form4_148919282274352.xml · nonDerivative · entry 3 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,142 F4 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 500 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
| March 08, 2017 Filed Mar 11, 2017 00:40 UTC |
Byron MichaelPrincipal Accounting Officer
|
GrantCommon Stock | 11,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000032 · wf-form4_148919282274352.xml · nonDerivative · entry 2 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,142 F3 · shares: Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 5,800 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
| March 08, 2017 Filed Mar 11, 2017 00:40 UTC |
Byron MichaelPrincipal Accounting Officer
|
GrantCommon Stock | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-17-000032 · wf-form4_148919282274352.xml · nonDerivative · entry 1 Byron Michael · CIK 0001516062 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,542 F1 · shares: The restricted stock unit shall vest as to 25% of the shares on March 21, 2018 and 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · price: The shares represent restricted stock units that were received as an award, for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.