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1023
SEC CIK
0001045810
Parsed reports
1,498

Last 12 months

Inside the activity.

0 purchase rows · 187 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025053
Jan 2026024
Feb 2026024
Mar 2026038
Apr 202600
May 202601
Jun 202606
Jul 202600
Aug 202605
Sep 2026020
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 26,250 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · derivative · entry 12

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 26,250 shares

Expires 2020-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: The option vested as to 25% of the shares on September 15, 2011 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 68,950 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · derivative · entry 11

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,950 shares

Expires 2015-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · derivative · entry 10

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2014-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · derivative · entry 9

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2014-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
SaleCommon Stock 300,634 $18.06 $5,429,450.04
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 8

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,213

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 10,000 $13.71 $137,100.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 7

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 15,000 $14.46 $216,900.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 6

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 20,000 $14.47 $289,300.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 5

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 26,250 $10.56 $277,200.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 4

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 68,950 $10.20 $703,290.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 3

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 30,000 $10.00 $300,000.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 2

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 23:37 UTC
Shoquist DeboraEVP, Operations
Exercise / conversionCommon Stock 75,000 $17.66 $1,324,500.00
Disclosure

SEC source: 0001045810-14-000017 · wf-form4_139406263616215.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 23:39 UTC
Puri Ajay KEVP, Worldwide Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001045810-14-000010 · wf-form4_139345798170426.xml · derivative · entry 6

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,274

Underlying: Common Stock · 3,000 shares

Expires 2014-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 23:39 UTC
Puri Ajay KEVP, Worldwide Sales
SaleCommon Stock 3,000 $18.95 $56,850.00
Disclosure

SEC source: 0001045810-14-000010 · wf-form4_139345798170426.xml · nonDerivative · entry 4

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,027

Read SEC document
February 26, 2014 Filed Feb 26, 2014 23:39 UTC
Puri Ajay KEVP, Worldwide Sales
Exercise / conversionCommon Stock 3,000 $17.66 $52,980.00
Disclosure

SEC source: 0001045810-14-000010 · wf-form4_139345798170426.xml · nonDerivative · entry 3

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2014 Filed Feb 26, 2014 23:39 UTC
Puri Ajay KEVP, Worldwide Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 45,226 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001045810-14-000010 · wf-form4_139345798170426.xml · derivative · entry 5

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

Underlying: Common Stock · 45,226 shares

Expires 2014-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
February 24, 2014 Filed Feb 26, 2014 23:39 UTC
Puri Ajay KEVP, Worldwide Sales
SaleCommon Stock 45,226 $18.97 $857,901.04
Disclosure

SEC source: 0001045810-14-000010 · wf-form4_139345798170426.xml · nonDerivative · entry 2

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,027

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.95 to $19.03. The Reporting Person will provide, upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2014 Filed Feb 26, 2014 23:39 UTC
Puri Ajay KEVP, Worldwide Sales
Exercise / conversionCommon Stock 45,226 $17.66 $798,691.16
Disclosure

SEC source: 0001045810-14-000010 · wf-form4_139345798170426.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · derivative · entry 10

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,268

Underlying: Common Stock · 1,116 shares

Expires 2014-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
SaleCommon Stock 1,116 $18.75 $20,925.00
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 8

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Shannon Revocable Trust

Disclosed balance after: 110,800

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
GiftCommon Stock 1,116 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 7

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Shannon Revocable Trust

Disclosed balance after: 111,916

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
GiftCommon Stock 1,116 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 6

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,101

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionCommon Stock 1,116 $17.66 $19,708.56
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 5

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
February 20, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 1,116 $0.00 Strike: $17.66 $0.00
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · derivative · entry 9

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,384

Underlying: Common Stock · 1,116 shares

Expires 2014-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
February 20, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
SaleCommon Stock 1,116 $18.57 $20,726.58
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 4

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Shannon Revocable Trust

Disclosed balance after: 110,800

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.

Read SEC document
February 20, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
GiftCommon Stock 1,116 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 3

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Shannon Revocable Trust

Disclosed balance after: 111,916

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · ownership.nature: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.

Read SEC document
February 20, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
GiftCommon Stock 1,116 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 2

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,101

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
February 20, 2014 Filed Feb 24, 2014 22:09 UTC
SHANNON DAVID MEVP, CAO & Secretary
Exercise / conversionCommon Stock 1,116 $17.66 $19,708.56
Disclosure

SEC source: 0001045810-14-000008 · wf-form4_139327975973799.xml · nonDerivative · entry 1

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

Read SEC document
December 26, 2013 Filed Mar 12, 2014 00:21 UTC
HUANG JEN HSUNDirector · President and CEO
OtherCommon Stock 55,968 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000027 · wf-form5_139458366812524.xml · nonDerivative · entry 3

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,715,059

F1 · kind: On December 26, 2013, the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 transferred cash with an aggregate value of $883,175.00 for (a) 27,984 shares of the Company's Common Stock held by the Jen-Hsun Huang 2009 Annuity Trust and (b) 27,984 shares of the Company's Common Stock held by the Lori Lynn Huang 2009 Annuity Trust. The value of the shares of the Company's Common Stock was the average of the high and low trading price ($15.78) as reported on the NASDAQ Global Select Market on December 26, 2013.

F2 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

Read SEC document
December 26, 2013 Filed Mar 12, 2014 00:21 UTC
HUANG JEN HSUNDirector · President and CEO
OtherCommon Stock 27,984 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000027 · wf-form5_139458366812524.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lori Lynn Huang 2009 Annuity Trust

Disclosed balance after: 11,703

F1 · kind: On December 26, 2013, the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 transferred cash with an aggregate value of $883,175.00 for (a) 27,984 shares of the Company's Common Stock held by the Jen-Hsun Huang 2009 Annuity Trust and (b) 27,984 shares of the Company's Common Stock held by the Lori Lynn Huang 2009 Annuity Trust. The value of the shares of the Company's Common Stock was the average of the high and low trading price ($15.78) as reported on the NASDAQ Global Select Market on December 26, 2013.

Read SEC document
December 26, 2013 Filed Mar 12, 2014 00:21 UTC
HUANG JEN HSUNDirector · President and CEO
OtherCommon Stock 27,984 $0.00 $0.00
Disclosure

SEC source: 0001045810-14-000027 · wf-form5_139458366812524.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jen-Hsun Huang 2009 Annuity Trust

Disclosed balance after: 11,703

F1 · kind: On December 26, 2013, the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 transferred cash with an aggregate value of $883,175.00 for (a) 27,984 shares of the Company's Common Stock held by the Jen-Hsun Huang 2009 Annuity Trust and (b) 27,984 shares of the Company's Common Stock held by the Lori Lynn Huang 2009 Annuity Trust. The value of the shares of the Company's Common Stock was the average of the high and low trading price ($15.78) as reported on the NASDAQ Global Select Market on December 26, 2013.

Read SEC document
December 16, 2013 Filed May 18, 2018 00:29 UTC
Puri Ajay KEVP, Worldwide Field Ops
PurchaseCommon Stock 141.8388 $15.16 $2,149.85
Disclosure

SEC source: 0001045810-18-000054 · wf-form4_152660332607722.xml · nonDerivative · entry 4

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,352.2085

F1 · shares: Represents shares acquired by Mr. Puri upon automatic reinvestment of cash dividends from the Issuer through his brokerage account. The Issuer does not sponsor a dividend reinvestment plan.

Read SEC document
October 08, 2013 Filed Oct 9, 2013 22:34 UTC
Kress ColetteChief Financial Officer & EVP
GrantCommon 220,000 $0.00 $0.00
Disclosure

SEC source: 0001045810-13-000097 · wf-form4_138135806747304.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · Chief Financial Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

Read SEC document
September 18, 2013 Filed Sep 20, 2013 22:37 UTC
HUANG JEN HSUNDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 237,500 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-13-000087 · wf-form4_137971662278168.xml · derivative · entry 7

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,500

Underlying: Common Stock · 237,500 shares

Expires 2023-09-17

F5 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

Read SEC document
September 18, 2013 Filed Sep 20, 2013 22:37 UTC
Puri Ajay KEVP, Worldwide Sales
GrantStock Option (Right to Buy) · Derivative 46,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-13-000088 · wf-form4_137971664090066.xml · derivative · entry 3

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 46,000 shares

Expires 2023-09-17

F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

Read SEC document
September 18, 2013 Filed Sep 20, 2013 22:37 UTC
Puri Ajay KEVP, Worldwide Sales
Tax withholdingCommon Stock 3,525 $16.00 $56,400.00
Disclosure

SEC source: 0001045810-13-000088 · wf-form4_137971664090066.xml · nonDerivative · entry 2

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,027

F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

Read SEC document
September 18, 2013 Filed Sep 20, 2013 22:37 UTC
Puri Ajay KEVP, Worldwide Sales
GrantCommon Stock 27,600 $0.00 $0.00
Disclosure

SEC source: 0001045810-13-000088 · wf-form4_137971664090066.xml · nonDerivative · entry 1

Puri Ajay K · CIK 0001347842 · EVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,552

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · balance_after: Includes 9,375 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:37 UTC
SHANNON DAVID MEVP, Gen. Counsel, Secretary
GrantStock Option (Right to Buy) · Derivative 39,800 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-13-000089 · wf-form4_137971666235789.xml · derivative · entry 4

SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,800

Underlying: Common Stock · 39,800 shares

Expires 2023-09-17

F5 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

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September 18, 2013 Filed Sep 20, 2013 22:37 UTC
SHANNON DAVID MEVP, Gen. Counsel, Secretary
Tax withholdingCommon Stock 3,525 $16.00 $56,400.00
Disclosure

SEC source: 0001045810-13-000089 · wf-form4_137971666235789.xml · nonDerivative · entry 2

SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,101

F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:37 UTC
SHANNON DAVID MEVP, Gen. Counsel, Secretary
GrantCommon Stock 23,900 $0.00 $0.00
Disclosure

SEC source: 0001045810-13-000089 · wf-form4_137971666235789.xml · nonDerivative · entry 1

SHANNON DAVID M · CIK 0001197653 · EVP, Gen. Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,626

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · balance_after: Includes 9,375 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Burns KarenInterim CFO
GrantStock Option (Right to Buy) · Derivative 17,100 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-13-000090 · wf-form4_137971667626185.xml · derivative · entry 3

Burns Karen · CIK 0001516089 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

Underlying: Common Stock · 17,100 shares

Expires 2023-09-17

F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Burns KarenInterim CFO
Tax withholdingCommon Stock 1,631 $16.00 $26,096.00
Disclosure

SEC source: 0001045810-13-000090 · wf-form4_137971667626185.xml · nonDerivative · entry 2

Burns Karen · CIK 0001516089 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,659

F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Burns KarenInterim CFO
GrantCommon Stock 10,300 $0.00 $0.00
Disclosure

SEC source: 0001045810-13-000090 · wf-form4_137971667626185.xml · nonDerivative · entry 1

Burns Karen · CIK 0001516089 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,290

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · balance_after: Includes 4,336 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Shoquist DeboraEVP, Operations
GrantStock Option (Right to Buy) · Derivative 34,500 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-13-000091 · wf-form4_137971669414640.xml · derivative · entry 3

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Common Stock · 34,500 shares

Expires 2023-09-17

F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Shoquist DeboraEVP, Operations
Tax withholdingCommon Stock 3,243 $16.00 $51,888.00
Disclosure

SEC source: 0001045810-13-000091 · wf-form4_137971669414640.xml · nonDerivative · entry 2

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,647

F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Shoquist DeboraEVP, Operations
GrantCommon Stock 20,700 $0.00 $0.00
Disclosure

SEC source: 0001045810-13-000091 · wf-form4_137971669414640.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,890

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · balance_after: Includes 755 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 30, 2013 and 8,625 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Byron MichaelPrincipal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 13,300 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-13-000092 · wf-form4_137971670883367.xml · derivative · entry 3

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 13,300 shares

Expires 2023-09-17

F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Byron MichaelPrincipal Accounting Officer
Tax withholdingCommon Stock 1,410 $16.00 $22,560.00
Disclosure

SEC source: 0001045810-13-000092 · wf-form4_137971670883367.xml · nonDerivative · entry 2

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678

F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Sep 20, 2013 22:38 UTC
Byron MichaelPrincipal Accounting Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001045810-13-000092 · wf-form4_137971670883367.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,088

F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.

F2 · balance_after: Includes 1,190 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 30, 2013 and 3,750 shares issued upon the vesting of restricted stock units previously reported on a Form 4.

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September 18, 2013 Filed Oct 30, 2013 20:50 UTC Amendment
Byron MichaelPrincipal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 13,300 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001045810-13-000099 · wf-form4a_138316623970077.xml · derivative · entry 4

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 13,300 shares

Expires 2023-09-17

F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.