NVDA

SEC source: 0001045810-16-000310 · wf-form4_147336541372887.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000308 · wf-form4_147284890493288.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,609

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $63.3535 to $63.355. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 409 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2016.

SEC source: 0001045810-16-000304 · wf-form4_147250627149184.xml · nonDerivative · entry 1

Kress Colette · CIK 0001588670 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,374

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.90 to $62.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000302 · wf-form4_147250149630181.xml · derivative · entry 9

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,727

Underlying: Common · 6,273 shares

Expires 2016-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000302 · wf-form4_147250149630181.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001045810-16-000296 · wf-form4_147146431382883.xml · nonDerivative · entry 1

Shoquist Debora · CIK 0001283854 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,188

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $62.93 to $63.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000294 · wf-form4_147103265663155.xml · derivative · entry 10

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 40,000 shares

Expires 2016-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000294 · wf-form4_147103265663155.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,279

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $58.40 to $59.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000294 · wf-form4_147103265663155.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000286 · wf-form4_146861527567716.xml · derivative · entry 4

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000286 · wf-form4_146861527567716.xml · nonDerivative · entry 2

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,292

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $52.735 to $53.155. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000286 · wf-form4_146861527567716.xml · nonDerivative · entry 1

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001045810-16-000288 · wf-form4_146861539906570.xml · derivative · entry 10

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common · 40,000 shares

Expires 2016-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000288 · wf-form4_146861539906570.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,279

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $52.71 to $53.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000288 · wf-form4_146861539906570.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000282 · wf-form4_146645292454856.xml · nonDerivative · entry 3

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 160,000

F1 · ownership.nature: By A. Brooke Seawell TTEE, Rosemary Warner Seawell TTEE, Rosemary & A Brooke Seawell Revocable Trust U/A/ Dtd 1/20/2009.

SEC source: 0001045810-16-000280 · wf-form4_146594072713142.xml · derivative · entry 10

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common · 40,000 shares

Expires 2016-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000280 · wf-form4_146594072713142.xml · nonDerivative · entry 2

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,279

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.14 to $47.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001045810-16-000280 · wf-form4_146594072713142.xml · nonDerivative · entry 1

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000282 · wf-form4_146645292454856.xml · nonDerivative · entry 2

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 165,142

F1 · ownership.nature: By A. Brooke Seawell TTEE, Rosemary Warner Seawell TTEE, Rosemary & A Brooke Seawell Revocable Trust U/A/ Dtd 1/20/2009.

SEC source: 0001045810-16-000282 · wf-form4_146645292454856.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213

SEC source: 0001045810-16-000274 · wf-form4_146420960636018.xml · nonDerivative · entry 2

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,704,007

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.31 to $45.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The 3rd Millennium Trust, of which Mr. Stevens and his wife are co-trustees.

SEC source: 0001045810-16-000280 · wf-form4_146594072713142.xml · nonDerivative · entry 3

HUANG JEN HSUN · CIK 0001197649 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,097,585

F3 · ownership.nature: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.

SEC source: 0001045810-16-000258 · wf-form4_146403382957695.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,022

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000259 · wf-form4_146403385066202.xml · nonDerivative · entry 1

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,292

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000260 · wf-form4_146403386766884.xml · nonDerivative · entry 1

Drell Persis · CIK 0001636665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,513

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000261 · wf-form4_146403389665988.xml · nonDerivative · entry 1

HUDSON DAWN E · CIK 0001219888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,810

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000262 · wf-form4_146403391667136.xml · nonDerivative · entry 1

JONES HARVEY C · CIK 0001197650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,704

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000263 · wf-form4_146403393369695.xml · nonDerivative · entry 1

MCCAFFERY MICHAEL G · CIK 0001256735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,513

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000264 · wf-form4_146403395320498.xml · nonDerivative · entry 1

MILLER WILLIAM J · CIK 0001191083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,912

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000265 · wf-form4_146403398312275.xml · nonDerivative · entry 1

PERRY MARK L · CIK 0001190270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,292

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000266 · wf-form4_146403400909519.xml · nonDerivative · entry 1

SEAWELL A BROOKE · CIK 0001197652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,355

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001045810-16-000267 · wf-form4_146403403410187.xml · nonDerivative · entry 1

STEVENS MARK A · CIK 0001199039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,253

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001225208-16-033849 · doc4.xml · nonDerivative · entry 1

GAITHER JAMES C · CIK 0001199037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,011

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

SEC source: 0001225208-16-033850 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,496

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · derivative · entry 9

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,988

Underlying: Common Stock · 3,325 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F6 · derivative.exercise_date: The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · derivative · entry 8

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

Underlying: Common Stock · 3,325 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F5 · derivative.exercise_date: The option vested as to 25% of the shares on March 20, 2014 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · derivative · entry 7

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Common Stock · 2,812 shares

Expires 2022-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F4 · derivative.exercise_date: The option vested as to 25% of the shares on September 19, 2013 and shall vest as to 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · derivative · entry 6

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires 2021-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F3 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · nonDerivative · entry 5

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,609

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

F2 · kind: Sale transaction was previously reported on the reporting person's Form 4 filed on May 23, 2016.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · nonDerivative · entry 4

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · nonDerivative · entry 3

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · nonDerivative · entry 2

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000306 · wf-form4a_147284883061335.xml · nonDerivative · entry 1

Byron Michael · CIK 0001516062 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was pursuant to a 10b5-1 Plan.

SEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · derivative · entry 16

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,925

Underlying: Common Stock · 24,875 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

SEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · derivative · entry 15

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Underlying: Common Stock · 29,850 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to 25% of the shares on March 20, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

SEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · derivative · entry 14

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 43,750 shares

Expires 2022-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.

SEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · derivative · entry 13

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · derivative · entry 12

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2021-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

SEC source: 0001045810-16-000245 · wf-form4_146351811639997.xml · derivative · entry 11

SHANNON DAVID M · CIK 0001197653 · EVP, CAO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.