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Nasdaq · USD

NVAX

NOVAVAX INC

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Tapewire entity
4632
SEC CIK
0001000694
Parsed reports
387

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2025 Filed Mar 4, 2025 23:39 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 19,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000285 · primary_01.xml · derivative · entry 5

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Common Stock · 19,600 shares

Expires 2033-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:39 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Tax withholdingCommon Stock 10,969 $8.33 $91,371.77
Disclosure

SEC source: 0001593968-25-000285 · primary_01.xml · nonDerivative · entry 4

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,481

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:39 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Tax withholdingCommon Stock 5,375 $8.33 $44,773.75
Disclosure

SEC source: 0001593968-25-000285 · primary_01.xml · nonDerivative · entry 3

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,450

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:39 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Exercise / conversionCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000285 · primary_01.xml · nonDerivative · entry 2

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:39 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Exercise / conversionCommon Stock 19,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000285 · primary_01.xml · nonDerivative · entry 1

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:19 UTC
Jacobs John CDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 83,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000137 · primary_01.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,197

Underlying: Common Stock · 83,196 shares

Expires 2033-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:19 UTC
Jacobs John CDirector · President and CEO
Tax withholdingCommon Stock 38,873 $9.55 $371,237.15
Disclosure

SEC source: 0001593968-25-000137 · primary_01.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,849

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:19 UTC
Jacobs John CDirector · President and CEO
Exercise / conversionCommon Stock 83,196 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000137 · primary_01.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:44 UTC SaleCommon Stock 5,400 $8.00 $43,200.00
Disclosure

SEC source: 0001593968-25-000010 · primary_01.xml · nonDerivative · entry 2

YOUNG JAMES F · CIK 0001219864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,760

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:41 UTC
Kelly James PatrickEVP, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000029 · primary_01.xml · derivative · entry 3

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2033-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vest with respect to one-half (1/2) of the RSUs on each of the first two (2) anniversaries of the grant date, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:41 UTC
Kelly James PatrickEVP, CFO and Treasurer
Tax withholdingCommon Stock 16,906 $8.04 $135,924.24
Disclosure

SEC source: 0001593968-25-000029 · primary_01.xml · nonDerivative · entry 2

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,602

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:41 UTC
Kelly James PatrickEVP, CFO and Treasurer
Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000029 · primary_01.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Feb 6, 2025 00:06 UTC GrantCommon Stock 1,982 $8.61 $17,065.02
Disclosure

SEC source: 0001104659-25-009786 · tm255659-2_4seq1.xml · nonDerivative · entry 4

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,385

Read SEC document
December 31, 2024 Filed Feb 6, 2025 00:04 UTC GrantCommon Stock 1,178 $8.61 $10,142.58
Disclosure

SEC source: 0001104659-25-009785 · tm255659-1_4seq1.xml · nonDerivative · entry 4

MCGLYNN MARGARET G · CIK 0001215126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,168

Read SEC document
December 24, 2024 Filed Jan 2, 2025 21:44 UTC SaleCommon Stock 4,600 $8.48 $39,008.00
Disclosure

SEC source: 0001593968-25-000010 · primary_01.xml · nonDerivative · entry 1

YOUNG JAMES F · CIK 0001219864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,160

Read SEC document
December 13, 2024 Filed Jan 2, 2025 21:47 UTC SaleCommon Stock 4,150 $9.02 $37,435.08
Disclosure

SEC source: 0001593968-25-000011 · primary_01.xml · nonDerivative · entry 1

King Rachel K. · CIK 0001589712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,770

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:24 UTC
Casey Mark JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 41,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-24-001472 · primary_01.xml · derivative · entry 3

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,798

Underlying: Common Stock · 41,900 shares

Expires 2033-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:24 UTC
Casey Mark JEVP, Chief Legal Officer
Tax withholdingCommon Stock 12,713 $8.82 $112,128.66
Disclosure

SEC source: 0001593968-24-001472 · primary_01.xml · nonDerivative · entry 2

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,187

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:24 UTC
Casey Mark JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 41,900 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-001472 · primary_01.xml · nonDerivative · entry 1

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:08 UTC GrantRestricted Stock Units · Derivative 42,770 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-001367 · primary_01.xml · derivative · entry 2

Draghia-Akli Ruxandra · CIK 0002041719 · Section 16

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,770

Underlying: Common Stock · 42,770 shares

Expires 2034-11-11

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:08 UTC GrantStock Option (Right to Buy) · Derivative 64,150 $9.01 Strike: $9.01 $577,991.50
Disclosure

SEC source: 0001593968-24-001367 · primary_01.xml · derivative · entry 1

Draghia-Akli Ruxandra · CIK 0002041719 · Section 16

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,150

Underlying: Common Stock · 64,150 shares

Expires 2034-11-11

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option granted under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, vest on the first anniversary of the grant date, and the remaining seventy-five percent (75%) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
October 29, 2024 Filed Jan 2, 2025 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 3,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000012 · primary_01.xml · derivative · entry 2

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 3,800 shares

Expires 2032-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
October 29, 2024 Filed Jan 2, 2025 21:52 UTC Exercise / conversionCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000012 · primary_01.xml · nonDerivative · entry 1

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Feb 6, 2025 00:06 UTC GrantCommon Stock 1,311 $12.77 $16,741.47
Disclosure

SEC source: 0001104659-25-009786 · tm255659-2_4seq1.xml · nonDerivative · entry 3

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,403

Read SEC document
September 30, 2024 Filed Feb 6, 2025 00:04 UTC GrantCommon Stock 778 $12.77 $9,935.06
Disclosure

SEC source: 0001104659-25-009785 · tm255659-1_4seq1.xml · nonDerivative · entry 3

MCGLYNN MARGARET G · CIK 0001215126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,990

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:47 UTC
Trizzino JohnEVP, CCO and CBO
Exercise / conversionRestricted Stock Units · Derivative 655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-24-001090 · primary_01.xml · derivative · entry 3

Trizzino John · CIK 0001468534 · EVP, CCO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 655 shares

Expires 2031-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:47 UTC
Trizzino JohnEVP, CCO and CBO
Tax withholdingCommon Stock 317 $13.90 $4,406.30
Disclosure

SEC source: 0001593968-24-001090 · primary_01.xml · nonDerivative · entry 2

Trizzino John · CIK 0001468534 · EVP, CCO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,310

Read SEC document
August 19, 2024 Filed Aug 21, 2024 20:47 UTC
Trizzino JohnEVP, CCO and CBO
Exercise / conversionCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-001090 · primary_01.xml · nonDerivative · entry 1

Trizzino John · CIK 0001468534 · EVP, CCO and CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:06 UTC
Kelly James PatrickEVP, CFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,367 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-24-001088 · primary_01.xml · derivative · entry 3

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,367 shares

Expires 2031-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:06 UTC
Kelly James PatrickEVP, CFO and Treasurer
Tax withholdingCommon Stock 1,223 $12.96 $15,850.08
Disclosure

SEC source: 0001593968-24-001088 · primary_01.xml · nonDerivative · entry 2

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,429

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:06 UTC
Kelly James PatrickEVP, CFO and Treasurer
Exercise / conversionCommon Stock 2,367 $12.96 $30,676.32
Disclosure

SEC source: 0001593968-24-001088 · primary_01.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2024 Filed Feb 6, 2025 00:06 UTC GrantCommon Stock 1,202 $13.93 $16,743.86
Disclosure

SEC source: 0001104659-25-009786 · tm255659-2_4seq1.xml · nonDerivative · entry 2

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,092

Read SEC document
June 30, 2024 Filed Feb 6, 2025 00:04 UTC GrantCommon Stock 713 $13.93 $9,932.09
Disclosure

SEC source: 0001104659-25-009785 · tm255659-1_4seq1.xml · nonDerivative · entry 2

MCGLYNN MARGARET G · CIK 0001215126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,212

Read SEC document
June 21, 2024 Filed Jun 25, 2024 20:12 UTC SaleCommon Stock 7,500 $14.09 $105,675.00
Disclosure

SEC source: 0001593968-24-000910 · primary_01.xml · nonDerivative · entry 1

YOUNG JAMES F · CIK 0001219864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,760

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:21 UTC SaleCommon Stock 1,107 $14.28 $15,807.96
Disclosure

SEC source: 0001593968-24-000881 · primary_01.xml · nonDerivative · entry 2

YOUNG JAMES F · CIK 0001219864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,260

Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:21 UTC SaleCommon Stock 6,393 $13.62 $87,072.66
Disclosure

SEC source: 0001593968-24-000881 · primary_01.xml · nonDerivative · entry 1

YOUNG JAMES F · CIK 0001219864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,367

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:08 UTC
Dubovsky FilipPresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 12,500 $6.09 Strike: $6.09 $76,125.00
Disclosure

SEC source: 0001593968-24-000879 · primary_01.xml · derivative · entry 6

Dubovsky Filip · CIK 0001977361 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2033-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option granted under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, vest on the first anniversary of the grant date, and the remaining seventy-five percent (75%) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:08 UTC
Dubovsky FilipPresident, R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 1,404 $6.97 Strike: $6.97 $9,785.88
Disclosure

SEC source: 0001593968-24-000879 · primary_01.xml · derivative · entry 5

Dubovsky Filip · CIK 0001977361 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,324

Underlying: Common Stock · 1,404 shares

Expires 2033-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option granted under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, vest on the first anniversary of the grant date, and the remaining seventy-five percent (75%) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:08 UTC
Dubovsky FilipPresident, R&D
SaleCommon Stock 1,404 $14.54 $20,414.16
Disclosure

SEC source: 0001593968-24-000879 · primary_01.xml · nonDerivative · entry 4

Dubovsky Filip · CIK 0001977361 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,613

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:08 UTC
Dubovsky FilipPresident, R&D
SaleCommon Stock 12,500 $14.46 $180,750.00
Disclosure

SEC source: 0001593968-24-000879 · primary_01.xml · nonDerivative · entry 3

Dubovsky Filip · CIK 0001977361 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,017

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:08 UTC
Dubovsky FilipPresident, R&D
Exercise / conversionCommon Stock 12,500 $6.09 $76,125.00
Disclosure

SEC source: 0001593968-24-000879 · primary_01.xml · nonDerivative · entry 2

Dubovsky Filip · CIK 0001977361 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:08 UTC
Dubovsky FilipPresident, R&D
Exercise / conversionCommon Stock 1,404 $6.97 $9,785.88
Disclosure

SEC source: 0001593968-24-000879 · primary_01.xml · nonDerivative · entry 1

Dubovsky Filip · CIK 0001977361 · President, R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:14 UTC GrantRestricted Stock Units · Derivative 10,420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000865 · primary_01.xml · derivative · entry 4

MCGLYNN MARGARET G · CIK 0001215126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,420

Underlying: Common Stock · 10,420 shares

Expires 2034-06-12

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:14 UTC GrantStock Option (Right to Buy) · Derivative 15,630 $15.86 Strike: $15.86 $247,891.80
Disclosure

SEC source: 0001593968-24-000865 · primary_01.xml · derivative · entry 3

MCGLYNN MARGARET G · CIK 0001215126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,630

Underlying: Common Stock · 15,630 shares

Expires 2034-06-12

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000865 · primary_01.xml · derivative · entry 2

MCGLYNN MARGARET G · CIK 0001215126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,670 shares

Expires 2033-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:14 UTC Exercise / conversionCommon Stock 6,670 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000865 · primary_01.xml · nonDerivative · entry 1

MCGLYNN MARGARET G · CIK 0001215126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 12, 2024 Filed Jun 14, 2024 20:11 UTC GrantRestricted Stock Units · Derivative 10,420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000864 · primary_01.xml · derivative · entry 4

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,420

Underlying: Common Stock · 10,420 shares

Expires 2034-06-12

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June 12, 2024 Filed Jun 14, 2024 20:11 UTC GrantStock Option (Right to Buy) · Derivative 15,630 $15.86 Strike: $15.86 $247,891.80
Disclosure

SEC source: 0001593968-24-000864 · primary_01.xml · derivative · entry 3

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,630

Underlying: Common Stock · 15,630 shares

Expires 2034-06-12

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June 12, 2024 Filed Jun 14, 2024 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 6,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000864 · primary_01.xml · derivative · entry 2

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,670 shares

Expires 2033-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:11 UTC Exercise / conversionCommon Stock 6,670 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000864 · primary_01.xml · nonDerivative · entry 1

Alton Gregg H · CIK 0001334682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.