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Nasdaq · USD

NVAX

NOVAVAX INC

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4632
SEC CIK
0001000694
Parsed reports
387

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 5, 2026 11:00 UTC
Draghia-Akli RuxandraEVP, Research & Development
Tax withholdingCommon Stock 11,313 $9.49 $107,360.37
Disclosure

SEC source: 0001104659-26-023709 · tm268076-5_4seq1.xml · nonDerivative · entry 2

Draghia-Akli Ruxandra · CIK 0002041719 · EVP, Research & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,563

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 11:00 UTC
Draghia-Akli RuxandraEVP, Research & Development
Exercise / conversionCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023709 · tm268076-5_4seq1.xml · nonDerivative · entry 1

Draghia-Akli Ruxandra · CIK 0002041719 · EVP, Research & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:37 UTC
Jacobs John CDirector · President and CEO
GrantNon-Statutory Stock Option NQ · Derivative 551,500 $9.09 Strike: $9.09 $5,013,135.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · derivative · entry 5

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,500

Underlying: Common Stock · 551,500 shares

Expires 2036-03-02

F4 · derivative.exercise_date: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:37 UTC
Jacobs John CDirector · President and CEO
GrantRestricted Stock Units · Derivative 367,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · derivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2036-03-02

F3 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:35 UTC
Kelly James PatrickEVP, CFO and Treasurer
GrantNon-statutory Stock Option NQ · Derivative 194,000 $9.09 Strike: $9.09 $1,763,460.00
Disclosure

SEC source: 0001104659-26-023072 · tm267953-3_4seq1.xml · derivative · entry 5

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,000

Underlying: Common Stock · 194,000 shares

Expires 2036-03-03

F4 · derivative.exercise_date: One-quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:35 UTC
Kelly James PatrickEVP, CFO and Treasurer
GrantRestricted Stock Units · Derivative 129,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023072 · tm267953-3_4seq1.xml · derivative · entry 4

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,500

Underlying: Common Stock · 129,500 shares

Expires 2036-03-03

F3 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Grant2026 Non-statutory Stock Option NQ · Derivative 177,500 $9.09 Strike: $9.09 $1,613,475.00
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · derivative · entry 8

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,500

Underlying: Common Stock · 177,500 shares

Expires 2036-03-02

F5 · derivative.exercise_date: One-quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
GrantRestricted Stock Units · Derivative 118,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · derivative · entry 7

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,000

Underlying: Common Stock · 118,000 shares

Expires 2036-03-02

F4 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:33 UTC
Casey Mark JEVP, Chief Legal Officer
GrantNon-Statutory Stock Opotion NQ · Derivative 152,000 $9.09 Strike: $9.09 $1,381,680.00
Disclosure

SEC source: 0001104659-26-023069 · tm267953-1_4seq1.xml · derivative · entry 5

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,000

Underlying: Common Stock · 152,000 shares

Expires 2036-03-02

F4 · derivative.exercise_date: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:33 UTC
Casey Mark JEVP, Chief Legal Officer
GrantRestricted Stock Units · Derivative 101,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023069 · tm267953-1_4seq1.xml · derivative · entry 4

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock · 101,000 shares

Expires 2036-03-02

F3 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:00 UTC
Draghia-Akli RuxandraEVP, Research & Development
GrantNon-Statutory Stock Opotion NQ · Derivative 139,500 $9.09 Strike: $9.09 $1,268,055.00
Disclosure

SEC source: 0001104659-26-023709 · tm268076-5_4seq1.xml · derivative · entry 4

Draghia-Akli Ruxandra · CIK 0002041719 · EVP, Research & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,500

Underlying: Common Stock · 139,500 shares

Expires 2036-03-02

F3 · derivative.exercise_date: One quarter of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:00 UTC
Draghia-Akli RuxandraEVP, Research & Development
GrantRestricted Stock Units · Derivative 93,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023709 · tm268076-5_4seq1.xml · derivative · entry 3

Draghia-Akli Ruxandra · CIK 0002041719 · EVP, Research & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock · 93,000 shares

Expires 2036-03-02

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 22:12 UTC Amendment
Kelly James PatrickEVP, CFO and Treasurer
GrantNon-statutory Stock Option NQ · Derivative 194,000 $0.00 Strike: $10.11 $0.00
Disclosure

SEC source: 0001104659-26-025368 · tm268290-5_4seq1.xml · derivative · entry 1

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,000

Underlying: Common Stock · 194,000 shares

Expires 2036-03-03

F1 · derivative.exercise_price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F1 · price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F2 · derivative.exercise_date: One-quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 22:11 UTC Amendment
Draghia-Akli RuxandraEVP, Research & Development
GrantNon-Statutory Stock Option NQ · Derivative 139,500 $0.00 Strike: $10.11 $0.00
Disclosure

SEC source: 0001104659-26-025366 · tm268290-4_4aseq1.xml · derivative · entry 1

Draghia-Akli Ruxandra · CIK 0002041719 · EVP, Research & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,500

Underlying: Common Stock · 139,500 shares

Expires 2036-03-02

F1 · derivative.exercise_price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 5, 2026. All other information remains unchanged from the March 5, 2026 filing.

F1 · price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 5, 2026. All other information remains unchanged from the March 5, 2026 filing.

F2 · derivative.exercise_date: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 22:09 UTC Amendment
Casey Mark JEVP, Chief Legal Officer
GrantNon-Statutory Stock Option NQ · Derivative 152,000 $0.00 Strike: $10.11 $0.00
Disclosure

SEC source: 0001104659-26-025365 · tm268290-3_4aseq1.xml · derivative · entry 1

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,000

Underlying: Common Stock · 152,000 shares

Expires 2036-03-02

F1 · derivative.exercise_price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F1 · price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F2 · derivative.exercise_date: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 22:08 UTC Amendment
Jacobs John CDirector · President and CEO
GrantNon-Statutory Stock Option NQ · Derivative 551,500 $0.00 Strike: $10.11 $0.00
Disclosure

SEC source: 0001104659-26-025363 · tm268290-2_4aseq1.xml · derivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,500

Underlying: Common Stock · 551,500 shares

Expires 2036-03-02

F1 · derivative.exercise_price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F1 · price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F2 · derivative.exercise_date: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 22:06 UTC Amendment
O'Hara ElaineEVP, Chief Strategy Officer
Grant2026 Non-statutory Stock Option NQ · Derivative 177,500 $0.00 Strike: $10.11 $0.00
Disclosure

SEC source: 0001104659-26-025361 · tm268290-1_4aseq1.xml · derivative · entry 1

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,500

Underlying: Common Stock · 177,500 shares

Expires 2036-03-02

F1 · derivative.exercise_price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F1 · price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F2 · derivative.exercise_date: One-quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:37 UTC
Jacobs John CDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 83,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,333 shares

Expires 2033-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 1, 2024, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:37 UTC
Jacobs John CDirector · President and CEO
Tax withholdingCommon Stock 38,450 $10.14 $389,883.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,680

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:37 UTC
Jacobs John CDirector · President and CEO
Exercise / conversionCommon Stock 83,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:35 UTC
Kelly James PatrickEVP, CFO and Treasurer
Disposition to issuerRestricted Stock Units · Derivative 58,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023072 · tm267953-3_4seq1.xml · derivative · entry 3

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,666

Underlying: Common Stock · 58,666 shares

Expires 2034-03-01

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 1, 2024, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:35 UTC
Kelly James PatrickEVP, CFO and Treasurer
Tax withholdingCommon Stock 28,366 $10.14 $287,631.24
Disclosure

SEC source: 0001104659-26-023072 · tm267953-3_4seq1.xml · nonDerivative · entry 2

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,963

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:35 UTC
Kelly James PatrickEVP, CFO and Treasurer
Exercise / conversionCommon Stock 58,666 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023072 · tm267953-3_4seq1.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001506314 · EVP, CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · derivative · entry 6

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 1, 2024, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 19,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · derivative · entry 5

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,600 shares

Expires 2033-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 1, 2023, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Tax withholdingCommon Stock 10,969 $10.14 $111,225.66
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · nonDerivative · entry 4

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,737

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Exercise / conversionCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · nonDerivative · entry 3

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Tax withholdingCommon Stock 5,375 $10.14 $54,502.50
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · nonDerivative · entry 2

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,706

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:34 UTC
O'Hara ElaineEVP, Chief Strategy Officer
Exercise / conversionCommon Stock 19,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023070 · tm267953-2_4seq1.xml · nonDerivative · entry 1

O'Hara Elaine · CIK 0001968045 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:33 UTC
Casey Mark JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023069 · tm267953-1_4seq1.xml · derivative · entry 3

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2034-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 1, 2024, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:33 UTC
Casey Mark JEVP, Chief Legal Officer
Tax withholdingCommon Stock 1,214 $10.14 $12,309.96
Disclosure

SEC source: 0001104659-26-023069 · tm267953-1_4seq1.xml · nonDerivative · entry 2

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,945

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

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March 01, 2026 Filed Mar 4, 2026 02:33 UTC
Casey Mark JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023069 · tm267953-1_4seq1.xml · nonDerivative · entry 1

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 23, 2026 Filed Jan 27, 2026 00:57 UTC
Jacobs John CDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 83,197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-006721 · tm264124-1_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,197 shares

Expires 2033-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

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January 23, 2026 Filed Jan 27, 2026 00:57 UTC
Jacobs John CDirector · President and CEO
Tax withholdingCommon Stock 39,132 $9.17 $358,840.44
Disclosure

SEC source: 0001104659-26-006721 · tm264124-1_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,797

Read SEC document
January 23, 2026 Filed Jan 27, 2026 00:57 UTC
Jacobs John CDirector · President and CEO
Exercise / conversionCommon Stock 83,197 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-006721 · tm264124-1_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:01 UTC
Casey Mark JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 41,899 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-25-121103 · tm2533544-1_4seq1.xml · derivative · entry 3

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,899

Underlying: Common Stock · 41,899 shares

Expires 2033-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:01 UTC
Casey Mark JEVP, Chief Legal Officer
Tax withholdingCommon Stock 12,713 $6.69 $85,049.97
Disclosure

SEC source: 0001104659-25-121103 · tm2533544-1_4seq1.xml · nonDerivative · entry 2

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,159

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:01 UTC
Casey Mark JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 41,899 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-121103 · tm2533544-1_4seq1.xml · nonDerivative · entry 1

Casey Mark J · CIK 0001415297 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 22:23 UTC Disposition to issuerRestricted Stock Units · Derivative 14,257 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-111494 · tm2531249-1_4seq1.xml · derivative · entry 3

Draghia-Akli Ruxandra · CIK 0002041719 · Section 16

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,513

Underlying: Common Stock · 14,257 shares

Expires 2034-11-11

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 22:23 UTC Tax withholdingCommon Stock 6,048 $7.40 $44,755.20
Disclosure

SEC source: 0001104659-25-111494 · tm2531249-1_4seq1.xml · nonDerivative · entry 2

Draghia-Akli Ruxandra · CIK 0002041719 · Section 16

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,209

Read SEC document
November 11, 2025 Filed Nov 13, 2025 22:23 UTC Exercise / conversionCommon Stock 14,257 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-111494 · tm2531249-1_4seq1.xml · nonDerivative · entry 1

Draghia-Akli Ruxandra · CIK 0002041719 · Section 16

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2025 Filed Oct 30, 2025 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 3,800 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-104413 · tm2529852-1_4seq1.xml · derivative · entry 2

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 3,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: The RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested or will vest with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the October 29, 2022 grant date, in each case subject to continued employment through such vesting date.

F2 · derivative.expiration_date: The RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested or will vest with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the October 29, 2022 grant date, in each case subject to continued employment through such vesting date.

Read SEC document
October 29, 2025 Filed Oct 30, 2025 20:30 UTC Exercise / conversionCommon Stock 3,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-104413 · tm2529852-1_4seq1.xml · nonDerivative · entry 1

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:40 UTC GrantRestricted Stock Units · Derivative 18,884 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-062196 · tm2518838-6_4seq1.xml · derivative · entry 2

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 18,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

F2 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:40 UTC GrantStock Option (Right to Buy) · Derivative 28,326 $6.42 Strike: $6.42 $181,852.92
Disclosure

SEC source: 0001104659-25-062196 · tm2518838-6_4seq1.xml · derivative · entry 1

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,326

Underlying: Common Stock · 28,326 shares

Expires 2035-06-20

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option grant under the Amended and Restated 2015 Stock Incentive Plan, as amended, will vest on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:40 UTC
MOTT DAVID MDirector
GrantRestricted Stock Units · Derivative 18,884 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-062195 · tm2518838-5_4seq1.xml · derivative · entry 2

MOTT DAVID M · CIK 0001219871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 18,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

F2 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:40 UTC
MOTT DAVID MDirector
GrantStock Option (Right to Buy) · Derivative 28,326 $6.42 Strike: $6.42 $181,852.92
Disclosure

SEC source: 0001104659-25-062195 · tm2518838-5_4seq1.xml · derivative · entry 1

MOTT DAVID M · CIK 0001219871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,326

Underlying: Common Stock · 28,326 shares

Expires 2035-06-20

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option grant under the Amended and Restated 2015 Stock Incentive Plan, as amended, will vest on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:39 UTC GrantRestricted Stock Units · Derivative 18,884 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-062194 · tm2518838-4_4seq1.xml · derivative · entry 2

King Rachel K. · CIK 0001589712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 18,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

F2 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:39 UTC GrantStock Option (Right to Buy) · Derivative 28,326 $6.42 Strike: $6.42 $181,852.92
Disclosure

SEC source: 0001104659-25-062194 · tm2518838-4_4seq1.xml · derivative · entry 1

King Rachel K. · CIK 0001589712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,326

Underlying: Common Stock · 28,326 shares

Expires 2035-06-20

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to this option grant under the Amended and Restated 2015 Stock Incentive Plan, as amended, will vest on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:37 UTC GrantRestricted Stock Units · Derivative 18,884 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-062193 · tm2518838-3_4seq1.xml · derivative · entry 2

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 18,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

F2 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested on the first anniversary of the June 20, 2024 grant date subject to continued service on the Company's Board of Directors through the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.