Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

Export transactions ↓
Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2016 Filed Sep 9, 2016 22:09 UTC
WADDELL FREDERICK HDirector · Chairman and CEO
GiftCommon Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0000073124-16-000447 · wf-form4_147345895487762.xml · nonDerivative · entry 3

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 105,189

Read SEC document
September 08, 2016 Filed Sep 9, 2016 22:09 UTC
WADDELL FREDERICK HDirector · Chairman and CEO
SaleCommon Stock 160,367 $69.81 $11,195,220.27
Disclosure

SEC source: 0000073124-16-000447 · wf-form4_147345895487762.xml · nonDerivative · entry 2

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,559

F2 · price: Price reflects the weighted average sales price from $69.78 to $69.92. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 08, 2016 Filed Sep 9, 2016 22:09 UTC
WADDELL FREDERICK HDirector · Chairman and CEO
Exercise / conversionCommon Stock 160,367 $43.65 $7,000,019.55
Disclosure

SEC source: 0000073124-16-000447 · wf-form4_147345895487762.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 212,439 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 22:04 UTC
Bowman BiffChief Financial Officer
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 2,960 $0.00 Strike: $63.36 $0.00
Disclosure

SEC source: 0000073124-16-000445 · wf-form4_147337226333637.xml · derivative · entry 4

Bowman Biff · CIK 0001548048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,960 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/20/2008.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 22:04 UTC
Bowman BiffChief Financial Officer
SaleCommon Stock 2,960 $70.00 $207,200.00
Disclosure

SEC source: 0000073124-16-000445 · wf-form4_147337226333637.xml · nonDerivative · entry 2

Bowman Biff · CIK 0001548048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,137

F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.

F1 · balance_after: Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 22:04 UTC
Bowman BiffChief Financial Officer
Exercise / conversionCommon Stock 2,960 $63.36 $187,545.60
Disclosure

SEC source: 0000073124-16-000445 · wf-form4_147337226333637.xml · nonDerivative · entry 1

Bowman Biff · CIK 0001548048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 27,117 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 15, 2015 Filed Apr 3, 2018 23:48 UTC PurchaseCommon Stock 1,000 $72.98 $72,980.00
Disclosure

SEC source: 0000073124-18-000165 · wf-form4_152279929134421.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,000

Read SEC document
March 10, 2015 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 6 $69.38 $416.28
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 6

Read SEC document
February 25, 2015 Filed Apr 3, 2018 23:48 UTC PurchaseCommon Stock 18 $71.06 $1,279.08
Disclosure

SEC source: 0000073124-18-000165 · wf-form4_152279929134421.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 33

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.