Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2022 Filed Dec 7, 2022 22:08 UTC
Levy Susan CohenEVP and General Counsel
Tax withholdingCommon Stock 262 $90.19 $23,629.78
Disclosure

SEC source: 0000073124-22-000221 · wf-form4_167045091747865.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,930

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 05, 2022 Filed Dec 7, 2022 22:08 UTC
Cherecwich PeterPresident/Asset Servicing
Tax withholdingCommon Stock 419 $90.19 $37,789.61
Disclosure

SEC source: 0000073124-22-000220 · wf-form4_167045089840987.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,680

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 05, 2022 Filed Dec 7, 2022 22:08 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 262 $90.19 $23,629.78
Disclosure

SEC source: 0000073124-22-000219 · wf-form4_167045088095073.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,513

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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October 31, 2022 Filed Nov 2, 2022 20:19 UTC GiftCommon Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000210 · wf-form4_166742034774499.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,284

F1 · balance_after: On October 31, 2022, a trust in which the reporting person has a partial direct pecuniary interest distributed 18,880 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,360 shares were distributed to the reporting person.

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October 17, 2022 Filed Oct 19, 2022 21:21 UTC
Taylor AlexandriaChief Human Resources Officer
GrantCommon Stock 34,515 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000205 · wf-form4_166621449519035.xml · nonDerivative · entry 1

Taylor Alexandria · CIK 0001950022 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,515

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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October 14, 2022 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 1 $84.58 $84.58
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 26

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 19

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:38 UTC GrantCommon Stock 101.97 $85.56 $8,724.55
Disclosure

SEC source: 0000073124-22-000197 · wf-form4_166492310453224.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,866.89

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:38 UTC GrantCommon Stock 109.49 $85.56 $9,367.96
Disclosure

SEC source: 0000073124-22-000196 · wf-form4_166492308674816.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,112.08

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:38 UTC GrantCommon Stock 47.38 $85.56 $4,053.83
Disclosure

SEC source: 0000073124-22-000195 · wf-form4_166492306421948.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:37 UTC GrantCommon Stock 96.83 $85.56 $8,284.77
Disclosure

SEC source: 0000073124-22-000194 · wf-form4_166492304120841.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,631.47

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:37 UTC GrantCommon Stock 39.54 $85.56 $3,383.04
Disclosure

SEC source: 0000073124-22-000193 · wf-form4_166492302243395.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,893.88

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:36 UTC GrantCommon Stock 111.39 $85.56 $9,530.53
Disclosure

SEC source: 0000073124-22-000192 · wf-form4_166492300558381.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,416.31

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:36 UTC
BYNOE LINDADirector
GrantCommon Stock 59.95 $85.56 $5,129.32
Disclosure

SEC source: 0000073124-22-000191 · wf-form4_166492298477502.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,373

F1 · balance_after: Includes 26,373.00 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:28 UTC
CROWN SUSANDirector
GrantCommon Stock Units 71.55 $85.56 $6,121.82
Disclosure

SEC source: 0001124194-22-000006 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,644.2

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:38 UTC GrantCommon Stock 321.41 $85.56 $27,499.84
Disclosure

SEC source: 0000073124-22-000197 · wf-form4_166492310453224.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,764.92

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:38 UTC GrantCommon Stock 423.68 $85.56 $36,250.06
Disclosure

SEC source: 0000073124-22-000196 · wf-form4_166492308674816.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,002.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:37 UTC GrantCommon Stock 321.41 $85.56 $27,499.84
Disclosure

SEC source: 0000073124-22-000194 · wf-form4_166492304120841.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,534.64

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:36 UTC GrantCommon Stock 482.12 $85.56 $41,250.19
Disclosure

SEC source: 0000073124-22-000192 · wf-form4_166492300558381.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,304.92

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 26, 2022 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
PurchaseCommon Stock 2 $86.74 $173.48
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 6

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 9

Read SEC document
August 23, 2022 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
SaleCommon Stock 2 $98.36 $196.72
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 5

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 7

Read SEC document
July 29, 2022 Filed Aug 1, 2022 21:28 UTC GiftCommon Stock 2,040 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000183 · wf-form4_165938931581490.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,924

F1 · balance_after: On July 29, 2022, a trust in which the reporting person has a partial direct pecuniary interest distributed 16,320 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,040 shares were distributed to the reporting person.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:21 UTC GrantCommon Stock 80.6 $97.72 $7,876.23
Disclosure

SEC source: 0000073124-22-000174 · wf-form4_165705604559208.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,443.51

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:20 UTC GrantCommon Stock 38.44 $97.72 $3,756.36
Disclosure

SEC source: 0000073124-22-000172 · wf-form4_165705599441861.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,573.6

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:20 UTC GrantCommon Stock 86.29 $97.72 $8,432.26
Disclosure

SEC source: 0000073124-22-000173 · wf-form4_165705601456800.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,578.91

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:19 UTC GrantCommon Stock 76.52 $97.72 $7,477.53
Disclosure

SEC source: 0000073124-22-000171 · wf-form4_165705597208541.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,213.23

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:19 UTC GrantCommon Stock 32.08 $97.72 $3,134.86
Disclosure

SEC source: 0000073124-22-000170 · wf-form4_165705594895052.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854.34

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:19 UTC GrantCommon Stock 87.33 $97.72 $8,533.89
Disclosure

SEC source: 0000073124-22-000169 · wf-form4_165705590982269.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,822.8

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:18 UTC
BYNOE LINDADirector
GrantCommon Stock 48.64 $97.72 $4,753.10
Disclosure

SEC source: 0000073124-22-000168 · wf-form4_165705589288984.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,313.05

F1 · balance_after: Includes 26,313.05 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:05 UTC
CROWN SUSANDirector
GrantCommon Stock Units 58.05 $97.72 $5,672.65
Disclosure

SEC source: 0001124194-22-000005 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,572.65

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:21 UTC GrantCommon Stock 302.83 $96.48 $29,217.04
Disclosure

SEC source: 0000073124-22-000174 · wf-form4_165705604559208.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,362.91

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:20 UTC GrantCommon Stock 357.93 $96.48 $34,533.09
Disclosure

SEC source: 0000073124-22-000173 · wf-form4_165705601456800.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492.62

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:19 UTC GrantCommon Stock 285.03 $96.48 $27,499.69
Disclosure

SEC source: 0000073124-22-000171 · wf-form4_165705597208541.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,136.71

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:19 UTC GrantCommon Stock 427.55 $96.48 $41,250.02
Disclosure

SEC source: 0000073124-22-000169 · wf-form4_165705590982269.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,735.47

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:11 UTC
O'Grady MichaelDirector · Chairman and CEO
GiftCommon Stock 5,460 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 4

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo Child 3

Disclosed balance after: 5,460

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:11 UTC
O'Grady MichaelDirector · Chairman and CEO
GiftCommon Stock 5,460 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 3

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo Child 2

Disclosed balance after: 5,460

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:11 UTC
O'Grady MichaelDirector · Chairman and CEO
GiftCommon Stock 5,459 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo Child 1

Disclosed balance after: 5,459

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:11 UTC
O'Grady MichaelDirector · Chairman and CEO
GiftCommon Stock 16,379 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000156 · wf-form4_165308464508558.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 0

F1 · balance_after: On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument.

Read SEC document
May 16, 2022 Filed May 18, 2022 22:14 UTC
FRADKIN STEVEN LPresident/Wealth Management
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000154 · wf-form4_165291202158033.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Indirect · Gift Trust

Disclosed balance after: 42,432

F1 · balance_after: Reflects correction of 10 shares previously reported as being held by Trust which are held by Gift Trust.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

Read SEC document
May 16, 2022 Filed May 18, 2022 22:14 UTC
FRADKIN STEVEN LPresident/Wealth Management
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000154 · wf-form4_165291202158033.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 136,437

Read SEC document
May 13, 2022 Filed May 17, 2022 22:40 UTC
Levy Susan CohenEVP and General Counsel
GiftCommon Stock 12,137 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000152 · wf-form4_165282714509772.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust

Disclosed balance after: 12,137

F1 · balance_after: On May 6, 2022, the reporting person's grantor retained annuity trust ("GRAT") distributed 16,900 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment. On May 13, 2022, the remaining 12,137 shares held by such GRAT were distributed to an irrevocable trust. Each distribution was made in accordance with the terms of the GRAT instrument.

F2 · ownership.nature: The reporting person's spouse is trustee of this trust.

Read SEC document
May 13, 2022 Filed May 17, 2022 22:40 UTC
Levy Susan CohenEVP and General Counsel
GiftCommon Stock 12,137 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000152 · wf-form4_165282714509772.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · 2020 GRAT

Disclosed balance after: 0

F1 · balance_after: On May 6, 2022, the reporting person's grantor retained annuity trust ("GRAT") distributed 16,900 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment. On May 13, 2022, the remaining 12,137 shares held by such GRAT were distributed to an irrevocable trust. Each distribution was made in accordance with the terms of the GRAT instrument.

Read SEC document
April 29, 2022 Filed May 3, 2022 22:32 UTC GiftCommon Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000150 · wf-form4_165161712087310.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 29,884

F1 · balance_after: On April 29, 2022, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,720 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,840 shares were distributed to the reporting person.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:51 UTC
CROWN SUSANDirector
GrantCommon Stock Units 1,343 $107.93 $144,949.99
Disclosure

SEC source: 0001124194-22-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,514.6

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:39 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000141 · wf-form4_165118908729998.xml · nonDerivative · entry 2

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,822.26

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:39 UTC GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000141 · wf-form4_165118908729998.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,479.26

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 26, 2022 Filed Apr 28, 2022 23:47 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000142 · wf-form4_165118958817777.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,851.68

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 26, 2022 Filed Apr 28, 2022 23:47 UTC GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000142 · wf-form4_165118958817777.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,508.68

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 26, 2022 Filed Apr 28, 2022 23:37 UTC
BYNOE LINDADirector
GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000140 · wf-form4_165118896338490.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,264.41

F2 · balance_after: Includes 26,264.41 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 26, 2022 Filed Apr 28, 2022 23:37 UTC
BYNOE LINDADirector
GrantCommon Stock 30.2 $107.93 $3,259.49
Disclosure

SEC source: 0000073124-22-000140 · wf-form4_165118896338490.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,921.41

F1 · balance_after: Includes 24,921.41 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 26, 2022 Filed Apr 28, 2022 23:35 UTC GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000139 · wf-form4_165118883531994.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,134.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.