NTRS

SEC source: 0000073124-24-000023 · wk-form4_1706826449.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 48,807

F1 · balance_after: On January 31, 2024, a trust in which the reporting person has a partial direct pecuniary interest distributed 20,000 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,500 shares were distributed to the reporting person.

SEC source: 0000073124-24-000021 · wk-form4_1706306522.xml · derivative · entry 9

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,651 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 10, 2015.

SEC source: 0000073124-24-000021 · wk-form4_1706306522.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 224,097

SEC source: 0000073124-24-000021 · wk-form4_1706306522.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 244,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001124194-24-000001 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,984.34

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

SEC source: 0000073124-24-000014 · wk-form4_1704331354.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,448.38

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000013 · wk-form4_1704331335.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,712.08

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000012 · wk-form4_1704331322.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,058.43

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000011 · wk-form4_1704331309.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,649.52

F1 · balance_after: Includes 28,649.52 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000010 · wk-form4_1704331297.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,619.64

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000009 · wk-form4_1704331284.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,984.38

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000008 · wk-form4_1704331270.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,828.55

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000010 · wk-form4_1704331297.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,465.41

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000009 · wk-form4_1704331284.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,835

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-24-000027 · wk-form5_1707862983.xml · nonDerivative · entry 1

Taylor Alexandria · CIK 0001950022 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,560.536

F1 · balance_after: Includes 28,680 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000212 · wk-form4_1701992413.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,752

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 55,168 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000211 · wk-form4_1701992399.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,794

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 13

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,715

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000208 · wk-form4_1701992362.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,659

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000210 · wk-form4_1701992386.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,976

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000207 · wk-form4_1701992350.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,432

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 14,558 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000198 · wk-form4_1698872681.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 46,307

F1 · balance_after: On October 31, 2023, a trust in which the reporting person has a partial direct pecuniary interest distributed 25,760 shares of the Corporation's common stock to such trust's beneficiaries, of which 3,220 shares were distributed to the reporting person.

SEC source: 0000073124-23-000190 · wk-form4_1698270971.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,477

F1 · balance_after: Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000191 · wk-form4_1698271065.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,085

F1 · price: Price reflects the weighted average purchase price from $64.34 to $64.47. Information regarding the number of shares purchased at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 16,355 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000190 · wk-form4_1698270971.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,077

F1 · balance_after: Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000192 · wk-form4_1698271134.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 219,779

F1 · price: Price reflects the weighted average purchase price from $64.98 to $65.28. Information regarding the number of shares purchased at each separate price will be provided by the reporting person upon request.

SEC source: 0000073124-23-000183 · wk-form4_1697751927.xml · nonDerivative · entry 1

Taylor Alexandria · CIK 0001950022 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,509

F1 · balance_after: Reflects 2,800 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 8,629 previously reported stock units. The remaining 5,829 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 28,680 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0001124194-23-000006 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,895.7

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

SEC source: 0000073124-23-000175 · wf-form4_169638232491509.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,585.31

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000174 · wf-form4_169638230767003.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,405.4

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000173 · wf-form4_169638229072310.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,765.57

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000172 · wf-form4_169638227136664.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,327.1

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000171 · wf-form4_169638225751681.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,003.78

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000170 · wf-form4_169638224103742.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,976.55

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000169 · wf-form4_169638222234958.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,573.19

F1 · balance_after: Includes 28,573.19 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000174 · wf-form4_169638230767003.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,231.51

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000170 · wf-form4_169638224103742.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,797.61

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000161 · wf-form4_169101552773129.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 43,087

F1 · balance_after: On July 31, 2023, a trust in which the reporting person has a partial direct pecuniary interest distributed 20,800 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,600 shares were distributed to the reporting person.

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 12

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 6

SEC source: 0000073124-23-000153 · wf-form4_168860036043041.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,432.97

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000152 · wf-form4_168860034373375.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,709.78

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000151 · wf-form4_168860032863689.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,689.89

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000150 · wf-form4_168860031573073.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,181.34

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000149 · wf-form4_168860030087548.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,938.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000148 · wf-form4_168860028426677.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,203.91

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000147 · wf-form4_168860026969672.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,481.47

F1 · balance_after: Includes 28,481.47 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0001124194-23-000005 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,789.17

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

SEC source: 0000073124-23-000152 · wf-form4_168860034373375.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,553.35

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000148 · wf-form4_168860028426677.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,043.47

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 11

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 11