Last 12 months
Inside the activity.
0 purchase rows · 457 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 47 |
| Dec 2025 | 0 | 21 |
| Jan 2026 | 0 | 41 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 54 |
| Apr 2026 | 0 | 29 |
| May 2026 | 0 | 33 |
| Jun 2026 | 0 | 68 |
| Jul 2026 | 0 | 47 |
| Aug 2026 | 0 | 33 |
| Sep 2026 | 0 | 59 |
| Oct 2026 | 0 | 4 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 12, 2019 Filed Apr 23, 2019 21:36 UTC |
Cozzens Todd CDirector
|
GrantRestricted Stock Units · Derivative | 7,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005128 · edgar.xml · derivative · entry 1 Cozzens Todd C · CIK 0001382487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,278 Underlying: Common Stock · 7,278 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. F2 · derivative.exercise_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control. F2 · derivative.expiration_date: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (April 12, 2019) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:51 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,620 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001179110-19-004515 · edgar.xml · derivative · entry 3 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,481 Underlying: Common Stock · 2,620 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares vest fully and became exercisable on February 25, 2014. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:51 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
SaleCommon Stock | 2,620 | $20.50 | $53,710.00 |
DisclosureSEC source: 0001179110-19-004515 · edgar.xml · nonDerivative · entry 2 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,770 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:51 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionCommon Stock | 2,620 | $2.66 | $6,961.08 |
DisclosureSEC source: 0001179110-19-004515 · edgar.xml · nonDerivative · entry 1 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
GrantRestricted Stock Unit · Derivative | 7,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · derivative · entry 11 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,279 Underlying: Common Stock · 7,279 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 22, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 21,875 | $0.00 Strike: $19.68 | $0.00 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · derivative · entry 10 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,875 Underlying: Common Stock · 21,875 shares Expires 2029-03-21 F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| March 22, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
SaleCommon Stock | 506 | $20.20 | $10,220.95 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · nonDerivative · entry 6 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,770 F7 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC |
Brophy Michael BurkesChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 6 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-21 F7 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the achievement of the Performance Vesting Conditions. F8 · derivative.exercise_date: The RSU vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC |
Brophy Michael BurkesChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $19.68 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 5 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-03-21 F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC |
Brophy Michael BurkesChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 17,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 4 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,236 Underlying: Common Stock · 17,236 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC |
Brophy Michael BurkesChief Financial Officer
|
SaleCommon Stock | 273 | $20.20 | $5,514.46 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,075 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:11 UTC |
Chapman Steven LeonardDirector · Chief Executive Officer
|
SaleCommon Stock | 384 | $20.20 | $7,756.61 |
DisclosureSEC source: 0001179110-19-004246 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,623 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC |
Schueren Robert AlanChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004244 · edgar.xml · derivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-21 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the achievement of the Performance Vesting Conditions. F2 · derivative.exercise_date: The RSU vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · derivative · entry 9 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938 Underlying: Common Stock · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 71,317 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · derivative · entry 8 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,101 Underlying: Common Stock · 71,317 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option shares vest fully and became exercisable on February 25, 2014. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionCommon Stock | 1,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · nonDerivative · entry 5 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2019. F6 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
SaleCommon Stock | 71,317 | $20.50 | $1,462,005.63 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · nonDerivative · entry 4 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,158 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.51 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 21, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionCommon Stock | 71,317 | $2.66 | $189,482.14 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · nonDerivative · entry 3 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:10 UTC |
Brophy Michael BurkesChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938 Underlying: Common Stock · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:10 UTC |
Brophy Michael BurkesChief Financial Officer
|
Exercise / conversionCommon Stock | 1,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004245 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:11 UTC |
Chapman Steven LeonardDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004246 · edgar.xml · derivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938 Underlying: Common Stock · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:11 UTC |
Chapman Steven LeonardDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-004246 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 21, 2019 Filed Mar 26, 2019 00:10 UTC |
Rabinowitz MatthewDirector · Executive Chairman
|
GrantEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001179110-19-004243 · edgar.xml · derivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-06-08 F1 · balance_after: F1On June 9, 2017, the reporting person was granted options to purchase 200,000 shares of common stock. The options vest based on Natera's satisfaction of certain performance criteria during the three-year period ending June 8, 2020. On March 21, 2019, the Company's Board of Directors determined that the performance criteria related to 75,000 of the option shares had been satisfied. Such shares will vest in substantially equal quarterly installments following the completion by the reporting person of continuous service following March 21, 2019. Read SEC document |
| March 21, 2019 Filed Apr 17, 2019 01:25 UTC Amendment |
Rabinowitz MatthewDirector · Executive Chairman
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $10.41 | $0.00 |
DisclosureSEC source: 0001179110-19-005046 · edgar.xml · derivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-06-08 F1 · balance_after: On June 9, 2017, the reporting person was granted options to purchase 200,000 shares of common stock. The options vest based on Natera's satisfaction of certain performance criteria during the three-year period ending June 8, 2020. On March 21, 2019, the Company's Board of Directors determined that the performance criteria related to 50,000 of the option shares had been satisfied. Such shares will vest in substantially equal quarterly installments following the completion by the reporting person of continuous service following March 21, 2019. F2 · balance_after: The Employee Stock option granted on March 25, 2019 was reported for 75,000 shares in error. The correct amount of the milestone achieved was 50,000 shares. Read SEC document |
| March 20, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 118,463 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · derivative · entry 7 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,418 Underlying: Common Stock · 118,463 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option shares vest fully and became exercisable on February 25, 2014. Read SEC document |
| March 20, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
SaleCommon Stock | 118,463 | $20.50 | $2,428,515.19 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · nonDerivative · entry 2 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,158 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2019 Filed Mar 23, 2019 00:09 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionCommon Stock | 118,463 | $2.66 | $314,744.34 |
DisclosureSEC source: 0001179110-19-004216 · edgar.xml · nonDerivative · entry 1 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 21:15 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 57,600 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001179110-19-003941 · edgar.xml · derivative · entry 3 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,881 Underlying: Common Stock · 57,600 shares Expires 2014-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option shares vest fully and became exercisable on February 25, 2014. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 21:15 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
SaleCommon Stock | 23,356 | $20.51 | $478,996.53 |
DisclosureSEC source: 0001179110-19-003941 · edgar.xml · nonDerivative · entry 2 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,402 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.76 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 21:15 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionCommon Stock | 57,600 | $2.66 | $153,037.44 |
DisclosureSEC source: 0001179110-19-003941 · edgar.xml · nonDerivative · entry 1 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 22, 2019 14:42 UTC Amendment |
Sheena JonathanDirector · Chief Technology Officer
|
SaleCommon Stock | 57,600 | $20.51 | $1,181,289.60 |
DisclosureSEC source: 0001179110-19-004161 · edgar.xml · nonDerivative · entry 1 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,158 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018. F2 · shares: The number of shares previously reported as sold were incorrect. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.76 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:17 UTC |
Chapman Steven LeonardChief Operating Officer
|
SaleCommon Stock | 3,410 | $16.00 | $54,571.59 |
DisclosureSEC source: 0001179110-19-003758 · edgar.xml · nonDerivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,889 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:12 UTC |
Brophy Michael BurkesChief Financial Officer
|
SaleCommon Stock | 3,192 | $16.00 | $51,082.85 |
DisclosureSEC source: 0001179110-19-003754 · edgar.xml · nonDerivative · entry 2 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,230 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:16 UTC |
Rabinowitz MatthewDirector · Executive Chairman
|
SaleCommon Stock | 5,672 | $16.00 | $90,771.28 |
DisclosureSEC source: 0001179110-19-003757 · edgar.xml · nonDerivative · entry 2 Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283,181 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:14 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
SaleCommon Stock | 3,043 | $16.00 | $48,698.35 |
DisclosureSEC source: 0001179110-19-003755 · edgar.xml · nonDerivative · entry 2 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,158 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:17 UTC |
Chapman Steven LeonardChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003758 · edgar.xml · derivative · entry 3 Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555 Underlying: Common Stock · 9,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:17 UTC |
Chapman Steven LeonardChief Operating Officer
|
Exercise / conversionCommon Stock | 9,185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003758 · edgar.xml · nonDerivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:12 UTC |
Brophy Michael BurkesChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003754 · edgar.xml · derivative · entry 3 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,250 Underlying: Common Stock · 12,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:12 UTC |
Brophy Michael BurkesChief Financial Officer
|
Exercise / conversionCommon Stock | 12,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003754 · edgar.xml · nonDerivative · entry 1 Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:16 UTC |
Rabinowitz MatthewDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003757 · edgar.xml · derivative · entry 3 Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,818 Underlying: Common Stock · 11,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:16 UTC |
Rabinowitz MatthewDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 11,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003757 · edgar.xml · nonDerivative · entry 1 Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:14 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003755 · edgar.xml · derivative · entry 3 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,501 Underlying: Common Stock · 9,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 21:14 UTC |
Sheena JonathanDirector · Chief Technology Officer
|
Exercise / conversionCommon Stock | 9,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003755 · edgar.xml · nonDerivative · entry 1 Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| January 25, 2019 Filed Feb 1, 2019 22:50 UTC |
Steuart JohnDirector
|
GrantStock Option (right to buy) · Derivative | 1,774 | $7.89 Strike: $13.60 | $13,996.86 |
DisclosureSEC source: 0001179110-19-001178 · edgar.xml · derivative · entry 1 Steuart John · CIK 0001646806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,774 Underlying: Common Stock · 1,774 shares Expires 2029-01-24 F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $14,000.00, for service on the Issuer's Board of Directors. F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| January 25, 2019 Filed Feb 1, 2019 23:53 UTC |
BOTHA ROELOFDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 1,980 | $7.89 Strike: $13.60 | $15,622.20 |
DisclosureSEC source: 0001179110-19-001192 · edgar.xml · derivative · entry 1 BOTHA ROELOF · CIK 0001222287 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 1,980 shares Expires 2029-01-24 F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $15,625.00, for service on the Issuer's Board of Directors. F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| January 25, 2019 Filed Feb 1, 2019 22:50 UTC |
Marcus Gail BoxerDirector
|
GrantStock Option (right to buy) · Derivative | 712 | $7.89 Strike: $13.60 | $5,617.68 |
DisclosureSEC source: 0001179110-19-001179 · edgar.xml · derivative · entry 1 Marcus Gail Boxer · CIK 0001702176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712 Underlying: Common Stock · 712 shares Expires 2029-01-24 F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $5,625.00, for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee in the amount of $11,250.00, paid in stock. F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 22:00 UTC |
Chapman Steven LeonardDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000725 · edgar.xml · derivative · entry 2 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 22:00 UTC |
Chapman Steven LeonardDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-19-000725 · edgar.xml · derivative · entry 1 Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 22:00 UTC |
Schueren Robert AlanChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 63,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000726 · edgar.xml · derivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 63,750 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 22:00 UTC |
Schueren Robert AlanChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 127,500 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-19-000726 · edgar.xml · derivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 Underlying: Common Stock · 127,500 shares Expires 2029-01-10 F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.