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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 56,764 $70.71 $4,013,742.71
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 451,975

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.45 to $71.29 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 05, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 31,261 $70.05 $2,189,908.08
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 508,739

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 to $70.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 23:24 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-20-010344 · edgar.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,950

Underlying: Common Stock · 10,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 23:24 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 10,000 $1.14 $11,410.00
Disclosure

SEC source: 0001179110-20-010344 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement that expires on November 10, 2020. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 23:55 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010259 · edgar.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 23:55 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010259 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of RSUs, starting January 2, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 23:55 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010259 · edgar.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted a RSU, which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On October 1, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU.

F6 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted a RSU, which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On October 1, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 23:55 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010259 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting October 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 22:47 UTC
Schueren Robert AlanChief Operating Officer
Exercise / conversionStock option (right to buy) · Derivative 20,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-20-010001 · edgar.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 20,000 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. The exercise of this option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 22:47 UTC
Schueren Robert AlanChief Operating Officer
SaleCommon Stock 20,000 $70.00 $1,400,000.00
Disclosure

SEC source: 0001179110-20-010001 · edgar.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,857

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 22:47 UTC
Schueren Robert AlanChief Operating Officer
Exercise / conversionCommon Stock 20,000 $13.01 $260,200.00
Disclosure

SEC source: 0001179110-20-010001 · edgar.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 1,660 $63.31 $105,095.26
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,420

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.31 to $63.3899 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 430 $63.31 $27,223.64
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 9

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,877

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.31 to $63.4283 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 670 $63.31 $42,417.70
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 8

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,307

F5 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
September 23, 2020 Filed Sep 23, 2020 23:57 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 141 $63.31 $8,926.36
Disclosure

SEC source: 0001179110-20-009920 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,375

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.9601 to $63.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 181 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · derivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

Underlying: Common Stock · 181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 558 $62.69 $34,981.02
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,080

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 181 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,625 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · derivative · entry 12

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 1,625 shares

Expires 2027-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. The exercise of this option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,077 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · derivative · entry 11

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,773

Underlying: Common Stock · 1,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F11 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F11 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 105 $63.95 $6,715.10
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 7

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,997

F5 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.78 to $64.00 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 1,480 $63.24 $93,599.94
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 6

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,082

F5 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.69 to $63.67 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 40 $61.01 $2,440.40
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,562

F5 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,625 $10.41 $16,916.25
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 447 $62.69 $28,022.43
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,977

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,077 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:58 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009921 · edgar.xml · derivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:58 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 455 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009921 · edgar.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:57 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009920 · edgar.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,003

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 23:57 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009920 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:59 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009922 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 21, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · derivative · entry 10

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 24, 2020 00:00 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009923 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:58 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009921 · edgar.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 23:58 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009921 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 22:54 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-20-009892 · edgar.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,950

Underlying: Common Stock · 10,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 22:54 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 10,000 $1.14 $11,410.00
Disclosure

SEC source: 0001179110-20-009892 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 10, 2020 Filed Sep 12, 2020 00:34 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 1,236 $60.77 $75,114.93
Disclosure

SEC source: 0001179110-20-009704 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,230

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.76 to $61.15 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 10, 2020 Filed Sep 12, 2020 00:36 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 1,184 $60.77 $71,955.00
Disclosure

SEC source: 0001179110-20-009705 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,215

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.76 to $61.15 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 10, 2020 Filed Sep 12, 2020 00:37 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 1,014 $60.77 $61,622.00
Disclosure

SEC source: 0001179110-20-009706 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,116

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.76 to $61.105 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 00:34 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,021 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009704 · edgar.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Underlying: Common Stock · 3,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 00:34 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 3,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009704 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 00:36 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionRerstricted Stock Unit · Derivative 2,296 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009705 · edgar.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,778

Underlying: Common Stock · 2,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 00:36 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009705 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 00:39 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,292 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009707 · edgar.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,751

Underlying: Common Stock · 2,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 00:39 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 2,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-009707 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 00:37 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009706 · edgar.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909

Underlying: Common Stock · 2,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F9 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F9 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.