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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
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1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 7,523 $75.89 $570,915.96
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 9

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 188,422

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.44 to $76.43 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 4,055 $74.86 $303,568.65
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 8

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 195,945

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on July 31, 2020.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.27 to $75.26 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 500 $84.50 $42,249.00
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 7

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 200,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.45 to $84.51 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 6,272 $83.75 $525,305.09
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 6

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 200,500

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.40 to $84.20 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 25,070 $82.88 $2,077,713.86
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 206,772

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.38 to $83.37 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 16,533 $82.00 $1,355,626.64
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 231,842

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.38 to $82.36 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 9,218 $80.76 $744,482.55
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 248,375

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.37 to $81.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 14,041 $79.83 $1,120,869.16
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 257,593

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.34 to $80.325 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 02:31 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 18,366 $79.05 $1,451,740.47
Disclosure

SEC source: 0001179110-20-011090 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 271,634

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.34 to $79.33 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,312 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Common Stock · 20,312 shares

Expires 2020-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). As of June 23, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 18,750 additional shares.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 13,541 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,875

Underlying: Common Stock · 13,541 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,125 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Stock · 3,125 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,105 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,156

Underlying: Common Stock · 6,105 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,083 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Stock · 2,083 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,468 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,461

Underlying: Common Stock · 4,468 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,188 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,188 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 25,236 $75.00 $1,892,700.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F3 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,312 $13.01 $264,259.12
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 36,115 $75.00 $2,708,625.00
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,295

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019 as amended on February 28, 2020. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,541 $20.27 $274,476.07
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,125 $13.01 $40,656.25
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,105 $9.29 $56,715.45
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,083 $10.73 $22,350.59
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,468 $10.41 $46,511.88
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 23:28 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,188 $9.59 $20,982.92
Disclosure

SEC source: 0001179110-20-010900 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 22:19 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,626 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001179110-20-010672 · edgar.xml · derivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,258

Underlying: Common Stock · 1,626 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter. The exercise of this option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 22:19 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 125 $69.38 $8,672.63
Disclosure

SEC source: 0001179110-20-010672 · edgar.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,877

F1 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.25 to $69.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 22:19 UTC
Brophy Michael BurkesChief Financial Officer
SaleCommon Stock 1,501 $68.66 $103,061.51
Disclosure

SEC source: 0001179110-20-010672 · edgar.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,002

F1 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.23 to $69.17 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 22:19 UTC
Brophy Michael BurkesChief Financial Officer
Exercise / conversionCommon Stock 1,626 $10.41 $16,926.66
Disclosure

SEC source: 0001179110-20-010672 · edgar.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 22:25 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001179110-20-010649 · edgar.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,950

Underlying: Common Stock · 13,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 22:25 UTC
Sheena JonathanDirector · Chief Technology Officer
Exercise / conversionCommon Stock 13,000 $1.14 $14,833.00
Disclosure

SEC source: 0001179110-20-010649 · edgar.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement that expires on November 10, 2020. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:53 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 108 $73.45 $7,932.60
Disclosure

SEC source: 0001179110-20-010475 · edgar.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,574

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:53 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 307 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010475 · edgar.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Underlying: Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:53 UTC
Rabinowitz MatthewDirector · Executive Chairman
Exercise / conversionCommon Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010475 · edgar.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting April 13, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 22:44 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 210 $75.00 $15,750.00
Disclosure

SEC source: 0001179110-20-010452 · edgar.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,900

F1 · shares: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019 as amended on February 28, 2020. The Reporting Person is subject to a Lock-up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 23:05 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 405 $0.00 Strike: $73.58 $0.00
Disclosure

SEC source: 0001179110-20-010437 · edgar.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405

Underlying: Common Stock · 405 shares

Expires 2030-10-08

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $18,750, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

F3 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expires on November 10, 2020.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 23:03 UTC GrantStock Option (right to buy) · Derivative 175 $0.00 Strike: $73.58 $0.00
Disclosure

SEC source: 0001179110-20-010436 · edgar.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Stock · 175 shares

Expires 2030-10-08

F1 · shares: The option was issued in lieu of a portion of retainer fees payable to the Reporting Person for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee of $16,250, or $8,125, paid in stock.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

F3 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expires on November 10, 2020.

Read SEC document
October 08, 2020 Filed Oct 10, 2020 00:19 UTC
Schueren Robert AlanChief Operating Officer
SaleCommon Stock 1,987 $74.26 $147,554.62
Disclosure

SEC source: 0001179110-20-010383 · edgar.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,855

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
October 07, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 9,465 $73.89 $699,328.15
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 11

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 290,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.71 to $74.37 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 39,817 $73.17 $2,913,278.49
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 10

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 299,465

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.71 to $73.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 19,418 $72.41 $1,406,022.43
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 9

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 339,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.71 to $72.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 1,300 $71.05 $92,369.68
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 8

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 358,700

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.36 to $71.25 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 07, 2020 Filed Oct 10, 2020 00:19 UTC
Schueren Robert AlanChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,985 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010383 · edgar.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,860

Underlying: Common Stock · 3,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 07, 2020 Filed Oct 10, 2020 00:19 UTC
Schueren Robert AlanChief Operating Officer
Exercise / conversionCommon Stock 3,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010383 · edgar.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 14,467 $73.17 $1,058,564.86
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 7

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 360,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.91 to $73.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 20,311 $72.45 $1,471,527.89
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 6

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 374,467

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.91 to $72.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 33,412 $71.41 $2,385,987.67
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 394,778

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.89 to $71.87 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 21,810 $70.32 $1,533,655.21
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 428,190

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.88 to $70.86 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 23:55 UTC
Chapman Steven LeonardDirector · Chief Executive Officer
SaleCommon Stock 11,185 $71.24 $796,819.40
Disclosure

SEC source: 0001179110-20-010259 · edgar.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,110

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F5 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 23:27 UTC
Rabinowitz MatthewDirector · Executive Chairman
SaleCommon Stock 1,975 $71.69 $141,595.65
Disclosure

SEC source: 0001179110-20-010345 · edgar.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RMDM Trust

Disclosed balance after: 450,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.45 to $72.13 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of Mr. Rabinowitz and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, Mr. Rabinowitz has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. Mr. Rabinowitz disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.