Tapewire

Nasdaq · USD

NTRA

Natera, Inc.

Export transactions ↓
Tapewire entity
2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2020 Filed Dec 28, 2020 22:54 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003034 · form4-12282020_021202.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:54 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 181 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003034 · form4-12282020_021202.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,077 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · derivative · entry 10

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696

Underlying: Common Stock · 1,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F9 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F9 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,077 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 00:41 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003016 · form4-12222020_041231.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 00:41 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003016 · form4-12222020_041231.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of RSUs, starting on March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 00:31 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003015 · form4-12222020_041233.xml · derivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSU vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSU vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 00:31 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003015 · form4-12222020_041233.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of RSUs, starting on March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:42 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Units · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003026 · form4-12232020_031230.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118

Underlying: Common Stock · 1,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 23:42 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 1,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003026 · form4-12232020_031230.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:41 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003016 · form4-12222020_041231.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 9,375 shares of common stock.

F5 · derivative.expiration_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 9,375 shares of common stock.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:41 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003016 · form4-12222020_041231.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on September 19, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:31 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003015 · form4-12222020_041233.xml · derivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.

F5 · derivative.expiration_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:31 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003015 · form4-12222020_041233.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on September 19, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:44 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003017 · form4-12222020_041248.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.

F4 · derivative.expiration_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 00:44 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003017 · form4-12222020_041248.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on September 19, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:18 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-20-002946 · form4-12162020_041235.xml · derivative · entry 7

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 10,000 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:18 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 4,915 $102.21 $502,347.41
Disclosure

SEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 6

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,855

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.94 to $102.49 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:18 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 2,605 $101.48 $264,358.27
Disclosure

SEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,770

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.915 to $101.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:18 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 11,640 $100.01 $1,164,153.65
Disclosure

SEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,375

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.84 to $100.72 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:18 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 440 $99.29 $43,685.62
Disclosure

SEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,015

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.67 to $99.54 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:18 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 400 $97.38 $38,950.00
Disclosure

SEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.78 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:18 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 10,000 $13.01 $130,100.00
Disclosure

SEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 23:43 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,163 $92.60 $107,691.47
Disclosure

SEC source: 0001415889-20-002884 · form4-12112020_031205.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,504

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.59 to $93.11 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 23:26 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 1,214 $92.59 $112,402.56
Disclosure

SEC source: 0001415889-20-002878 · form4-12112020_031208.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,683

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.59 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 23:41 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 1,038 $92.60 $96,115.89
Disclosure

SEC source: 0001415889-20-002882 · form4-12112020_031223.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,288

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.59 to $93.0891 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 23:31 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
SaleCommon Stock 996 $92.59 $92,218.25
Disclosure

SEC source: 0001415889-20-002880 · form4-12112020_031201.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,396

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.59 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:43 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,296 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002884 · form4-12112020_031205.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Common Stock · 2,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:43 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 2,296 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002884 · form4-12112020_031205.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock units ("RSUs"), starting March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:26 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,020 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002878 · form4-12112020_031208.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,105

Underlying: Common Stock · 3,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:26 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 3,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002878 · form4-12112020_031208.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:41 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Units · Derivative 2,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002882 · form4-12112020_031223.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,459

Underlying: Common Stock · 2,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:41 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 2,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002882 · form4-12112020_031223.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:31 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 2,818 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002880 · form4-12112020_031201.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,091

Underlying: Common Stock · 2,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 23:31 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 2,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-002880 · form4-12112020_031201.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 278 $0.00 Strike: $46.92 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 33

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 278 shares

Expires 2030-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 88 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 32

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 442 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 31

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 442 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 582 $0.00 Strike: $35.71 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 30

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 582 shares

Expires 2030-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 236 $0.00 Strike: $37.06 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 29

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 236 shares

Expires 2029-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 614 $0.00 Strike: $25.64 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 28

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 614 shares

Expires 2029-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 691 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 27

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 691 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 712 $0.00 Strike: $13.60 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 26

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 712 shares

Expires 2029-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 468 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 25

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 468 shares

Expires 2028-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 439 $0.00 Strike: $21.59 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 24

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 439 shares

Expires 2028-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 412 $0.00 Strike: $10.29 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 23

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 412 shares

Expires 2028-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 923 $0.00 Strike: $10.29 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 22

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 923 shares

Expires 2028-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 419 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 21

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 419 shares

Expires 2028-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 786 $0.00 Strike: $9.51 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 20

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 786 shares

Expires 2027-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
November 20, 2020 Filed Nov 25, 2020 00:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 679 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001179110-20-011381 · edgar.xml · derivative · entry 19

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 679 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.