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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 2,385 $25.46 $60,722.10
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,042 $20.27 $21,121.34
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,042 $13.01 $13,556.42
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,526 $9.29 $14,176.54
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,042 $10.73 $11,180.66
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,118 $10.41 $11,638.38
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:32 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001415889-21-000334 · form4-01152021_030132.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,950

Underlying: Common Stock · 50,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:32 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 50,000 $1.14 $57,050.00
Disclosure

SEC source: 0001415889-21-000334 · form4-01152021_030132.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 23:28 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 2,066 $109.32 $225,855.12
Disclosure

SEC source: 0001415889-21-000285 · form4-01112021_030155.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,274

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 23:01 UTC GrantStock Option (right to buy) · Derivative 114 $71.10 Strike: $111.17 $8,105.40
Disclosure

SEC source: 0001415889-21-000300 · form4-01122021_030100.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

Underlying: Common Stock · 114 shares

Expires 2031-01-07

F1 · shares: The option was issued in lieu of a portion of retainer fees payable to the Reporting Person for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee of $16,250, or $8,125, paid in stock.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:58 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 263 $71.10 Strike: $111.17 $18,699.30
Disclosure

SEC source: 0001415889-21-000299 · form4-01122021_020127.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Stock · 263 shares

Expires 2031-01-07

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $18,750, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 23:28 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000285 · form4-01112021_030155.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,876

Underlying: Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 23:28 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 3,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-000285 · form4-01112021_030155.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on January 7, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 239 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,031

Underlying: Common Stock · 239 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 313 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 17

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,104

Underlying: Common Stock · 313 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,875 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,375

Underlying: Common Stock · 1,875 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). As of December 18, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 18,750 additional shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 313 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,854

Underlying: Common Stock · 313 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 153 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,687

Underlying: Common Stock · 153 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 104 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Stock · 104 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 335 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,837

Underlying: Common Stock · 335 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 3,332 $99.49 $331,500.68
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

F4 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,558 $99.49 $155,005.42
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,496

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 239 $25.46 $6,084.94
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 313 $20.27 $6,344.51
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,875 $13.01 $24,393.75
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 313 $13.01 $4,072.13
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 153 $9.29 $1,421.37
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 104 $10.73 $1,115.92
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 335 $10.41 $3,487.35
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:02 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-000237 · form4-01062021_030131.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on January 2, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 20,833 $0.00 Strike: $19.68 $0.00
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · derivative · entry 13

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,167

Underlying: Common Stock · 20,833 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 33,228 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · derivative · entry 12

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,105

Underlying: Common Stock · 33,228 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 6,694 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · derivative · entry 11

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,564

Underlying: Common Stock · 6,694 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

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December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 11,014 $112.01 $1,233,658.31
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 9

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,583

F4 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $112.36 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 24,348 $111.23 $2,708,257.26
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 8

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,597

F4 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110,71 to $111.68 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 16,779 $110.17 $1,848,529.01
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 7

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,945

F4 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.70 to $110.64 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 25,773 $109.27 $2,816,164.16
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 6

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,724

F4 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.70 to $109.69 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 20,833 $19.68 $409,993.44
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 33,228 $9.29 $308,688.12
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 6,694 $10.41 $69,684.54
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2020 Filed Dec 28, 2020 22:54 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,649 $110.83 $182,758.67
Disclosure

SEC source: 0001415889-20-003034 · form4-12282020_021202.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,597

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

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December 23, 2020 Filed Dec 28, 2020 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 427 $110.83 $47,324.41
Disclosure

SEC source: 0001415889-20-003035 · form4-12282020_031200.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,742

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

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December 22, 2020 Filed Dec 23, 2020 00:41 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,056 $105.48 $533,281.60
Disclosure

SEC source: 0001415889-20-003016 · form4-12222020_041231.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,940

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

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December 22, 2020 Filed Dec 23, 2020 00:31 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 5,208 $105.48 $549,313.80
Disclosure

SEC source: 0001415889-20-003015 · form4-12222020_041233.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,092

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

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December 22, 2020 Filed Dec 23, 2020 00:44 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 5,999 $105.48 $632,744.53
Disclosure

SEC source: 0001415889-20-003017 · form4-12222020_041248.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,356

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

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December 22, 2020 Filed Dec 23, 2020 23:42 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Units · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003026 · form4-12232020_031230.xml · derivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

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December 22, 2020 Filed Dec 23, 2020 23:42 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 455 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-20-003026 · form4-12232020_031230.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

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December 22, 2020 Filed Dec 28, 2020 22:54 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003034 · form4-12282020_021202.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:54 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 181 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003034 · form4-12282020_021202.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.