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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2021 Filed Feb 26, 2021 01:02 UTC
Sheena JonathanDirector · CO-FOUNDER
GrantCommon Stock 3,225 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000970 · form4-02252021_050256.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,085

F1 · shares: On April 12, 2019, the Reporting Person was granted a performance-based Restricted Stock Units (the "RSUs") covering 6,450 shares of common stock, which vests in tranches upon the Issuer achieving certain specified financial and operating metrics. On February 23, 2021, the milestones were satisfied for the vesting of RSUs covering 3,225 shares of common stock.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 01:42 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,618 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000723 · form4-02162021_050202.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,882

Underlying: Common Stock · 1,618 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 01:42 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,618 $13.01 $21,050.18
Disclosure

SEC source: 0001415889-21-000723 · form4-02162021_050202.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 2,455 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

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February 03, 2021 Filed Feb 17, 2021 01:42 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
GiftCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000723 · form4-02162021_050202.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust

Disclosed balance after: 2,200

F2 · kind: The transaction represents a gift by the Reporting Person.

F3 · ownership.nature: Mr. Schueren is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust, and has voting and dispositive power with respect to the reported shares. Mr. Schueren disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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February 01, 2021 Filed Feb 2, 2021 23:54 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
SaleCommon Stock 212 $107.40 $22,768.80
Disclosure

SEC source: 0001415889-21-000511 · form4-02022021_030258.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,891

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 215 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,431

Underlying: Common Stock · 215 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Directors determined the performance criteria had been met with respect to 37,500 shares.

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February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 490 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,572

Underlying: Common Stock · 490 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,688 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,687

Underlying: Common Stock · 1,688 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). As of December 18, 2020, the Company's Board of Directors determined the performance criteria had been met with respect to 18,750 additional shares.

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February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 281 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,531

Underlying: Common Stock · 281 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 443 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,718

Underlying: Common Stock · 443 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 198 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

Underlying: Common Stock · 198 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 525 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194

Underlying: Common Stock · 525 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,914 $108.54 $207,751.88
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.05 to $108.82 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,926 $107.70 $207,427.31
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.40 to $108.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 215 $25.46 $5,473.90
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 490 $20.27 $9,932.30
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,688 $13.01 $21,960.88
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 281 $13.01 $3,655.81
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 443 $9.29 $4,115.47
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 198 $10.73 $2,124.54
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:10 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 525 $10.41 $5,465.25
Disclosure

SEC source: 0001415889-21-000527 · form4-02032021_040235.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:54 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000511 · form4-02022021_030258.xml · derivative · entry 7

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,603

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:54 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000511 · form4-02022021_030258.xml · derivative · entry 6

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535

Underlying: Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:54 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-000511 · form4-02022021_030258.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the partial vesting and settlement of RSUs, starting on March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:54 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-000511 · form4-02022021_030258.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on April 13, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $119.75 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-01-21

F5 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the option shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the option shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the option shall vest.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

F4 · derivative.expiration_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 28,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,393

Underlying: Common Stock · 28,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

F3 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 28,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000396 · form4-01262021_040124.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,393

Underlying: Common Stock · 28,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:35 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000397 · form4-01262021_040115.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

F4 · derivative.expiration_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

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January 22, 2021 Filed Jan 27, 2021 00:35 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 18,318 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000397 · form4-01262021_040115.xml · derivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,318

Underlying: Common Stock · 18,318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

F3 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

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January 22, 2021 Filed Jan 27, 2021 00:35 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 18,318 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000397 · form4-01262021_040115.xml · derivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,318

Underlying: Common Stock · 18,318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

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January 22, 2021 Filed Jan 27, 2021 00:45 UTC
Sheena JonathanDirector · CO-FOUNDER
GrantRestricted Stock Units · Derivative 2,289 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000398 · form4-01262021_040146.xml · derivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Underlying: Common Stock · 2,289 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

F4 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:45 UTC
Sheena JonathanDirector · CO-FOUNDER
GrantRestricted Stock Units · Derivative 2,289 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000398 · form4-01262021_040146.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Underlying: Common Stock · 2,289 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

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January 22, 2021 Filed Jan 27, 2021 00:45 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001415889-21-000398 · form4-01262021_040146.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,950

Underlying: Common Stock · 40,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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January 22, 2021 Filed Jan 27, 2021 00:45 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 40,000 $1.14 $45,640.00
Disclosure

SEC source: 0001415889-21-000398 · form4-01262021_040146.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000399 · form4-01262021_040103.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

F5 · derivative.expiration_date: The RSUs vest upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) a specified market capitalization and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
GrantRestricted Stock Units · Derivative 18,318 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000399 · form4-01262021_040103.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,318

Underlying: Common Stock · 18,318 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

F4 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

Read SEC document
January 22, 2021 Filed Jan 27, 2021 00:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
GrantRestricted Stock Units · Derivative 18,318 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000399 · form4-01262021_040103.xml · derivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,318

Underlying: Common Stock · 18,318 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:27 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001415889-21-000364 · form4-01212021_030135.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,950

Underlying: Common Stock · 50,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:27 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 50,000 $1.14 $57,050.00
Disclosure

SEC source: 0001415889-21-000364 · form4-01212021_030135.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 27, 2021 00:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
GiftCommon Stock 2,455 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000399 · form4-01262021_040103.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,819

F1 · kind: These transactions represents a gift or charitable contribution by the Reporting Person.

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January 15, 2021 Filed Feb 17, 2021 01:39 UTC Amendment
Schueren Robert AlanCHIEF OPERATING OFFICER
GiftCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-000722 · form4a-02162021_050246.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,274

F1 · shares: The prior Form 4 incorrectly reported a gift of 2,455 shares. The gift did not occur.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 2,385 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 13

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,646

Underlying: Common Stock · 2,385 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.

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January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 12

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,062

Underlying: Common Stock · 1,042 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Underlying: Common Stock · 1,042 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,526 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,161

Underlying: Common Stock · 1,526 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,042 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063

Underlying: Common Stock · 1,042 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,118 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,719

Underlying: Common Stock · 1,118 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 23:27 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 8,155 $115.00 $937,825.00
Disclosure

SEC source: 0001415889-21-000330 · form4-01152021_030117.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

F1 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.