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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2021 Filed Mar 30, 2021 22:38 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001415889-21-001705 · form4-03302021_030343.xml · derivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,950

Underlying: Common Stock · 10,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 22:38 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 10,000 $1.14 $11,410.00
Disclosure

SEC source: 0001415889-21-001705 · form4-03302021_030343.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 2,721 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · derivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 2,721 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 6,909 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,909 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 2,721 $10.73 $29,196.33
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 6,909 $10.41 $71,922.69
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,590 $101.72 $161,731.30
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,276

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 93 $101.72 $9,460.24
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,866

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 436 $101.72 $44,350.66
Disclosure

SEC source: 0001415889-21-001623 · form4-03232021_040313.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,682

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 23:34 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
SaleCommon Stock 101 $101.72 $10,273.76
Disclosure

SEC source: 0001415889-21-001625 · form4-03232021_040351.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,243

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 23, 2021 Filed Mar 23, 2021 23:37 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 138 $101.72 $14,037.33
Disclosure

SEC source: 0001415889-21-001626 · form4-03232021_040328.xml · nonDerivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,740

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · derivative · entry 9

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 182 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 182 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 558 $105.04 $58,612.32
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,652

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,078 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001623 · form4-03232021_040313.xml · derivative · entry 6

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,618

Underlying: Common Stock · 1,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001623 · form4-03232021_040313.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 448 $105.04 $47,057.92
Disclosure

SEC source: 0001415889-21-001623 · form4-03232021_040313.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,040

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:34 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 401 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001625 · form4-03232021_040351.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Underlying: Common Stock · 401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:34 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 401 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001625 · form4-03232021_040351.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:37 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Units · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001626 · form4-03232021_040328.xml · derivative · entry 6

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:37 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 455 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001626 · form4-03232021_040328.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 23:37 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 331 $105.04 $34,768.24
Disclosure

SEC source: 0001415889-21-001626 · form4-03232021_040328.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,423

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,118 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · derivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:33 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001624 · form4-03232021_040302.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,118 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001623 · form4-03232021_040313.xml · derivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001623 · form4-03232021_040313.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:37 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Units · Derivative 1,118 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001626 · form4-03232021_040328.xml · derivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:37 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001626 · form4-03232021_040328.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 2,234 $110.23 $246,253.82
Disclosure

SEC source: 0001415889-21-001574 · form4-03182021_030311.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,370

F1 · kind: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2020.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 00:26 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 6,173 $102.55 $633,016.46
Disclosure

SEC source: 0001415889-21-001455 · form4-03112021_040340.xml · nonDerivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 11, 2021 Filed Mar 12, 2021 00:23 UTC SaleCommon Stock 10,717 $103.97 $1,114,214.34
Disclosure

SEC source: 0001415889-21-001454 · form4-03112021_040305.xml · nonDerivative · entry 5

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.71 to $104.17 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 00:23 UTC SaleCommon Stock 9,283 $103.38 $959,657.97
Disclosure

SEC source: 0001415889-21-001454 · form4-03112021_040305.xml · nonDerivative · entry 4

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,995

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.70 to $103.69 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 11, 2021 Filed Mar 12, 2021 00:23 UTC Exercise / conversionCommon Stock 20,000 $1.39 $27,710.00
Disclosure

SEC source: 0001415889-21-001454 · form4-03112021_040305.xml · nonDerivative · entry 3

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 11, 2021 Filed Mar 12, 2021 23:32 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 8,850 $102.00 $902,700.00
Disclosure

SEC source: 0001415889-21-001466 · form4-03122021_030325.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,092

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March 11, 2021 Filed Mar 12, 2021 23:32 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 9,072 $97.31 $882,832.61
Disclosure

SEC source: 0001415889-21-001466 · form4-03122021_030325.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,942

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $97.6342 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 9,072 $97.31 $882,796.32
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 21

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,014

F13 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $97.6342 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2021 Filed Mar 12, 2021 00:12 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 5,954 $97.31 $579,393.86
Disclosure

SEC source: 0001415889-21-001451 · form4-03112021_040318.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,604

F2 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $97.4456 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2021 Filed Mar 12, 2021 00:26 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 96 $98.53 $9,458.40
Disclosure

SEC source: 0001415889-21-001455 · form4-03112021_040340.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,173

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 10, 2021 Filed Mar 12, 2021 00:26 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 6,231 $97.31 $606,338.61
Disclosure

SEC source: 0001415889-21-001455 · form4-03112021_040340.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,269

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 10, 2021 Filed Mar 12, 2021 00:19 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 703 $97.32 $68,415.61
Disclosure

SEC source: 0001415889-21-001453 · form4-03112021_040336.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,636

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.31 to $97.918 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2021 Filed Mar 12, 2021 00:16 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
SaleCommon Stock 766 $97.31 $74,537.47
Disclosure

SEC source: 0001415889-21-001452 · form4-03112021_040332.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,943

F2 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.13 to $97.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,931 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 32

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,931 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F24 · derivative.exercise_date: The option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the criteria was satisfied with respect to 37,500 shares.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 6,488 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 31

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,084

Underlying: Common Stock · 6,488 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 10,855 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 30

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 10,855 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of March 9, 2021, the criteria was satisfied with respect to 31,250 additional shares.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 3,053 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 29

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,630

Underlying: Common Stock · 3,053 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 28

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F21 · derivative.exercise_date: On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On March 9, 2021, the criteria was satisfied for the vesting of RSUs covering 15,625 shares of common stock.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · derivative · entry 27

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,185

Underlying: Common Stock · 2,297 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F20 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

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March 09, 2021 Filed Mar 11, 2021 00:07 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 596 $100.04 $59,626.22
Disclosure

SEC source: 0001415889-21-001426 · form4-03102021_040341.xml · nonDerivative · entry 20

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,086

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.97 to $100.14 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.