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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 5,035 $9.29 $46,775.15
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,564 $10.41 $109,971.24
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 18, 2021 22:06 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 13,007 $93.05 $1,210,250.62
Disclosure

SEC source: 0001415889-21-002556 · form4-05182021_030511.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,752

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.90 to $93.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:11 UTC
BOTHA ROELOFDirector
SaleCommon Stock 10,998 $94.19 $1,035,901.62
Disclosure

SEC source: 0001062993-21-004811 · form4.xml · nonDerivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicles

Disclosed balance after: 1,127,160

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.04 to $94.47. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:11 UTC
BOTHA ROELOFDirector
SaleCommon Stock 56,889 $93.48 $5,317,983.72
Disclosure

SEC source: 0001062993-21-004811 · form4.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicles

Disclosed balance after: 1,138,158

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.04 to $94.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F1 · balance_after: Includes 92,983 shares previously reported as owned directly which were transferred to estate planning vehicles.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:06 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001415889-21-002426 · form4-05122021_030535.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,950

Underlying: Common Stock · 10,000 shares

Expires 2022-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:06 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 10,000 $1.14 $11,410.00
Disclosure

SEC source: 0001415889-21-002426 · form4-05122021_030535.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 23:01 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 3,213 $110.14 $353,869.54
Disclosure

SEC source: 0001415889-21-002108 · form4-04262021_040450.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,658

F1 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.35 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 23:33 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
SaleCommon Stock 76 $108.54 $8,249.04
Disclosure

SEC source: 0001415889-21-002002 · form4-04142021_040423.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,474

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 41,650 $104.21 $4,340,450.63
Disclosure

SEC source: 0001415889-21-002001 · form4-04142021_040440.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,759

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 14,616 $104.21 $1,523,169.90
Disclosure

SEC source: 0001415889-21-002000 · form4-04142021_040404.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,871

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:34 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 3,213 $104.21 $334,834.76
Disclosure

SEC source: 0001415889-21-002004 · form4-04142021_040438.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,878

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:34 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 1,281 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-002003 · form4-04142021_040403.xml · derivative · entry 6

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,601

Underlying: Common Stock · 1,281 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:34 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,281 $13.01 $16,665.81
Disclosure

SEC source: 0001415889-21-002003 · form4-04142021_040403.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:34 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 22,093 $104.21 $2,302,366.76
Disclosure

SEC source: 0001415889-21-002003 · form4-04142021_040403.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,879

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:33 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002002 · form4-04142021_040423.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Underlying: Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:33 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002002 · form4-04142021_040423.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting April 13, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 82,930 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002001 · form4-04142021_040440.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

F4 · derivative.expiration_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 82,930 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002001 · form4-04142021_040440.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 36,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002000 · form4-04142021_040404.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

F4 · derivative.expiration_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:32 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 36,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002000 · form4-04142021_040404.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:34 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Units · Derivative 7,150 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002004 · form4-04142021_040438.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

F4 · derivative.expiration_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:34 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 7,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002004 · form4-04142021_040438.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:34 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 43,990 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002003 · form4-04142021_040403.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

F4 · derivative.expiration_date: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 23:34 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 43,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002003 · form4-04142021_040403.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the full vesting and settlement of Restricted Stock Units ("RSUs").

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
April 09, 2021 Filed Apr 10, 2021 00:58 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 1,906 $104.87 $199,882.22
Disclosure

SEC source: 0001415889-21-001958 · form4-04092021_050456.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,982

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 09, 2021 Filed Apr 10, 2021 00:58 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 6 $103.19 $619.13
Disclosure

SEC source: 0001415889-21-001958 · form4-04092021_050456.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 23:08 UTC GrantStock Option (right to buy) · Derivative 118 $68.75 Strike: $104.98 $8,112.50
Disclosure

SEC source: 0001415889-21-001988 · form4-04132021_040417.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118

Underlying: Common Stock · 118 shares

Expires 2031-04-08

F1 · shares: The option was issued in lieu of a portion of retainer fees payable to the Reporting Person for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee of $16,250, or $8,125, paid in stock.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 23:07 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 272 $68.75 Strike: $104.98 $18,700.00
Disclosure

SEC source: 0001415889-21-001987 · form4-04132021_040422.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

Underlying: Common Stock · 272 shares

Expires 2031-04-08

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $18,750, for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
April 07, 2021 Filed Apr 10, 2021 00:58 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 3,985 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001958 · form4-04092021_050456.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,891

Underlying: Common Stock · 3,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 07, 2021 Filed Apr 10, 2021 00:58 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 3,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001958 · form4-04092021_050456.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 22:06 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,558 $104.09 $162,172.22
Disclosure

SEC source: 0001415889-21-001913 · form4-04062021_030412.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,479

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:06 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001913 · form4-04062021_030412.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:06 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001913 · form4-04062021_030412.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") starting January 2, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

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March 29, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,141 $86.22 $98,372.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,162

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 29, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,335 $83.70 $865,039.50
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,303

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 29, 2021 Filed Mar 30, 2021 22:37 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 400 $86.34 $34,535.52
Disclosure

SEC source: 0001415889-21-001703 · form4-03302021_030325.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,821

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 29, 2021 Filed Mar 30, 2021 22:37 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 3,627 $83.70 $303,579.90
Disclosure

SEC source: 0001415889-21-001703 · form4-03302021_030325.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,221

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 29, 2021 Filed Mar 30, 2021 22:38 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 58 $86.21 $5,000.27
Disclosure

SEC source: 0001415889-21-001705 · form4-03302021_030343.xml · nonDerivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,941

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 29, 2021 Filed Mar 30, 2021 22:38 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 528 $83.70 $44,193.60
Disclosure

SEC source: 0001415889-21-001705 · form4-03302021_030343.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,999

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 29, 2021 Filed Mar 30, 2021 22:38 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 606 $86.15 $52,208.54
Disclosure

SEC source: 0001415889-21-001704 · form4-03302021_030306.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,909

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 29, 2021 Filed Mar 30, 2021 22:38 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 5,482 $83.70 $458,843.40
Disclosure

SEC source: 0001415889-21-001704 · form4-03302021_030306.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

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March 27, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 20,732 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · derivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,198

Underlying: Common Stock · 20,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

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March 27, 2021 Filed Mar 30, 2021 01:39 UTC
Chapman Steven LeonardDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 20,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001686 · form4-03292021_060341.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.

F2 · price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:37 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 9,166 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001703 · form4-03302021_030325.xml · derivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 9,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The RSU vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSU vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:37 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 9,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001703 · form4-03302021_030325.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.

F2 · price: Each RSU represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:38 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Units · Derivative 1,787 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001705 · form4-03302021_030343.xml · derivative · entry 6

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363

Underlying: Common Stock · 1,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:38 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 1,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001705 · form4-03302021_030343.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:38 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 10,997 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001704 · form4-03302021_030306.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,993

Underlying: Common Stock · 10,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:38 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 10,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-001704 · form4-03302021_030306.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.

F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.