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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2021 Filed Jun 11, 2021 22:56 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 1,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002961 · form4-06112021_030630.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 23:29 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 12,073 $105.21 $1,270,172.56
Disclosure

SEC source: 0001415889-21-002938 · form4-06102021_040639.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust

Disclosed balance after: 48,827

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.13 to $105.32 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 4,709 $97.51 $459,159.99
Disclosure

SEC source: 0001415889-21-002844 · form4-06072021_060654.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,418

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 01:04 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 3,489 $97.51 $340,201.57
Disclosure

SEC source: 0001415889-21-002842 · form4-06072021_060627.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,919

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 01:09 UTC
RABINOWITZ DANIELCHIEF LEGAL OFFICER
SaleCommon Stock 3,140 $97.51 $306,171.67
Disclosure

SEC source: 0001415889-21-002849 · form4-06072021_060636.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,367

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:01 UTC
BOTHA ROELOFDirector
Exercise / conversionStock Option (right to buy) · Derivative 11,424 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001415889-21-002884 · form4-06082021_030630.xml · derivative · entry 3

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,424

Underlying: Common Stock · 11,424 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:01 UTC
BOTHA ROELOFDirector
Exercise / conversionCommon Stock 11,424 $40.93 $467,584.32
Disclosure

SEC source: 0001415889-21-002884 · form4-06082021_030630.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:00 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 4,395 $97.51 $428,542.83
Disclosure

SEC source: 0001415889-21-002883 · form4-06082021_030613.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,252

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002844 · form4-06072021_060654.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

F3 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002844 · form4-06072021_060654.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:04 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002842 · form4-06072021_060627.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

F3 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:04 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002842 · form4-06072021_060627.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:09 UTC
RABINOWITZ DANIELCHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002849 · form4-06072021_060636.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

F3 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 01:09 UTC
RABINOWITZ DANIELCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002849 · form4-06072021_060636.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 22:00 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002883 · form4-06082021_030613.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

F4 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On June 4, 2021, the Issuer's Board of Directors determined that the milestone for the second tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSU.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 22:00 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002883 · form4-06082021_030613.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 8,263 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:58 UTC GrantStock Option (right to buy) · Derivative 3,920 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002768 · form4-06022021_040639.xml · derivative · entry 2

Bertagnolli Monica · CIK 0001761030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,920

Underlying: Common Stock · 3,920 shares

Expires 2031-05-27

F3 · derivative.exercise_date: The options shares shall vest in three (3) equal annual installments beginning on November 17, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:58 UTC GrantRestricted Stock Unit · Derivative 1,960 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002768 · form4-06022021_040639.xml · derivative · entry 1

Bertagnolli Monica · CIK 0001761030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

Underlying: Common Stock · 1,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in three (3) equal annual installments beginning on November 17, 2021. The RSUs will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSUs shall vest in three (3) equal annual installments beginning on November 17, 2021. The RSUs will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:17 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002776 · form4-06022021_050604.xml · derivative · entry 4

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSU vested in full on May 28, 2021.

F4 · derivative.expiration_date: The RSU vested in full on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:17 UTC GrantStock Option (right to buy) · Derivative 2,614 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002776 · form4-06022021_050604.xml · derivative · entry 3

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 2,614 shares

Expires 2031-05-27

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2022. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:17 UTC GrantRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002776 · form4-06022021_050604.xml · derivative · entry 2

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

Underlying: Common Stock · 1,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:17 UTC Exercise / conversionCommon Stock 2,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002776 · form4-06022021_050604.xml · nonDerivative · entry 1

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:07 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
GrantStock Option (right to buy) · Derivative 162,758 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002775 · form4-06022021_050610.xml · derivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,758

Underlying: Common Stock · 162,758 shares

Expires 2031-05-27

F3 · derivative.exercise_date: This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:07 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
GrantStock Option (right to buy) · Derivative 28,621 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002775 · form4-06022021_050610.xml · derivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,621

Underlying: Common Stock · 28,621 shares

Expires 2031-05-27

F2 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:07 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
GrantStock Option (right to buy) · Derivative 28,621 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002775 · form4-06022021_050610.xml · derivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,621

Underlying: Common Stock · 28,621 shares

Expires 2031-05-27

F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on May 28, 2022 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:06 UTC GrantStock Option (right to buy) · Derivative 2,614 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002774 · form4-06022021_050625.xml · derivative · entry 4

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 2,614 shares

Expires 2031-05-27

F4 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2022. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:06 UTC GrantRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002774 · form4-06022021_050625.xml · derivative · entry 3

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

Underlying: Common Stock · 1,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F3 · derivative.expiration_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002774 · form4-06022021_050625.xml · derivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 28, 2021.

F2 · derivative.expiration_date: The RSU vested in full on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:06 UTC Exercise / conversionCommon Stock 2,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002774 · form4-06022021_050625.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:05 UTC GrantRestricted Stock Unit · Derivative 2,614 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002773 · form4-06022021_050632.xml · derivative · entry 3

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 2,614 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F3 · derivative.expiration_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,712 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002773 · form4-06022021_050632.xml · derivative · entry 2

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 28, 2021.

F2 · derivative.expiration_date: The RSU vested in full on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:05 UTC Exercise / conversionCommon Stock 5,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002773 · form4-06022021_050632.xml · nonDerivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:05 UTC
HEALY JAMESDirector
GrantStock Option (right to buy) · Derivative 2,614 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002772 · form4-06022021_050652.xml · derivative · entry 6

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 2,614 shares

Expires 2031-05-27

F5 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2022. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

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May 28, 2021 Filed Jun 3, 2021 00:05 UTC
HEALY JAMESDirector
GrantRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002772 · form4-06022021_050652.xml · derivative · entry 5

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

Underlying: Common Stock · 1,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F4 · derivative.expiration_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:05 UTC
HEALY JAMESDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002772 · form4-06022021_050652.xml · derivative · entry 4

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSU vested in full on May 28, 2021.

F3 · derivative.expiration_date: The RSU vested in full on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:05 UTC
HEALY JAMESDirector
Exercise / conversionCommon Stock 2,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002772 · form4-06022021_050652.xml · nonDerivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:00 UTC GrantRestricted Stock Unit · Derivative 2,614 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002770 · form4-06022021_050610.xml · derivative · entry 3

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 2,614 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F3 · derivative.expiration_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,712 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002770 · form4-06022021_050610.xml · derivative · entry 2

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 28, 2021.

F2 · derivative.expiration_date: The RSU vested in full on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:00 UTC GrantCommon Stock 5,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002770 · form4-06022021_050610.xml · nonDerivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,990

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:59 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 5,228 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002769 · form4-06022021_040615.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228

Underlying: Common Stock · 5,228 shares

Expires 2031-05-27

F1 · derivative.exercise_date: The options shall vest in full on May 25, 2022. The option shares will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:58 UTC GrantStock Option (right to buy) · Derivative 2,614 $0.00 Strike: $94.14 $0.00
Disclosure

SEC source: 0001415889-21-002767 · form4-06022021_040601.xml · derivative · entry 4

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 2,614 shares

Expires 2031-05-27

F4 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2022. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:58 UTC GrantRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002767 · form4-06022021_040601.xml · derivative · entry 3

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

Underlying: Common Stock · 1,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F3 · derivative.expiration_date: The RSU shall vest in full on May 25, 2022. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,856 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002767 · form4-06022021_040601.xml · derivative · entry 2

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 28, 2021.

F2 · derivative.expiration_date: The RSU vested in full on May 28, 2021.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:58 UTC Exercise / conversionCommon Stock 2,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-002767 · form4-06022021_040601.xml · nonDerivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 5,208 $0.00 Strike: $19.68 $0.00
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · derivative · entry 8

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,959

Underlying: Common Stock · 5,208 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 5,035 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · derivative · entry 7

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,070

Underlying: Common Stock · 5,035 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 10,564 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · derivative · entry 6

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,564 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 5,567 $93.68 $521,497.08
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · nonDerivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,658

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.5150 to $93.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 15,240 $93.16 $1,419,764.50
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,225

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.51 to $93.50 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 22:39 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 5,208 $19.68 $102,493.44
Disclosure

SEC source: 0001415889-21-002621 · form4-05202021_030520.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.