Tapewire

Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · derivative · entry 11

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,346

Underlying: Common Stock · 700 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · derivative · entry 10

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,280

Underlying: Common Stock · 400 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vested fully and became exercisable on March 21, 2021.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 65 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · derivative · entry 9

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,335

Underlying: Common Stock · 65 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vested fully and became exercisable on April 1, 2020.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 187 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · derivative · entry 8

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

Underlying: Common Stock · 187 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vested fully and became exercisable on November 20, 2019.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 165 $123.31 $20,346.33
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · nonDerivative · entry 7

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,630

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.19 to $123.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 300 $122.36 $36,708.99
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · nonDerivative · entry 6

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,795

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.15 to $122.74 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 887 $121.36 $107,646.50
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · nonDerivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,095

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 700 $9.29 $6,503.00
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · nonDerivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 400 $10.41 $4,164.00
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 65 $9.59 $623.35
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 22:07 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 187 $5.40 $1,008.92
Disclosure

SEC source: 0001415889-21-003715 · form4-07262021_030719.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001415889-21-003665 · form4-07212021_030754.xml · derivative · entry 5

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712

Underlying: Common Stock · 3,000 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vested and became fully exercisable May 28, 2021.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:10 UTC SaleCommon Stock 232 $111.83 $25,944.56
Disclosure

SEC source: 0001415889-21-003665 · form4-07212021_030754.xml · nonDerivative · entry 4

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:10 UTC SaleCommon Stock 1,468 $108.47 $159,230.58
Disclosure

SEC source: 0001415889-21-003665 · form4-07212021_030754.xml · nonDerivative · entry 3

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.14 to $108.79 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:10 UTC SaleCommon Stock 1,300 $107.53 $139,791.99
Disclosure

SEC source: 0001415889-21-003665 · form4-07212021_030754.xml · nonDerivative · entry 2

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,556

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.13 to $108.12 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:10 UTC Exercise / conversionCommon Stock 3,000 $40.93 $122,790.00
Disclosure

SEC source: 0001415889-21-003665 · form4-07212021_030754.xml · nonDerivative · entry 1

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 23:17 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
SaleCommon Stock 76 $116.20 $8,831.20
Disclosure

SEC source: 0001415889-21-003610 · form4-07152021_040754.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,126

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 23:17 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Unit · Derivative 307 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-003610 · form4-07152021_040754.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 23:17 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-003610 · form4-07152021_040754.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting April 13, 2019.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock · Derivative 784 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 19

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,046

Underlying: Common Stock · 784 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock · Derivative 488 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 18

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,680

Underlying: Common Stock · 488 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vested fully and became exercisable on March 21, 2021.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock · Derivative 32 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 17

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,400

Underlying: Common Stock · 32 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vested fully and became exercisable on April 1, 2020.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock · Derivative 65 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 16

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515

Underlying: Common Stock · 65 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vested fully and became exercisable on November 20, 2019.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 168 $122.68 $20,610.56
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 11

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,630

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.17 to $123.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 1,201 $121.30 $145,677.22
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 10

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,798

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.08 to $121.77 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 784 $9.29 $7,283.36
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 9

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 488 $10.41 $5,080.08
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 8

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 32 $9.59 $306.88
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 7

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 65 $5.40 $350.69
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 6

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 2,623 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 15

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,830

Underlying: Common Stock · 2,623 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 2,200 $0.00 Strike: $10.41 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 14

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,168

Underlying: Common Stock · 2,200 shares

Expires 2027-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option shares vested fully and became exercisable on March 21, 2021.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 346 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 13

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,432

Underlying: Common Stock · 346 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vested fully and became exercisable on April 1, 2020.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionStock Option (right to buy) · Derivative 378 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · derivative · entry 12

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 378 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vested fully and became exercisable on November 20, 2019.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 5,547 $121.00 $671,187.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 5

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,630

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 2,623 $9.29 $24,367.67
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 2,200 $10.41 $22,902.00
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 346 $9.59 $3,318.14
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 09, 2021 Filed Jul 13, 2021 22:02 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 378 $5.40 $2,039.42
Disclosure

SEC source: 0001415889-21-003597 · form4-07132021_030754.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 08, 2021 Filed Jul 9, 2021 22:51 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 2,032 $113.34 $230,302.41
Disclosure

SEC source: 0001415889-21-003574 · form4-07092021_030701.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,217

F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.2411 to $113.34 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 07, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 4,633 $117.98 $546,601.34
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · nonDerivative · entry 16

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,961

F4 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

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July 07, 2021 Filed Jul 9, 2021 22:51 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-003574 · form4-07092021_030701.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,907

Underlying: Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

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July 07, 2021 Filed Jul 9, 2021 22:51 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 3,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-003574 · form4-07092021_030701.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionStock Option (right to buy) · Derivative 27 $0.00 Strike: $10.73 $0.00
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · derivative · entry 24

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 27 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionStock Option (right to buy) · Derivative 4,922 $0.00 Strike: $25.46 $0.00
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · derivative · entry 23

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,890

Underlying: Common Stock · 4,922 shares

Expires 2030-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of June 3, 2021, the Company's Board of Director determined the performance criteria had been met with respect to 18,750 additional shares.

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionStock Option (right to buy) · Derivative 2,370 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · derivative · entry 22

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,151

Underlying: Common Stock · 2,370 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionStock Option (right to buy) · Derivative 8,203 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · derivative · entry 21

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,484

Underlying: Common Stock · 8,203 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: This option vested and became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of March 9, 2021, the criteria was satisfied with respect to 31,250 additional shares.

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionStock Option (right to buy) · Derivative 2,370 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · derivative · entry 20

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,901

Underlying: Common Stock · 2,370 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionStock Option (right to buy) · Derivative 2,404 $0.00 Strike: $9.29 $0.00
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · derivative · entry 19

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,937

Underlying: Common Stock · 2,404 shares

Expires 2028-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 17 $118.59 $2,016.03
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · nonDerivative · entry 15

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,594

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021

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July 06, 2021 Filed Jul 8, 2021 00:07 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 3,126 $117.24 $366,480.99
Disclosure

SEC source: 0001415889-21-003550 · form4-07072021_050732.xml · nonDerivative · entry 14

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,611

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.97 to $117.57 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.