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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2021 Filed Oct 6, 2021 01:31 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 1,831 $108.20 $198,121.89
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,365

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 24, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.59 to $108.57 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:31 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · derivative · entry 18

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F17 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F17 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 02, 2021 Filed Oct 6, 2021 01:31 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004764 · form4-10052021_061044.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:50 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 2,604 $109.76 $285,809.31
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,071

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:50 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 94 $108.54 $10,202.37
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,675

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 914 $109.76 $100,318.63
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · nonDerivative · entry 7

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,083

F7 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 33 $108.55 $3,582.12
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · nonDerivative · entry 6

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,997

F7 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:52 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 201 $109.76 $22,061.32
Disclosure

SEC source: 0001415889-21-004612 · form4-09292021_040941.xml · nonDerivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,381

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:52 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 8 $108.59 $868.72
Disclosure

SEC source: 0001415889-21-004612 · form4-09292021_040941.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,582

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 1,381 $109.76 $151,575.52
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,215

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 50 $108.53 $5,426.50
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,596

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:42 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 686 $109.76 $75,293.85
Disclosure

SEC source: 0001415889-21-004608 · form4-09292021_040957.xml · nonDerivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,330

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:42 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 24 $108.56 $2,605.32
Disclosure

SEC source: 0001415889-21-004608 · form4-09292021_040957.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,016

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:50 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,832

Underlying: Common Stock · 5,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:50 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 5,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004610 · form4-09292021_040952.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · derivative · entry 8

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,917

Underlying: Common Stock · 2,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 800 $116.12 $92,898.40
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · nonDerivative · entry 5

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,030

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.91 to $116.27 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 13,508 $115.18 $1,555,794.71
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · nonDerivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,830

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.90 to $115.78 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 8,594 $114.51 $984,098.08
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · nonDerivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,338

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.90 to $114.88 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 2,098 $113.56 $238,243.84
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,932

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.88 to $113.83 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:43 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004609 · form4-09292021_040948.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:52 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 447 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004612 · form4-09292021_040941.xml · derivative · entry 4

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,470

Underlying: Common Stock · 447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:52 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 447 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004612 · form4-09292021_040941.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,495

Underlying: Common Stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:50 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 6,222 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:42 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,364 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004608 · form4-09292021_040957.xml · derivative · entry 4

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,635

Underlying: Common Stock · 1,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:42 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 1,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004608 · form4-09292021_040957.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 27, 2021 Filed Feb 12, 2022 02:35 UTC Amendment
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001239 · form4a-02112022_090202.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock

F2 · balance_after: The prior Form 4 incorrectly reported a transfer of 6,222 shares to the Robert A Schueren & Deborah A Schueren Rev Trust. The correct amount of shares transferred was 222.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 2,454 $121.52 $298,206.15
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 8

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,586

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.17 to $121.90 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 5,802 $120.52 $699,256.46
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 7

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,040

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.97 to $120.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 10,125 $118.91 $1,204,007.29
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,842

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.3990 to $119.25 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 5,292 $117.97 $624,311.00
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,967

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.36 to $118.29 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 24, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 3,241 $116.69 $378,178.35
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,259

F3 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.29 to $117.27 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 23, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 1,649 $125.67 $207,229.83
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

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September 23, 2021 Filed Sep 25, 2021 01:29 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 427 $125.67 $53,661.09
Disclosure

SEC source: 0001415889-21-004551 · form4-09242021_060903.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,738

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

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September 23, 2021 Filed Sep 25, 2021 01:27 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 446 $125.67 $56,048.82
Disclosure

SEC source: 0001415889-21-004550 · form4-09242021_060917.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,676

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 01:21 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
SaleCommon Stock 159 $125.67 $19,981.53
Disclosure

SEC source: 0001415889-21-004549 · form4-09242021_060940.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,309

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 01:19 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 204 $125.67 $25,636.68
Disclosure

SEC source: 0001415889-21-004548 · form4-09242021_060936.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,143

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · derivative · entry 11

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 182 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · derivative · entry 10

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F10 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F10 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:32 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 182 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004552 · form4-09242021_060920.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:29 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,077 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004551 · form4-09242021_060903.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,464

Underlying: Common Stock · 1,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:29 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,077 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004551 · form4-09242021_060903.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:27 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 893 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004550 · form4-09242021_060917.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,355

Underlying: Common Stock · 893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:27 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 893 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004550 · form4-09242021_060917.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:21 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Unit · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004549 · form4-09242021_060940.xml · derivative · entry 5

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:21 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004549 · form4-09242021_060940.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:19 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004548 · form4-09242021_060936.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,730

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 22, 2021 Filed Sep 25, 2021 01:19 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 455 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004548 · form4-09242021_060936.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.