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Nasdaq · USD

NTRA

Natera, Inc.

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Tapewire entity
2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2022 Filed May 28, 2022 01:45 UTC Exercise / conversionCommon Stock 1,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005858 · form4-05272022_090501.xml · nonDerivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionStock Option (right to buy) · Derivative 3,202 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-22-005455 · form4-05202022_080501.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,275

Underlying: Common Stock · 3,202 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 3,202 $13.01 $41,658.02
Disclosure

SEC source: 0001415889-22-005455 · form4-05202022_080501.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 3,919 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

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May 13, 2022 Filed May 18, 2022 01:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
GrantRestricted Stock Unit · Derivative 13,708 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005195 · form4-05172022_090502.xml · derivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,708

Underlying: Common Stock · 13,708 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on December 31, 2022.

F2 · derivative.expiration_date: The RSU shall vest in full on December 31, 2022.

Read SEC document
May 13, 2022 Filed May 18, 2022 01:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
GrantRestricted Stock Unit · Derivative 9,108 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005196 · form4-05172022_090508.xml · derivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,108

Underlying: Common Stock · 9,108 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on December 31, 2022.

F2 · derivative.expiration_date: The RSU shall vest in full on December 31, 2022.

Read SEC document
May 13, 2022 Filed May 17, 2022 21:30 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
GrantRestricted Stock Unit · Derivative 9,634 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005197 · form4-05172022_090513.xml · derivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,634

Underlying: Common Stock · 9,634 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on December 31, 2022.

F2 · derivative.expiration_date: The RSU shall vest in full on December 31, 2022.

Read SEC document
May 13, 2022 Filed May 18, 2022 01:31 UTC
Sheena JonathanDirector · CO-FOUNDER
GrantRestricted Stock Unit · Derivative 4,141 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005199 · form4-05172022_090548.xml · derivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,141

Underlying: Common Stock · 4,141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on December 31, 2022.

F2 · derivative.expiration_date: The RSU shall vest in full on December 31, 2022.

Read SEC document
May 13, 2022 Filed May 18, 2022 01:30 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
GrantRestricted Stock Unit · Derivative 6,763 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005198 · form4-05172022_090520.xml · derivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,763

Underlying: Common Stock · 6,763 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on December 31, 2022.

F2 · derivative.expiration_date: The RSU shall vest in full on December 31, 2022.

Read SEC document
May 12, 2022 Filed May 16, 2022 11:15 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
PurchaseCommon Stock 19,011 $29.56 $562,054.51
Disclosure

SEC source: 0001415889-22-004981 · form4-05162022_070502.xml · nonDerivative · entry 3

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Indirect · RMDM Trust

Disclosed balance after: 420,000

F1 · shares: The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.35 to $29.84 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
May 12, 2022 Filed May 16, 2022 11:15 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
PurchaseCommon Stock 159,783 $28.81 $4,603,348.23
Disclosure

SEC source: 0001415889-22-004981 · form4-05162022_070502.xml · nonDerivative · entry 2

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Indirect · RMDM Trust

Disclosed balance after: 400,989

F1 · shares: The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.35 to $29.3450 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
May 12, 2022 Filed May 16, 2022 11:15 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
PurchaseCommon Stock 41,026 $28.09 $1,152,358.80
Disclosure

SEC source: 0001415889-22-004981 · form4-05162022_070502.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Indirect · RMDM Trust

Disclosed balance after: 241,026

F1 · shares: The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $28.34 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 894 $36.14 $32,309.61
Disclosure

SEC source: 0001415889-22-004244 · form4-04252022_090406.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,122

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.14 to $36.1958 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 01:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 458 $36.14 $16,552.76
Disclosure

SEC source: 0001415889-22-004243 · form4-04252022_090401.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,935

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.14 to $36.30 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 21:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 577 $36.14 $20,852.84
Disclosure

SEC source: 0001415889-22-004246 · form4-04252022_090417.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,919

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.14 to $36.1501 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 01:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 325 $36.14 $11,745.66
Disclosure

SEC source: 0001415889-22-004245 · form4-04252022_090411.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,358

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.14 to $36.19 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 1,774 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004244 · form4-04252022_090406.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,521

Underlying: Common Stock · 1,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 1,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004244 · form4-04252022_090406.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004243 · form4-04252022_090401.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,595

Underlying: Common Stock · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004243 · form4-04252022_090401.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 21:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004246 · form4-04252022_090417.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,595

Underlying: Common Stock · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 21:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004246 · form4-04252022_090417.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004245 · form4-04252022_090411.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

Underlying: Common Stock · 644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 644 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004245 · form4-04252022_090411.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 143 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004247 · form4-04252022_090422.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common Stock · 143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 01:05 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 143 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004247 · form4-04252022_090422.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 13, 2022 Filed Apr 16, 2022 00:05 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Unit · Derivative 307 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004093 · form4-04152022_080402.xml · derivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 13, 2022 Filed Apr 16, 2022 00:05 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004093 · form4-04152022_080402.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 1,999 $41.91 $83,779.09
Disclosure

SEC source: 0001415889-22-004000 · form4-04112022_080401.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.91 to $41.9921 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 08, 2022 Filed Apr 14, 2022 00:05 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 735 $28.91 Strike: $42.86 $21,248.85
Disclosure

SEC source: 0001415889-22-004050 · form4-04132022_080401.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735

Underlying: Common Stock · 735 shares

Expires 2032-04-07

F1 · shares: The option was issued to the Reporting Person in lieu of retainer fees of $18,750 for service on the Issuer's Board of Directors.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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April 08, 2022 Filed Apr 13, 2022 21:05 UTC GrantStock Option (right to buy) · Derivative 281 $28.91 Strike: $42.86 $8,123.71
Disclosure

SEC source: 0001415889-22-004047 · form4-04132022_050401.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281

Underlying: Common Stock · 281 shares

Expires 2032-04-07

F1 · shares: The option was issued in lieu of a portion of retainer fees payable to the Reporting Person for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee of $16,250, or $8,125, paid in stock.

F2 · derivative.exercise_date: The option shares are fully vested and may be exercised at any time.

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April 07, 2022 Filed Apr 11, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004000 · form4-04112022_080401.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,056

Underlying: Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

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April 07, 2022 Filed Apr 11, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 3,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004000 · form4-04112022_080401.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 1,559 $43.09 $67,177.31
Disclosure

SEC source: 0001415889-22-003884 · form4-04052022_080401.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,242

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

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April 02, 2022 Filed Apr 6, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003884 · form4-04052022_080401.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

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April 02, 2022 Filed Apr 6, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003884 · form4-04052022_080401.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 2,605 $39.63 $103,233.28
Disclosure

SEC source: 0001415889-22-003455 · form4-03292022_080307.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,676

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 00:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 915 $39.63 $36,260.44
Disclosure

SEC source: 0001415889-22-003454 · form4-03292022_080302.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,249

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 1,382 $39.63 $54,767.14
Disclosure

SEC source: 0001415889-22-003458 · form4-03292022_080325.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 00:05 UTC
Sheena JonathanDirector · CO-FOUNDER
SaleCommon Stock 134 $39.63 $5,310.27
Disclosure

SEC source: 0001415889-22-003457 · form4-03292022_080320.xml · nonDerivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,348

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 00:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 686 $39.63 $27,185.43
Disclosure

SEC source: 0001415889-22-003456 · form4-03292022_080314.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,039

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003455 · form4-03292022_080307.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,466

Underlying: Common Stock · 5,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 5,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003455 · form4-03292022_080307.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,291 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003454 · form4-03292022_080302.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 2,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003454 · form4-03292022_080302.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 27, 2022 Filed Mar 29, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003458 · form4-03292022_080325.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,996

Underlying: Common Stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2022 Filed Mar 29, 2022 20:05 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003458 · form4-03292022_080325.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 4,070 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 447 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003457 · form4-03292022_080320.xml · derivative · entry 3

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

Underlying: Common Stock · 447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 447 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003457 · form4-03292022_080320.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,364 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003456 · form4-03292022_080314.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,908

Underlying: Common Stock · 1,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2022 Filed Mar 30, 2022 00:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 1,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003456 · form4-03292022_080314.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.