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Nasdaq · USD

NTRA

Natera, Inc.

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2635
SEC CIK
0001604821
Parsed reports
1,197

Last 12 months

Inside the activity.

0 purchase rows · 457 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025047
Dec 2025021
Jan 2026041
Feb 2026021
Mar 2026054
Apr 2026029
May 2026033
Jun 2026068
Jul 2026047
Aug 2026033
Sep 2026059
Oct 202604

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2022 Filed Jun 29, 2022 21:30 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
SaleCommon Stock 1,390 $39.02 $54,230.99
Disclosure

SEC source: 0001415889-22-007068 · form4-06292022_090620.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $39.02 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 01:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 689 $39.02 $26,881.89
Disclosure

SEC source: 0001415889-22-007067 · form4-06292022_090612.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,478

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $39.02 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007066 · form4-06292022_090606.xml · derivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,283

Underlying: Common Stock · 5,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 5,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007066 · form4-06292022_090606.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,292 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007065 · form4-06292022_090601.xml · derivative · entry 4

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,042

Underlying: Common Stock · 2,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007065 · form4-06292022_090601.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:30 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007068 · form4-06292022_090620.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,246

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:30 UTC
Schueren Robert AlanCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007068 · form4-06292022_090620.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 3,202 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 447 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007069 · form4-06292022_090626.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 447 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007069 · form4-06292022_090626.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,363 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007067 · form4-06292022_090612.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,545

Underlying: Common Stock · 1,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:30 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007067 · form4-06292022_090612.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 23, 2022 Filed Jun 25, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 1,560 $35.76 $55,785.60
Disclosure

SEC source: 0001415889-22-006922 · form4-06242022_080607.xml · nonDerivative · entry 4

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,777

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
June 23, 2022 Filed Jun 25, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
SaleCommon Stock 92 $35.76 $3,289.92
Disclosure

SEC source: 0001415889-22-006922 · form4-06242022_080607.xml · nonDerivative · entry 3

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,337

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
June 23, 2022 Filed Jun 25, 2022 00:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
SaleCommon Stock 427 $35.76 $15,269.52
Disclosure

SEC source: 0001415889-22-006921 · form4-06242022_080602.xml · nonDerivative · entry 2

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,585

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
June 23, 2022 Filed Jun 25, 2022 00:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
SaleCommon Stock 446 $35.76 $15,948.96
Disclosure

SEC source: 0001415889-22-006923 · form4-06242022_080619.xml · nonDerivative · entry 2

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,804

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006922 · form4-06242022_080607.xml · derivative · entry 6

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 182 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006922 · form4-06242022_080607.xml · derivative · entry 5

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock · 182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-006922 · form4-06242022_080607.xml · nonDerivative · entry 2

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Chapman Steven LeonardDirector · CEO AND PRESIDENT
Exercise / conversionCommon Stock 182 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-006922 · form4-06242022_080607.xml · nonDerivative · entry 1

Chapman Steven Leonard · CIK 0001711968 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,077 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006921 · form4-06242022_080602.xml · derivative · entry 3

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232

Underlying: Common Stock · 1,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Brophy Michael BurkesCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,077 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-006921 · form4-06242022_080602.xml · nonDerivative · entry 1

Brophy Michael Burkes · CIK 0001697362 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:06 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionRestricted Stock Unit · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006925 · form4-06242022_080646.xml · derivative · entry 2

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:06 UTC
Sheena JonathanDirector · CO-FOUNDER
Exercise / conversionCommon Stock 455 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-006925 · form4-06242022_080646.xml · nonDerivative · entry 1

Sheena Jonathan · CIK 0001646649 · Director · CO-FOUNDER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Unit · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006924 · form4-06242022_080635.xml · derivative · entry 4

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
Rabinowitz MatthewDirector · EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-006924 · form4-06242022_080635.xml · nonDerivative · entry 1

Rabinowitz Matthew · CIK 0001646382 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 892 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006923 · form4-06242022_080619.xml · derivative · entry 3

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

Underlying: Common Stock · 892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 22, 2022 Filed Jun 25, 2022 00:05 UTC
RABINOWITZ DANIELSEC. AND CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 892 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-006923 · form4-06242022_080619.xml · nonDerivative · entry 1

RABINOWITZ DANIEL · CIK 0001857843 · SEC. AND CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:05 UTC GrantRestricted Stock Unit · Derivative 7,068 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006007 · form4-06012022_090611.xml · derivative · entry 1

Bertagnolli Monica · CIK 0001761030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Underlying: Common Stock · 7,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 21:05 UTC
HEALY JAMESDirector
GrantStock Option (right to buy) · Derivative 7,068 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0001415889-22-006010 · form4-06012022_090639.xml · derivative · entry 2

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Underlying: Common Stock · 7,068 shares

Expires 2032-05-25

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2023. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 21:05 UTC
HEALY JAMESDirector
GrantRestricted Stock Unit · Derivative 3,534 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006010 · form4-06012022_090639.xml · derivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534

Underlying: Common Stock · 3,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:06 UTC GrantStock Option (right to buy) · Derivative 7,068 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0001415889-22-006012 · form4-06012022_090649.xml · derivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Underlying: Common Stock · 7,068 shares

Expires 2032-05-25

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2023. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:06 UTC GrantRestricted Stock Unit · Derivative 3,534 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006012 · form4-06012022_090649.xml · derivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534

Underlying: Common Stock · 3,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:05 UTC
BOTHA ROELOFDirector
GrantStock Option (right to buy) · Derivative 14,136 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0001415889-22-006006 · form4-06012022_090601.xml · derivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,136

Underlying: Common Stock · 14,136 shares

Expires 2032-05-25

F1 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2023. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:06 UTC GrantRestricted Stock Unit · Derivative 7,068 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006011 · form4-06012022_090644.xml · derivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Underlying: Common Stock · 7,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:05 UTC GrantStock Option (right to buy) · Derivative 7,068 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0001415889-22-006009 · form4-06012022_090631.xml · derivative · entry 2

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Underlying: Common Stock · 7,068 shares

Expires 2032-05-25

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2023. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:05 UTC GrantRestricted Stock Unit · Derivative 3,534 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006009 · form4-06012022_090631.xml · derivative · entry 1

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534

Underlying: Common Stock · 3,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:05 UTC GrantStock Option (right to buy) · Derivative 7,068 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0001415889-22-006008 · form4-06012022_090621.xml · derivative · entry 2

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

Underlying: Common Stock · 7,068 shares

Expires 2032-05-25

F3 · derivative.exercise_date: The option shares shall vest and become exercisable in full on May 25, 2023. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control.

Read SEC document
May 27, 2022 Filed Jun 2, 2022 01:05 UTC GrantRestricted Stock Unit · Derivative 3,534 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006008 · form4-06012022_090621.xml · derivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534

Underlying: Common Stock · 3,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

F2 · derivative.expiration_date: The RSU shall vest in full on May 25, 2023. The RSU will become fully vested in the event that the Issuer is subject to a change in control.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:46 UTC
HEALY JAMESDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005861 · form4-05272022_090528.xml · derivative · entry 5

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSU vested in full on May 25, 2022.

F3 · derivative.expiration_date: The RSU vested in full on May 25, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:46 UTC
HEALY JAMESDirector
Exercise / conversionCommon Stock 1,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005861 · form4-05272022_090528.xml · nonDerivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005862 · form4-05272022_090536.xml · derivative · entry 2

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 25, 2022.

F2 · derivative.expiration_date: The RSU vested in full on May 25, 2022.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:46 UTC Exercise / conversionCommon Stock 1,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005862 · form4-05272022_090536.xml · nonDerivative · entry 1

ROSENMAN HERM · CIK 0001230057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,614 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005860 · form4-05272022_090515.xml · derivative · entry 2

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 25, 2022.

F2 · derivative.expiration_date: The RSU vested in full on May 25, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:45 UTC Exercise / conversionCommon Stock 2,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005860 · form4-05272022_090515.xml · nonDerivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,614 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005863 · form4-05272022_090544.xml · derivative · entry 2

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 25, 2022.

F2 · derivative.expiration_date: The RSU vested in full on May 25, 2022.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:46 UTC Exercise / conversionCommon Stock 2,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005863 · form4-05272022_090544.xml · nonDerivative · entry 1

Marcus Gail Boxer · CIK 0001702176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005859 · form4-05272022_090506.xml · derivative · entry 2

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 25, 2022.

F2 · derivative.expiration_date: The RSU vested in full on May 25, 2022.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:45 UTC Exercise / conversionCommon Stock 1,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005859 · form4-05272022_090506.xml · nonDerivative · entry 1

Chapman Rowan E · CIK 0001786240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2022 Filed May 28, 2022 01:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005858 · form4-05272022_090501.xml · derivative · entry 2

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU vested in full on May 25, 2022.

F2 · derivative.expiration_date: The RSU vested in full on May 25, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.