Tapewire

Nasdaq · USD

NTNX

Nutanix, Inc.

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Tapewire entity
3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2019 Filed Jun 7, 2019 23:44 UTC
Mhatre RaviDirector
OtherClass A Common Stock 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-034604 · a4.xml · nonDerivative · entry 2

Mhatre Ravi · CIK 0001366050 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 0

F4 · kind: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F4 · price: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Barry Eggers, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 23:44 UTC
Mhatre RaviDirector
ConversionClass A Common Stock 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-034604 · a4.xml · nonDerivative · entry 1

Mhatre Ravi · CIK 0001366050 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 2,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · shares: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F1 · balance_after: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2 · ownership.nature: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Barry Eggers, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:22 UTC GrantClass A Common Stock 5,073 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000055 · wf-form4_155967975886023.xml · nonDerivative · entry 1

STEVENS BRIAN MARK · CIK 0001778160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,073

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units, which will vest on the day prior to the next annual meeting of the Issuer's shareholders.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 16:10 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 3,339 $43.27 $144,478.53
Disclosure

SEC source: 0001618732-19-000048 · wf-form4_155665501677439.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,726

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 16:10 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 6,696 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000048 · wf-form4_155665501677439.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,679

Underlying: Class A Common Stock · 6,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F4 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 16:10 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 6,696 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000048 · wf-form4_155665501677439.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2019.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 16:16 UTC
Wall TylerChief Legal Officer
SaleClass A Common Stock 12,132 $41.23 $500,146.55
Disclosure

SEC source: 0001618732-19-000046 · wf-form4_155363138448215.xml · nonDerivative · entry 1

Wall Tyler · CIK 0001316521 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $41.22 to $41.28. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F2 · balance_after: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on March 20, 2019.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 16:05 UTC
MCADAM JOHNDirector
SaleClass A Common Stock 15,000 $40.00 $600,010.50
Disclosure

SEC source: 0001618732-19-000044 · wf-form4_155319874035455.xml · nonDerivative · entry 1

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,024

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $40.00 to $40.07. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 18:01 UTC
Sangster DavidChief Operating Officer
Tax withholdingClass A Common Stock 9,212 $38.47 $354,350.63
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,850

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:52 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 6,268 $38.47 $241,106.14
Disclosure

SEC source: 0001618732-19-000034 · wf-form4_155303233088304.xml · nonDerivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,876

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 22:06 UTC
Pandey DheerajDirector · CEO and Chairman
Tax withholdingClass A Common Stock 6,585 $38.47 $253,299.93
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · nonDerivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,586

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:57 UTC
Williams DustonChief Financial Officer
Tax withholdingClass A Common Stock 15,508 $38.47 $596,533.83
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,379

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 17:55 UTC
Wall TylerChief Legal Officer
Tax withholdingClass A Common Stock 6,618 $38.47 $254,569.31
Disclosure

SEC source: 0001618732-19-000036 · wf-form4_155303252793425.xml · nonDerivative · entry 2

Wall Tyler · CIK 0001316521 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,467

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Sangster DavidChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · derivative · entry 7

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Sangster DavidChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · derivative · entry 6

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,438

Underlying: Class A Common Stock · 5,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Sangster DavidChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · derivative · entry 5

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Sangster DavidChief Operating Officer
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Sangster DavidChief Operating Officer
Exercise / conversionClass A Common Stock 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Sangster DavidChief Operating Officer
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000040 · wf-form4_155303290356178.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:52 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000034 · wf-form4_155303233088304.xml · derivative · entry 5

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Persons continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Persons continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:52 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000034 · wf-form4_155303233088304.xml · derivative · entry 4

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:52 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000034 · wf-form4_155303233088304.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:52 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000034 · wf-form4_155303233088304.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:06 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · derivative · entry 6

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:06 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · derivative · entry 5

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:06 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:06 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC
Williams DustonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · derivative · entry 7

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vest dates.

F5 · derivative.expiration_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vest dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC
Williams DustonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC
Williams DustonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC
Williams DustonChief Financial Officer
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC
Williams DustonChief Financial Officer
Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:57 UTC
Williams DustonChief Financial Officer
Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000038 · wf-form4_155303266348406.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:55 UTC
Wall TylerChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000036 · wf-form4_155303252793425.xml · derivative · entry 3

Wall Tyler · CIK 0001316521 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,250

Underlying: Class A Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest as to 18,750 shares quarterly ending on 12/15/2021 subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest as to 18,750 shares quarterly ending on 12/15/2021 subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:55 UTC
Wall TylerChief Legal Officer
Exercise / conversionClass A Common Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000036 · wf-form4_155303252793425.xml · nonDerivative · entry 1

Wall Tyler · CIK 0001316521 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC
Sangster DavidChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,917 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · derivative · entry 4

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,918

Underlying: Class A Common Stock · 7,917 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC
Sangster DavidChief Operating Officer
SaleClass A Common Stock 900 $36.58 $32,922.99
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $36.53 to $36.64. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC
Sangster DavidChief Operating Officer
SaleClass A Common Stock 7,017 $35.92 $252,028.19
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.43 to $36.42. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 17:04 UTC
Sangster DavidChief Operating Officer
Exercise / conversionClass A Common Stock 7,917 $3.20 $25,334.40
Disclosure

SEC source: 0001618732-19-000032 · wf-form4_155251106983319.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:09 UTC
Sangster DavidEVP, Engineering & Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,916 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,835

Underlying: Class A Common Stock · 7,916 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:09 UTC
Sangster DavidEVP, Engineering & Operations
SaleClass A Common Stock 200 $52.10 $10,419.00
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $52.05 to $52.14. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:09 UTC
Sangster DavidEVP, Engineering & Operations
SaleClass A Common Stock 7,716 $51.65 $398,516.74
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $51.05 to $51.97. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 16:09 UTC
Sangster DavidEVP, Engineering & Operations
Exercise / conversionClass A Common Stock 7,916 $3.20 $25,331.20
Disclosure

SEC source: 0001618732-19-000014 · wf-form4_154940097709844.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 29, 2019 17:51 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 3,339 $51.78 $172,893.42
Disclosure

SEC source: 0001618732-19-000012 · wf-form4_154880227665736.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,644

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 17:51 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 6,697 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000012 · wf-form4_154880227665736.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,375

Underlying: Class A Common Stock · 6,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 17:51 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 6,697 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000012 · wf-form4_154880227665736.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 16:21 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 18,772 $45.58 $855,672.81
Disclosure

SEC source: 0001618732-19-000010 · wf-form4_154758728274330.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,286

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
January 13, 2019 Filed Jan 15, 2019 16:21 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000010 · wf-form4_154758728274330.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,072

Underlying: Class A Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
January 13, 2019 Filed Jan 15, 2019 16:21 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000010 · wf-form4_154758728274330.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 16:17 UTC
Sangster DavidEVP, Engineering & Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,917 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-19-000008 · wf-form4_154663660387593.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Engineering & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,751

Underlying: Class A Common Stock · 7,917 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.