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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2017 Filed Feb 6, 2017 18:16 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 1,042 $56.80 $59,185.60
Disclosure

SEC source: 0001122904-17-000051 · wf-form4_148640499693973.xml · nonDerivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2016.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 18:16 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $32.52 $16,942.92
Disclosure

SEC source: 0001122904-17-000051 · wf-form4_148640499693973.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2016.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 18:16 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $31.28 $16,296.88
Disclosure

SEC source: 0001122904-17-000051 · wf-form4_148640499693973.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2016.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 18:16 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
SaleCommon Stock 760 $56.80 $43,168.00
Disclosure

SEC source: 0001122904-17-000050 · wf-form4_148640497926479.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016

Read SEC document
February 02, 2017 Filed Feb 2, 2017 23:10 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000047 · wf-form4_148607702040019.xml · derivative · entry 4

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 375 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
February 02, 2017 Filed Feb 2, 2017 23:10 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $56.50 $21,187.50
Disclosure

SEC source: 0001122904-17-000047 · wf-form4_148607702040019.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
February 02, 2017 Filed Feb 2, 2017 23:10 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $31.28 $11,730.00
Disclosure

SEC source: 0001122904-17-000047 · wf-form4_148607702040019.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

Read SEC document
February 01, 2017 Filed Feb 2, 2017 19:25 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001122904-17-000043 · wf-form4_148606352641376.xml · derivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 4,000 shares

Expires 2019-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 19:25 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,900 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001122904-17-000043 · wf-form4_148606352641376.xml · derivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,700

Underlying: Common Stock · 5,900 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

F5 · derivative.exercise_date: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 19:25 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 4,000 $56.87 $227,480.00
Disclosure

SEC source: 0001122904-17-000043 · wf-form4_148606352641376.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,983

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 19:25 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 5,900 $56.84 $335,356.00
Disclosure

SEC source: 0001122904-17-000043 · wf-form4_148606352641376.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,983

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 19:25 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,000 $11.41 $45,640.00
Disclosure

SEC source: 0001122904-17-000043 · wf-form4_148606352641376.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 19:25 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,900 $28.79 $169,861.00
Disclosure

SEC source: 0001122904-17-000043 · wf-form4_148606352641376.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 19:26 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Tax withholdingCommon Stock 490 $56.90 $27,881.00
Disclosure

SEC source: 0001122904-17-000045 · wf-form4_148606356256412.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,260

Read SEC document
January 31, 2017 Filed Feb 2, 2017 19:25 UTC
Henry David JohnSVP, Home Networking
Tax withholdingCommon Stock 548 $56.90 $31,181.20
Disclosure

SEC source: 0001122904-17-000044 · wf-form4_148606354355116.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,645

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:37 UTC
FALCON MICHAEL FSVP, Operations
GrantCommon Stock 1,151 $57.00 $65,607.00
Disclosure

SEC source: 0001122904-17-000037 · wf-form4_148589145738955.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:36 UTC
Henry David JohnSVP, Home Networking
GrantCommon Stock 1,272 $57.00 $72,504.00
Disclosure

SEC source: 0001122904-17-000032 · wf-form4_148589136367656.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,193

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:35 UTC
LO PATRICK CSDirector · Chairman and CEO
GrantCommon Stock 5,486 $57.00 $312,702.00
Disclosure

SEC source: 0001122904-17-000029 · wf-form4_148589131443771.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,983

F3 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:37 UTC
Rogers TamesaSVP, Human Resources
GrantCommon Stock 828 $57.00 $47,196.00
Disclosure

SEC source: 0001122904-17-000036 · wf-form4_148589144099774.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,770

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:37 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
GrantCommon Stock 1,307 $57.00 $74,499.00
Disclosure

SEC source: 0001122904-17-000035 · wf-form4_148589141718159.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:36 UTC
Gorjanc Christine MarieChief Financial Officer
GrantCommon Stock 2,302 $57.00 $131,214.00
Disclosure

SEC source: 0001122904-17-000034 · wf-form4_148589139823722.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,402

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:36 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
GrantCommon Stock 1,120 $57.00 $63,840.00
Disclosure

SEC source: 0001122904-17-000033 · wf-form4_148589138002085.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,620

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:35 UTC
MERRILL MARK GChief Technology Officer
GrantCommon Stock 921 $57.00 $52,497.00
Disclosure

SEC source: 0001122904-17-000031 · wf-form4_148589134636056.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,884

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 19:35 UTC
McHugh JohnSVP & GM, CBU
GrantCommon Stock 1,243 $57.00 $70,851.00
Disclosure

SEC source: 0001122904-17-000030 · wf-form4_148589133024545.xml · nonDerivative · entry 1

McHugh John · CIK 0001581761 · SVP & GM, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,676

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3.

F2 · balance_after: Includes 312 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

Read SEC document
January 18, 2017 Filed Jan 18, 2017 22:14 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 43 $0.00 Strike: $27.55 $0.00
Disclosure

SEC source: 0001122904-17-000013 · wf-form4_148477766250530.xml · derivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132

Underlying: Common Stock · 43 shares

Expires 2023-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 22:14 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 43 $55.00 $2,365.00
Disclosure

SEC source: 0001122904-17-000013 · wf-form4_148477766250530.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,175

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 22:14 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 43 $27.55 $1,184.65
Disclosure

SEC source: 0001122904-17-000013 · wf-form4_148477766250530.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:15 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $31.31 $0.00
Disclosure

SEC source: 0001122904-17-000016 · wf-form4_148477771375970.xml · derivative · entry 4

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2022-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F3 · derivative.exercise_date: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:15 UTC
MERRILL MARK GChief Technology Officer
SaleCommon Stock 3,000 $54.75 $164,250.00
Disclosure

SEC source: 0001122904-17-000016 · wf-form4_148477771375970.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,963

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:15 UTC
MERRILL MARK GChief Technology Officer
Exercise / conversionCommon Stock 3,000 $31.31 $93,930.00
Disclosure

SEC source: 0001122904-17-000016 · wf-form4_148477771375970.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:15 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-17-000015 · wf-form4_148477769563284.xml · derivative · entry 3

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 521 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:15 UTC
FALCON MICHAEL FSVP, Operations
SaleCommon Stock 521 $54.75 $28,524.75
Disclosure

SEC source: 0001122904-17-000015 · wf-form4_148477769563284.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,349

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:15 UTC
FALCON MICHAEL FSVP, Operations
Exercise / conversionCommon Stock 521 $32.54 $16,953.34
Disclosure

SEC source: 0001122904-17-000015 · wf-form4_148477769563284.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016, amended August 12, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:14 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 520 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000014 · wf-form4_148477767857480.xml · derivative · entry 7

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,105

Underlying: Common Stock · 520 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:14 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 520 $0.00 Strike: $32.52 $0.00
Disclosure

SEC source: 0001122904-17-000014 · wf-form4_148477767857480.xml · derivative · entry 6

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 520 shares

Expires 2024-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F3 · derivative.exercise_date: 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 22:14 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 521 $0.00 Strike: $32.54 $0.00
Disclosure

SEC source: 0001122904-17-000014 · wf-form4_148477767857480.xml · derivative · entry 5

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 521 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

F2 · derivative.exercise_date: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.

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January 17, 2017 Filed Jan 18, 2017 22:14 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
SaleCommon Stock 1,561 $54.75 $85,464.75
Disclosure

SEC source: 0001122904-17-000014 · wf-form4_148477767857480.xml · nonDerivative · entry 4

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

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January 17, 2017 Filed Jan 18, 2017 22:14 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 520 $31.28 $16,265.60
Disclosure

SEC source: 0001122904-17-000014 · wf-form4_148477767857480.xml · nonDerivative · entry 3

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

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January 17, 2017 Filed Jan 18, 2017 22:14 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 520 $32.52 $16,910.40
Disclosure

SEC source: 0001122904-17-000014 · wf-form4_148477767857480.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

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January 17, 2017 Filed Jan 18, 2017 22:14 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Exercise / conversionCommon Stock 521 $32.54 $16,953.34
Disclosure

SEC source: 0001122904-17-000014 · wf-form4_148477767857480.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

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January 06, 2017 Filed Jan 6, 2017 18:34 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $33.78 $0.00
Disclosure

SEC source: 0001122904-17-000008 · wf-form4_148372766994080.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 375 shares

Expires 2024-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
January 06, 2017 Filed Jan 6, 2017 18:34 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 375 $56.55 $21,206.25
Disclosure

SEC source: 0001122904-17-000008 · wf-form4_148372766994080.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,175

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document
January 06, 2017 Filed Jan 6, 2017 18:34 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 375 $33.78 $12,667.50
Disclosure

SEC source: 0001122904-17-000008 · wf-form4_148372766994080.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

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January 03, 2017 Filed Jan 4, 2017 18:58 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001122904-17-000006 · wf-form4_148355629135261.xml · derivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Underlying: Common Stock · 4,000 shares

Expires 2019-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

F7 · derivative.exercise_date: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

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January 03, 2017 Filed Jan 4, 2017 18:58 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,900 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001122904-17-000006 · wf-form4_148355629135261.xml · derivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,600

Underlying: Common Stock · 5,900 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.

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January 03, 2017 Filed Jan 4, 2017 18:58 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 4,000 $54.65 $218,600.00
Disclosure

SEC source: 0001122904-17-000006 · wf-form4_148355629135261.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,497

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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January 03, 2017 Filed Jan 4, 2017 18:58 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 5,900 $54.65 $322,435.00
Disclosure

SEC source: 0001122904-17-000006 · wf-form4_148355629135261.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,497

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

F5 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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January 03, 2017 Filed Jan 4, 2017 18:58 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,000 $11.41 $45,640.00
Disclosure

SEC source: 0001122904-17-000006 · wf-form4_148355629135261.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 18:58 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,900 $28.79 $169,861.00
Disclosure

SEC source: 0001122904-17-000006 · wf-form4_148355629135261.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 18:58 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 375 $0.00 Strike: $31.28 $0.00
Disclosure

SEC source: 0001122904-17-000005 · wf-form4_148355626758067.xml · derivative · entry 4

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,875

Underlying: Common Stock · 375 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.