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Nasdaq · USD

NTCT

NETSCOUT SYSTEMS INC

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Tapewire entity
4285
SEC CIK
0001078075
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202600
Aug 202603
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2024 Filed Sep 16, 2024 20:15 UTC GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106837 · ownership.xml · derivative · entry 2

HADZIMA JOSEPH G JR · CIK 0001232881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member which are held during the corporation's 2025 fiscal year; provided that, in the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2027; subject, in each case, to the reporting person's continuous service with the corporation through the applicable vesting date.

F4 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 20:15 UTC GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106836 · ownership.xml · derivative · entry 2

Perretta Christopher · CIK 0001570744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member which are held during the corporation's 2025 fiscal year; provided that, in the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2027; subject, in each case, to the reporting person's continuous service with the corporation through the applicable vesting date.

F4 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 20:15 UTC
Nash ShannonDirector
GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106835 · ownership.xml · derivative · entry 2

Nash Shannon · CIK 0001888032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member which are held during the corporation's 2025 fiscal year; provided that, in the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2027; subject, in each case, to the reporting person's continuous service with the corporation through the applicable vesting date.

F4 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 20:15 UTC GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106839 · ownership.xml · derivative · entry 2

Grasso Alfred · CIK 0001738443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member which are held during the corporation's 2025 fiscal year; provided that, in the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2027; subject, in each case, to the reporting person's continuous service with the corporation through the applicable vesting date.

F4 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 20:15 UTC GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106834 · ownership.xml · derivative · entry 2

DONAHUE ROBERT E · CIK 0001276013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member which are held during the corporation's 2025 fiscal year; provided that, in the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2027; subject, in each case, to the reporting person's continuous service with the corporation through the applicable vesting date.

F4 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 20:15 UTC GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106833 · ownership.xml · derivative · entry 2

VITALE VIVIAN M · CIK 0001206593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member which are held during the corporation's 2025 fiscal year; provided that, in the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2027; subject, in each case, to the reporting person's continuous service with the corporation through the applicable vesting date.

F4 · derivative.expiration_date: Date is N/A.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 20:15 UTC GrantRestricted Stock Unit · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-106831 · ownership.xml · derivative · entry 2

Pelage Marlene · CIK 0001962874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Price is N/A.

F2 · price: Price is N/A.

F3 · derivative.exercise_date: All of the Restricted Stock Units vest on the first anniversary of the date of grant, provided that the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member which are held during the corporation's 2025 fiscal year; provided that, in the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/12/2027; subject, in each case, to the reporting person's continuous service with the corporation through the applicable vesting date.

F4 · derivative.expiration_date: Date is N/A.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 21:00 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
SaleCommon Stock 6,500 $18.81 $122,270.85
Disclosure

SEC source: 0000950170-24-106430 · ownership.xml · nonDerivative · entry 1

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,434

F1 · kind: The shares of Common Stock were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on June 11, 2024.

F2 · price: The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share; the actual sales price per share ranged from $18.6397 to $19.1300. The reporting person undertakes to provide to NetScout Systems, Inc., any security holder of NetScout Systems, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:30 UTC SaleCommon Stock 11,905 $21.00 $250,005.00
Disclosure

SEC source: 0000950170-24-100558 · ownership.xml · nonDerivative · entry 1

Perretta Christopher · CIK 0001570744 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,866

F1 · kind: The shares of Common Stock were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on March 15, 2024.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 22:44 UTC
BUA JEAN ASee Remarks
SaleCommon Stock 19,205 $20.37 $391,192.41
Disclosure

SEC source: 0000950170-24-099969 · ownership.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,598

F1 · kind: The shares of Common Stock were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on May 14, 2024.

F2 · price: The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share; the actual sales price per share ranged from $19.9628 to $20.5954. The Reporting Person undertakes to provide to NetScout Systems, Inc., any security holder of NetScout Systems, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F1 · acquired: The shares of Common Stock were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on May 14, 2024.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 22:18 UTC
DOWNING JOHNEVP, World-Wide Sales
SaleCommon Stock 4,247 $20.00 $84,940.00
Disclosure

SEC source: 0000950170-24-098184 · ownership.xml · nonDerivative · entry 1

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,590

F1 · kind: The shares of Common Stock were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on March 7, 2024.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:40 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075223 · ownership.xml · derivative · entry 3

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,600

Underlying: Common Stock · 6,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F5 · derivative.expiration_date: Date is N/A.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:40 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
Tax withholdingCommon Stock 1,856 $17.65 $32,758.40
Disclosure

SEC source: 0000950170-24-075223 · ownership.xml · nonDerivative · entry 2

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,934

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 14, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:40 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
Exercise / conversionCommon Stock 6,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075223 · ownership.xml · nonDerivative · entry 1

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:37 UTC
SINGHAL ANIL KDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075219 · ownership.xml · derivative · entry 4

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,600

Underlying: Common Stock · 10,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:37 UTC
SINGHAL ANIL KDirector · President & CEO
Tax withholdingCommon Stock 4,801 $17.65 $84,737.65
Disclosure

SEC source: 0000950170-24-075219 · ownership.xml · nonDerivative · entry 2

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,256

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 14, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:37 UTC
SINGHAL ANIL KDirector · President & CEO
Exercise / conversionCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075219 · ownership.xml · nonDerivative · entry 1

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:36 UTC
BUA JEAN ASee Remarks
Exercise / conversionRestricted Stock Unit · Derivative 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075218 · ownership.xml · derivative · entry 3

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,800

Underlying: Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F5 · derivative.expiration_date: Date is N/A.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:36 UTC
BUA JEAN ASee Remarks
Tax withholdingCommon Stock 1,591 $17.65 $28,081.15
Disclosure

SEC source: 0000950170-24-075218 · ownership.xml · nonDerivative · entry 2

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,803

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 14, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:36 UTC
BUA JEAN ASee Remarks
Exercise / conversionCommon Stock 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075218 · ownership.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:34 UTC
DOWNING JOHNEVP, World-Wide Sales
Exercise / conversionRestricted Stock Unit · Derivative 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075216 · ownership.xml · derivative · entry 3

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,800

Underlying: Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F5 · derivative.expiration_date: Date is N/A.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:34 UTC
DOWNING JOHNEVP, World-Wide Sales
Tax withholdingCommon Stock 1,591 $17.65 $28,081.15
Disclosure

SEC source: 0000950170-24-075216 · ownership.xml · nonDerivative · entry 2

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,837

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 14, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:34 UTC
DOWNING JOHNEVP, World-Wide Sales
Exercise / conversionCommon Stock 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075216 · ownership.xml · nonDerivative · entry 1

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
BUA JEAN ASee Remarks
GrantPerformance Stock Unit · Derivative 14,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071574 · ownership.xml · derivative · entry 5

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,720

Underlying: Common Stock · 14,400 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F7 · derivative.exercise_date: The performance stock units shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 6, 2024, and ending on June 5, 2027.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
BUA JEAN ASee Remarks
GrantRestricted Stock Unit · Derivative 21,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071574 · ownership.xml · derivative · entry 4

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,200

Underlying: Common Stock · 21,600 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments with the first installment vesting on June 6, 2025.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
BUA JEAN ASee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 10,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071574 · ownership.xml · derivative · entry 3

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,320

Underlying: Common Stock · 10,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F8 · derivative.exercise_date: On June 3, 2021, the reporting person was granted 18,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

F8 · derivative.expiration_date: On June 3, 2021, the reporting person was granted 18,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
BUA JEAN ASee Remarks
Tax withholdingCommon Stock 2,969 $19.03 $56,500.07
Disclosure

SEC source: 0000950170-24-071574 · ownership.xml · nonDerivative · entry 2

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,994

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 5, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
BUA JEAN ASee Remarks
Exercise / conversionCommon Stock 10,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071574 · ownership.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
SINGHAL ANIL KDirector · President & CEO
GrantPerformance Stock Unit · Derivative 28,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071573 · ownership.xml · derivative · entry 6

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,440

Underlying: Common Stock · 28,800 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F8 · derivative.exercise_date: The performance stock units shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 6, 2024, and ending on June 5, 2027.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
SINGHAL ANIL KDirector · President & CEO
GrantRestricted Stock Unit · Derivative 43,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071573 · ownership.xml · derivative · entry 5

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,400

Underlying: Common Stock · 43,200 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments with the first installment vesting on June 6, 2025.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
SINGHAL ANIL KDirector · President & CEO
Exercise / conversionPerformance Stock Unit · Derivative 20,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071573 · ownership.xml · derivative · entry 4

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,640

Underlying: Common Stock · 20,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F9 · derivative.exercise_date: On June 3, 2021, the reporting person was granted 36,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

F9 · derivative.expiration_date: On June 3, 2021, the reporting person was granted 36,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
SINGHAL ANIL KDirector · President & CEO
Tax withholdingCommon Stock 5,938 $19.03 $113,000.14
Disclosure

SEC source: 0000950170-24-071573 · ownership.xml · nonDerivative · entry 2

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,257

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 5, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:39 UTC
SINGHAL ANIL KDirector · President & CEO
Exercise / conversionCommon Stock 20,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071573 · ownership.xml · nonDerivative · entry 1

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:37 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
GrantPerformance Stock Unit · Derivative 16,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071571 · ownership.xml · derivative · entry 5

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,840

Underlying: Common Stock · 16,800 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F7 · derivative.exercise_date: The performance stock units shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 6, 2024, and ending on June 5, 2027.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:37 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
GrantRestricted Stock Unit · Derivative 25,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071571 · ownership.xml · derivative · entry 4

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,900

Underlying: Common Stock · 25,200 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments with the first installment vesting on June 6, 2025.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:37 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
Exercise / conversionPerformance Stock Unit · Derivative 11,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071571 · ownership.xml · derivative · entry 3

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,040

Underlying: Common Stock · 11,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F8 · derivative.exercise_date: On June 3, 2021, the reporting person was granted 21,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

F8 · derivative.expiration_date: On June 3, 2021, the reporting person was granted 21,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:37 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
Tax withholdingCommon Stock 3,464 $19.03 $65,919.92
Disclosure

SEC source: 0000950170-24-071571 · ownership.xml · nonDerivative · entry 2

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,490

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 5, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:37 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
Exercise / conversionCommon Stock 11,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071571 · ownership.xml · nonDerivative · entry 1

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:36 UTC
DOWNING JOHNEVP, World-Wide Sales
GrantPerformance Stock Unit · Derivative 14,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071569 · ownership.xml · derivative · entry 5

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,720

Underlying: Common Stock · 14,400 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F7 · derivative.exercise_date: The performance stock units shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 6, 2024, and ending on June 5, 2027.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:36 UTC
DOWNING JOHNEVP, World-Wide Sales
GrantRestricted Stock Unit · Derivative 21,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071569 · ownership.xml · derivative · entry 4

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,200

Underlying: Common Stock · 21,600 shares

Expires not disclosed

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments with the first installment vesting on June 6, 2025.

F6 · derivative.expiration_date: Date is N/A.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:36 UTC
DOWNING JOHNEVP, World-Wide Sales
Exercise / conversionPerformance Stock Unit · Derivative 10,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071569 · ownership.xml · derivative · entry 3

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,320

Underlying: Common Stock · 10,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F8 · derivative.exercise_date: On June 3, 2021, the reporting person was granted 18,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

F8 · derivative.expiration_date: On June 3, 2021, the reporting person was granted 18,000 performance stock units (the "Prior PSUs"), which shall vest in a range of 0% to 100% upon the determination of the Compensation Committee of the Board of the attainment of the required relative total shareholder return over the 36-month period commencing on June 4, 2021, and ending on June 3, 2024. On June 6, 2024, the Compensation Committee of the Board determined that 56% of the Prior PSUs shall vest.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:36 UTC
DOWNING JOHNEVP, World-Wide Sales
Tax withholdingCommon Stock 2,969 $19.03 $56,500.07
Disclosure

SEC source: 0000950170-24-071569 · ownership.xml · nonDerivative · entry 2

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,028

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F4 · price: Represents the closing price of the Company's Common Stock on June 5, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:36 UTC
DOWNING JOHNEVP, World-Wide Sales
Exercise / conversionCommon Stock 10,080 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-071569 · ownership.xml · nonDerivative · entry 1

DOWNING JOHN · CIK 0001232878 · EVP, World-Wide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain performance stock units previously granted to the reporting person.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 00:43 UTC
BUA JEAN ASee Remarks
Exercise / conversionRestricted Stock Unit · Derivative 6,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-069585 · ownership.xml · derivative · entry 9

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,600

Underlying: Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F7 · derivative.expiration_date: Date is N/A.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 00:43 UTC
BUA JEAN ASee Remarks
Tax withholdingCommon Stock 1,988 $19.04 $37,851.52
Disclosure

SEC source: 0000950170-24-069585 · ownership.xml · nonDerivative · entry 6

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,883

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F6 · price: Represents the closing price of the Company's Common Stock on June 3, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 00:43 UTC
BUA JEAN ASee Remarks
Exercise / conversionCommon Stock 6,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-069585 · ownership.xml · nonDerivative · entry 5

BUA JEAN A · CIK 0001183333 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 00:24 UTC
SINGHAL ANIL KDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 13,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-069579 · ownership.xml · derivative · entry 10

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,200

Underlying: Common Stock · 13,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F8 · derivative.expiration_date: Date is N/A.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 00:24 UTC
SINGHAL ANIL KDirector · President & CEO
Tax withholdingCommon Stock 3,976 $19.04 $75,703.04
Disclosure

SEC source: 0000950170-24-069579 · ownership.xml · nonDerivative · entry 6

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,035

F3 · kind: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

F6 · price: Represents the closing price of the Company's Common Stock on June 3, 2024.

F3 · acquired: The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 00:24 UTC
SINGHAL ANIL KDirector · President & CEO
Exercise / conversionCommon Stock 13,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-069579 · ownership.xml · nonDerivative · entry 5

SINGHAL ANIL K · CIK 0001040585 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

F2 · price: The price is N/A.

F1 · acquired: The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 00:20 UTC
SZABADOS MICHAELDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,875 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-069574 · ownership.xml · derivative · entry 9

SZABADOS MICHAEL · CIK 0001232884 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,700

Underlying: Common Stock · 7,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The price is N/A.

F2 · price: The price is N/A.

F9 · derivative.expiration_date: Date is N/A.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.