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Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2017 Filed Jul 5, 2017 20:16 UTC
Kurian GeorgeDirector · CEO and President
SaleCommon Stock 55,697 $39.91 $2,222,728.03
Disclosure

SEC source: 0001614094-17-000060 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,598

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.80 to $40.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:16 UTC
Kurian GeorgeDirector · CEO and President
SaleCommon Stock 4,000 $40.18 $160,720.00
Disclosure

SEC source: 0001614094-17-000060 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,295

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:22 UTC
RICHARD HENRI PEVP, WW Field and Customer Ops
Exercise / conversionRestricted Stock Unit · Derivative 26,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000057 · edgardoc.xml · derivative · entry 3

RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,607

Underlying: Common Stock · 26,606 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:22 UTC
RICHARD HENRI PEVP, WW Field and Customer Ops
Tax withholdingCommon Stock 12,346 $37.97 $468,777.62
Disclosure

SEC source: 0001614094-17-000057 · edgardoc.xml · nonDerivative · entry 2

RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,716

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:22 UTC
RICHARD HENRI PEVP, WW Field and Customer Ops
Exercise / conversionCommon Stock 26,606 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000057 · edgardoc.xml · nonDerivative · entry 1

RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 20:39 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
SaleCommon Stock 8,070 $39.38 $317,766.74
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F1 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.18 to $39.52. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · derivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 3,250 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · derivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2020-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,535 $39.41 $60,494.35
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,303

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 567 $39.41 $22,345.47
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,588

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000055 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 13,275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000054 · edgardoc.xml · derivative · entry 6

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,275

Underlying: Common Stock · 13,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F3 · derivative.expiration_date: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 5,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000054 · edgardoc.xml · derivative · entry 5

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,425 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F2 · derivative.expiration_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
Kurian GeorgeDirector · CEO & President
Tax withholdingCommon Stock 6,926 $39.41 $272,953.66
Disclosure

SEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 4

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,295

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionCommon Stock 13,275 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
Kurian GeorgeDirector · CEO & President
Tax withholdingCommon Stock 2,830 $39.41 $111,530.30
Disclosure

SEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,946

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionCommon Stock 5,425 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · derivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 10,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F5 · derivative.expiration_date: On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · derivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 5,544 $39.41 $218,489.04
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,187

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 3,261 $39.41 $128,516.01
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,106

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 20:34 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
SaleCommon Stock 6,792 $39.58 $268,804.95
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 8

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F2 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.41 to $39.735. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
RICHARD HENRI PEVP, WW Field& Customer OPS
GrantRestricted Stock Unit · Derivative 38,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000049 · edgardoc.xml · derivative · entry 5

RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2024-06-01

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
RICHARD HENRI PEVP, WW Field& Customer OPS
Exercise / conversionRestricted Stock Unit · Derivative 15,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000049 · edgardoc.xml · derivative · entry 4

RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,472

Underlying: Common Stock · 15,158 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
RICHARD HENRI PEVP, WW Field& Customer OPS
Tax withholdingCommon Stock 5,696 $39.61 $225,618.56
Disclosure

SEC source: 0001614094-17-000049 · edgardoc.xml · nonDerivative · entry 3

RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,456

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
RICHARD HENRI PEVP, WW Field& Customer OPS
Exercise / conversionCommon Stock 15,158 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000049 · edgardoc.xml · nonDerivative · entry 2

RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
GrantRestricted Stock Unit · Derivative 29,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 11

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2024-06-01

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 10

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 9

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Underlying: Common Stock · 3,425 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · derivative · entry 8

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 2,850 shares

Expires 2022-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 4,252 $39.61 $168,421.72
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 7

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,955

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,618 $39.61 $64,088.98
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 3,425 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,007 $39.61 $39,887.27
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
PASEK RONALD JEVP Finance & Operations, CFO
GrantRestricted Stock Unit · Derivative 36,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000047 · edgardoc.xml · derivative · entry 5

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2024-06-01

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 8,078 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000047 · edgardoc.xml · derivative · entry 4

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,231

Underlying: Common Stock · 8,078 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Tax withholdingCommon Stock 3,035 $39.61 $120,216.35
Disclosure

SEC source: 0001614094-17-000047 · edgardoc.xml · nonDerivative · entry 3

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,341

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Exercise / conversionCommon Stock 8,078 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000047 · edgardoc.xml · nonDerivative · entry 2

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 57,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 10

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 57,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 14,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 9

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,725

Underlying: Common Stock · 14,575 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 10,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 8

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,900

Underlying: Common Stock · 10,725 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 10,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 7

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,625

Underlying: Common Stock · 10,725 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
Kurian GeorgeDirector · CEO & President
Tax withholdingCommon Stock 7,605 $39.61 $301,234.05
Disclosure

SEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 6

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,351

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
Kurian GeorgeDirector · CEO & President
Exercise / conversionCommon Stock 14,575 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 5

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:35 UTC
Kurian GeorgeDirector · CEO & President
Tax withholdingCommon Stock 5,596 $39.61 $221,657.56
Disclosure

SEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 4

Kurian George · CIK 0001586813 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,381

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.