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Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2018 Filed May 18, 2018 20:52 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 7,358 $70.68 $520,063.44
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,108

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
REICH JOEL DExec VP, Product Operations
GrantCommon Stock 16,480 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,466

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 4,694 $70.68 $331,771.92
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,986

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
REICH JOEL DExec VP, Product Operations
GrantCommon Stock 13,680 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 16,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000035 · edgardoc.xml · derivative · entry 6

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,064

Underlying: Common Stock · 16,032 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Tax withholdingCommon Stock 23,780 $70.68 $1,680,770.40
Disclosure

SEC source: 0001614094-18-000035 · edgardoc.xml · nonDerivative · entry 5

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,435

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
PASEK RONALD JEVP Finance & Operations, CFO
GrantCommon Stock 47,964 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000035 · edgardoc.xml · nonDerivative · entry 4

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,215

F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016.

F4 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Tax withholdingCommon Stock 5,826 $70.68 $411,781.68
Disclosure

SEC source: 0001614094-18-000035 · edgardoc.xml · nonDerivative · entry 3

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,251

Read SEC document
May 16, 2018 Filed May 18, 2018 20:52 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Exercise / conversionCommon Stock 16,032 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000035 · edgardoc.xml · nonDerivative · entry 2

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 86,765 $70.68 $6,132,550.20
Disclosure

SEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 6

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,889

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
Kurian GeorgeDirector · CEO
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 5

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,654

F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 17,369 $70.68 $1,227,640.92
Disclosure

SEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 4

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,654

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
Kurian GeorgeDirector · CEO
GrantCommon Stock 35,034 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,023

F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 51,669 $70.68 $3,651,964.92
Disclosure

SEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,989

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
Kurian GeorgeDirector · CEO
GrantCommon Stock 105,021 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,658

F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 19,336 $70.68 $1,366,668.48
Disclosure

SEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,687

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
GrantCommon Stock 39,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,023

F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 4,521 $70.68 $319,544.28
Disclosure

SEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,023

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
GrantCommon Stock 9,120 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,544

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 11,581 $70.68 $818,545.08
Disclosure

SEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,424

Read SEC document
May 16, 2018 Filed May 18, 2018 20:51 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
GrantCommon Stock 23,360 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,005

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
May 16, 2018 Filed Oct 3, 2018 21:07 UTC Amendment
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 51,699 $70.68 $3,654,085.32
Disclosure

SEC source: 0001614094-18-000118 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,859

F1 · balance_after: The disposition of 51,699 shares reported herein amends the original disclosure that inadvertently reported a disposition of 51,669 shares. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 21,500 $70.01 Strike: $53.22 $1,505,129.00
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · derivative · entry 8

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,500 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,625 $70.01 Strike: $37.64 $1,093,843.75
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · derivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,625 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 24,107 $70.01 Strike: $36.59 $1,687,634.64
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · derivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 24,107 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
SaleCommon Stock 61,232 $70.01 $4,286,607.39
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.00 to $70.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 24,107 $36.59 $882,075.13
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 15,625 $37.64 $588,125.00
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 21,500 $53.22 $1,144,230.00
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:15 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,020 $67.61 Strike: $37.64 $474,633.43
Disclosure

SEC source: 0001614094-18-000024 · edgardoc.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,020 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 35,100 stock options, subject to the options vesting monthly in equal installments over the next 48 months following the grant date, subject to continued service on each applicable vesting date.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:15 UTC
Kurian GeorgeDirector · CEO
SaleCommon Stock 7,020 $67.61 $474,633.43
Disclosure

SEC source: 0001614094-18-000024 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,637

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.83 to $66.77. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 04, 2018 Filed May 8, 2018 23:15 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 7,020 $37.64 $264,232.80
Disclosure

SEC source: 0001614094-18-000024 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 20:17 UTC
RICHARD HENRI PEVP, Go To Market
SaleCommon Stock 2,450 $68.19 $167,069.18
Disclosure

SEC source: 0001614094-18-000022 · edgardoc.xml · nonDerivative · entry 1

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.64 to $68.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 20:06 UTC
RICHARD HENRI PEVP, Go To Market
SaleCommon Stock 4,900 $66.00 $323,408.82
Disclosure

SEC source: 0001614094-18-000020 · edgardoc.xml · nonDerivative · entry 1

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,984

F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:41 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,020 $61.95 Strike: $37.64 $434,886.89
Disclosure

SEC source: 0001614094-18-000018 · edgardoc.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020

Underlying: Common Stock · 7,020 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:41 UTC
Kurian GeorgeDirector · CEO
SaleCommon Stock 7,020 $61.95 $434,886.89
Disclosure

SEC source: 0001614094-18-000018 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,637

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.56 to $62.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:41 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 7,020 $37.64 $264,232.80
Disclosure

SEC source: 0001614094-18-000018 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:19 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,020 $60.98 Strike: $37.64 $428,056.43
Disclosure

SEC source: 0001614094-18-000016 · edgardoc.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,040

Underlying: Common Stock · 7,020 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:19 UTC
Kurian GeorgeDirector · CEO
SaleCommon Stock 7,020 $60.98 $428,056.43
Disclosure

SEC source: 0001614094-18-000016 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,637

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.21 to $61.35. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:19 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 7,020 $37.64 $264,232.80
Disclosure

SEC source: 0001614094-18-000016 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed May 18, 2018 20:52 UTC GiftCommon Stock 4,466 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000038 · edgardoc.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $60.02 Strike: $53.22 $300,092.00
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · derivative · entry 7

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.

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March 02, 2018 Filed Mar 6, 2018 21:19 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,391 $60.02 Strike: $37.64 $203,522.39
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · derivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,391 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.

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March 02, 2018 Filed Mar 6, 2018 21:19 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,250 $60.02 Strike: $36.59 $195,059.80
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · derivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 3,250 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.

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March 02, 2018 Filed Mar 6, 2018 21:19 UTC
REICH JOEL DExec VP, Product Operations
SaleCommon Stock 11,641 $60.02 $698,674.19
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.01 to $60.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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March 02, 2018 Filed Mar 6, 2018 21:19 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 3,250 $36.59 $118,917.50
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 3,391 $37.64 $127,637.24
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:19 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 5,000 $53.22 $266,100.00
Disclosure

SEC source: 0001614094-18-000015 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2018 Filed Feb 7, 2018 21:09 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,020 $59.48 Strike: $37.64 $417,549.60
Disclosure

SEC source: 0001614094-18-000010 · edgardoc.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,060

Underlying: Common Stock · 7,020 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

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February 05, 2018 Filed Feb 7, 2018 21:09 UTC
Kurian GeorgeDirector · CEO
SaleCommon Stock 7,020 $59.48 $417,549.60
Disclosure

SEC source: 0001614094-18-000010 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,637

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.