Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000050 · edgardoc.xml · derivative · entry 7 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 9,000 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,077 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000050 · edgardoc.xml · derivative · entry 6 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,154 Underlying: Common Stock · 8,077 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Tax withholdingCommon Stock | 4,462 | $69.71 | $311,046.02 |
DisclosureSEC source: 0001614094-18-000050 · edgardoc.xml · nonDerivative · entry 5 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,735 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000050 · edgardoc.xml · nonDerivative · entry 4 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Tax withholdingCommon Stock | 4,004 | $69.71 | $279,118.84 |
DisclosureSEC source: 0001614094-18-000050 · edgardoc.xml · nonDerivative · entry 3 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,197 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionCommon Stock | 8,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000050 · edgardoc.xml · nonDerivative · entry 2 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 14,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 16 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,750 Underlying: Common Stock · 14,250 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 14,575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 15 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,150 Underlying: Common Stock · 14,575 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 14 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,450 Underlying: Common Stock · 10,725 shares Expires 2022-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 13 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,175 Underlying: Common Stock · 10,725 shares Expires 2022-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $68.36 Strike: $40.70 | $410,143.80 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 12 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 6,000 shares Expires 2020-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On October 15, 2013, the reporting person was granted 36,000 stock options of which 25% vested on September 20,2014. The balance of the shares vested monthly in equal installments over the next 36 months following September 20,2014, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 7,065 | $69.71 | $492,501.15 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 9 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,986 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 14,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 8 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 7,226 | $69.71 | $503,724.46 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 7 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,801 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 14,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 6 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 5,317 | $69.71 | $370,648.07 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 5 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,452 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 5,317 | $69.71 | $370,648.07 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,044 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 6,000 | $68.36 | $410,143.80 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,636 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.00 to $68.78. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 15 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 14 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 6,500 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 13 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Underlying: Common Stock · 4,850 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 12 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,550 Underlying: Common Stock · 2,850 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 2,479 | $69.71 | $172,811.09 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 9 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,350 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 8 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 3,222 | $69.71 | $224,605.62 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 7 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,829 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 6 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 2,404 | $69.71 | $167,582.84 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,551 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 4,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 1,413 | $69.71 | $98,500.23 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,105 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Oct 3, 2018 21:07 UTC Amendment |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 6,000 | $40.70 | $244,200.00 |
DisclosureSEC source: 0001614094-18-000119 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This Form 4/A is being filed to report the acquisition of shares in connection with the exercise and sale of a stock option that was reported on the original Form 4. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 20:41 UTC |
RICHARD HENRI PEVP, Go To Market
|
OtherCommon Stock | 997 | $21.31 | $21,245.57 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,058 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 20:40 UTC |
REICH JOEL DExec VP, Product Operations
|
OtherCommon Stock | 603 | $21.31 | $12,849.63 |
DisclosureSEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,492 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 689 | $21.31 | $14,682.25 |
DisclosureSEC source: 0001614094-18-000050 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,124 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
OtherCommon Stock | 981 | $21.31 | $20,904.62 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,668 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:41 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $67.71 Strike: $53.22 | $338,529.00 |
DisclosureSEC source: 0001614094-18-000042 · edgardoc.xml · derivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:41 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 18,108 | $67.72 | $1,226,235.73 |
DisclosureSEC source: 0001614094-18-000042 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,889 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.71 to $67.83. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:41 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 5,000 | $67.71 | $338,529.00 |
DisclosureSEC source: 0001614094-18-000042 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,997 Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:41 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 5,000 | $53.22 | $266,100.00 |
DisclosureSEC source: 0001614094-18-000042 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:11 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 5,753 | $68.30 | $392,939.10 |
DisclosureSEC source: 0001614094-18-000040 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,636 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.01 to $68.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:11 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 10,800 | $67.77 | $731,966.76 |
DisclosureSEC source: 0001614094-18-000040 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,389 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.48 to $68.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:11 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 13,700 | $67.00 | $917,906.85 |
DisclosureSEC source: 0001614094-18-000040 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,189 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.49 to $67.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC |
RICHARD HENRI PEVP, Go To Market
|
Tax withholdingCommon Stock | 42,967 | $70.68 | $3,036,907.56 |
DisclosureSEC source: 0001614094-18-000037 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,061 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC |
RICHARD HENRI PEVP, Go To Market
|
GrantCommon Stock | 90,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000037 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,028 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F4 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 2,450 | $70.77 | $173,379.15 |
DisclosureSEC source: 0001614094-18-000037 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.38 to $71.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC |
REICH JOEL DExec VP, Product Operations
|
Tax withholdingCommon Stock | 24,111 | $70.68 | $1,704,165.48 |
DisclosureSEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 6 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,997 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC |
REICH JOEL DExec VP, Product Operations
|
GrantCommon Stock | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000036 · edgardoc.xml · nonDerivative · entry 5 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,108 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.