Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 4, 2019 20:26 UTC |
RICHARD HENRI PEVP, Go To Market
|
OtherCommon Stock | 357 | $50.32 | $17,964.24 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019. F2 · balance_after: Shares held in the account titled Henri Richard Gay Richard JT TEN Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:25 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 300 | $50.32 | $15,096.00 |
DisclosureSEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,806 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:25 UTC |
REICH JOEL DExec VP, Product Operations
|
OtherCommon Stock | 358 | $50.32 | $18,014.56 |
DisclosureSEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,361 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:24 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
OtherCommon Stock | 357 | $50.32 | $17,964.24 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,722 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
REICH JOEL DExec VP, Product Operations
|
Tax withholdingCommon Stock | 23,391 | $69.69 | $1,630,118.79 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,003 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
REICH JOEL DExec VP, Product Operations
|
GrantCommon Stock | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,394 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
REICH JOEL DExec VP, Product Operations
|
Tax withholdingCommon Stock | 19,617 | $69.69 | $1,367,108.73 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,394 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
REICH JOEL DExec VP, Product Operations
|
GrantCommon Stock | 43,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000015 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,011 F1 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
RICHARD HENRI PEVP, Go To Market
|
Tax withholdingCommon Stock | 42,938 | $69.69 | $2,992,349.22 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,976 F4 · balance_after: Shares held in the account titled Henri Richard Gay Richard JT TEN Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
RICHARD HENRI PEVP, Go To Market
|
GrantCommon Stock | 90,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,914 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
RICHARD HENRI PEVP, Go To Market
|
Tax withholdingCommon Stock | 27,789 | $69.69 | $1,936,615.41 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,968 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
RICHARD HENRI PEVP, Go To Market
|
GrantCommon Stock | 56,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,757 F1 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,032 | $69.69 Strike: $0.00 | $1,117,270.08 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · derivative · entry 8 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,032 Underlying: Common Stock · 16,032 shares Expires 2023-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Tax withholdingCommon Stock | 23,781 | $69.69 | $1,657,297.89 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 7 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,506 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
GrantCommon Stock | 47,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 6 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,287 F5 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F4 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Tax withholdingCommon Stock | 26,814 | $69.69 | $1,868,667.66 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 5 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,321 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
GrantCommon Stock | 54,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 4 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,135 F3 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F4 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Tax withholdingCommon Stock | 5,796 | $69.69 | $403,923.24 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 3 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,081 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionCommon Stock | 16,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 2 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 83,321 | $69.69 | $5,806,640.49 |
DisclosureSEC source: 0001614094-19-000014 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,165 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
Kurian GeorgeDirector · CEO
|
GrantCommon Stock | 168,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000014 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,486 F3 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 84,612 | $69.69 | $5,896,610.28 |
DisclosureSEC source: 0001614094-19-000014 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,432 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
Kurian GeorgeDirector · CEO
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000014 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,044 F1 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 17,183 | $69.69 | $1,197,483.27 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,365 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
GrantCommon Stock | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,548 F4 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F3 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 14,626 | $69.69 | $1,019,285.94 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,548 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
GrantCommon Stock | 29,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,174 F2 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F3 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed Jun 3, 2020 20:42 UTC Amendment |
PASEK RONALD JEVP Finance & Operations, CFO
|
GrantCommon Stock | 54,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000024 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,536 F1 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F2 · price: Performance stock units convert into stock on a one-for-one basis. F3 · balance_after: The acquisition of 54,084 shares reported herein amends the original disclosure that inadvertently reported an acquisition of 54,054 shares. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $64.04 Strike: $41.42 | $1,280,794.00 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · derivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 20,000 shares Expires 2020-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 20,000 | $64.04 | $1,280,794.00 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $$64.01 to $64.0615. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:15 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 20,000 | $41.42 | $828,400.00 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:13 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 5,050 | $66.01 | $333,343.94 |
DisclosureSEC source: 0001614094-19-000005 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,707 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:20 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,132 | $60.34 Strike: $0.00 | $430,344.88 |
DisclosureSEC source: 0001614094-19-000003 · edgardoc.xml · derivative · entry 2 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,618 Underlying: Common Stock · 7,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: January 1, 2019, the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. F1 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: January 1, 2019, the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:20 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionCommon Stock | 7,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000003 · edgardoc.xml · nonDerivative · entry 1 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Feb 21, 2019 21:15 UTC |
REICH JOEL DExec VP, Product Operations
|
OtherCommon Stock | 141 | $56.84 | $8,014.37 |
DisclosureSEC source: 0001614094-19-000007 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018. Read SEC document |
| November 30, 2018 Filed May 20, 2019 20:40 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 110 | $56.84 | $6,252.35 |
DisclosureSEC source: 0001614094-19-000016 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,845 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018. Read SEC document |
| November 30, 2018 Filed May 20, 2019 20:40 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
OtherCommon Stock | 6 | $56.84 | $341.04 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,674 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 22:20 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 3,800 | $67.44 | $256,273.90 |
DisclosureSEC source: 0001614094-18-000131 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,044 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.05 to $67.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 22:20 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,400 | $66.46 | $292,415.20 |
DisclosureSEC source: 0001614094-18-000131 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,844 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 22:20 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 1,800 | $65.48 | $117,860.94 |
DisclosureSEC source: 0001614094-18-000131 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,244 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.97 to $65.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:51 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 638 | $70.85 | $45,204.41 |
DisclosureSEC source: 0001614094-18-000129 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,757 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.33 to $71.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:51 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 987 | $69.47 | $68,571.04 |
DisclosureSEC source: 0001614094-18-000129 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,395 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.14 to $70.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:51 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 900 | $68.72 | $61,848.00 |
DisclosureSEC source: 0001614094-18-000129 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,382 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.04 to $69.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:14 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $78.35 Strike: $40.70 | $470,122.80 |
DisclosureSEC source: 0001614094-18-000127 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On October 15, 2013, the reporting person was granted 36,000 stock options of which 25% vested on September 20,2014. The balance of the shares vested monthly in equal installments over the next 36 months following September 20,2014, subject to continued service on each applicable vesting date. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:14 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 6,000 | $78.35 | $470,122.80 |
DisclosureSEC source: 0001614094-18-000127 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,044 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $78.05 to $79.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 21:14 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 6,000 | $40.70 | $244,200.00 |
DisclosureSEC source: 0001614094-18-000127 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 22:34 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 11,435 | $78.46 | $897,142.07 |
DisclosureSEC source: 0001614094-18-000124 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,044 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.75 to $78.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:11 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 725 | $77.78 | $56,393.76 |
DisclosureSEC source: 0001614094-18-000122 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,282 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.49 to $77.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:11 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 900 | $77.24 | $69,518.97 |
DisclosureSEC source: 0001614094-18-000122 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,007 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $876.94 to $77.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:11 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 900 | $76.09 | $68,481.00 |
DisclosureSEC source: 0001614094-18-000122 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,907 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.79 to $76.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.