Tapewire

Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Exercise / conversionCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 6

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Tax withholdingCommon Stock 4,462 $59.20 $264,150.40
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 5

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,417

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 4

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Tax withholdingCommon Stock 4,004 $59.20 $237,036.80
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 3

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,879

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
PASEK RONALD JEVP Finance & Operations, CFO
Exercise / conversionCommon Stock 8,077 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000025 · edgardoc.xml · nonDerivative · entry 2

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 17

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 7,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 16

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 7,250 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 15

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 14

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,425 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · derivative · entry 13

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,850 shares

Expires 2022-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,813 $59.20 $107,329.60
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 11

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,862

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 10

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 3,287 $59.20 $194,590.40
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 9

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,675

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 7,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 8

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 4,080 $59.20 $241,536.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 7

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,712

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,552 $59.20 $91,878.40
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,792

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 3,425 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,292 $59.20 $76,486.40
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,919

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000026 · edgardoc.xml · nonDerivative · entry 2

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 8,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · derivative · entry 15

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 8,500 shares

Expires 2025-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 34,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 14,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · derivative · entry 14

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 14,250 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 14,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · derivative · entry 13

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,575

Underlying: Common Stock · 14,575 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 10,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · derivative · entry 12

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,725 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 10,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · derivative · entry 11

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Underlying: Common Stock · 10,725 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 4,214 $59.20 $249,468.80
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 10

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,801

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 9

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 7,065 $59.20 $418,248.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 8

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,515

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 14,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 7

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 7,226 $59.20 $427,779.20
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 6

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,330

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 14,575 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 5

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 5,317 $59.20 $314,766.40
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 4

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,981

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 10,725 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 3

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 5,317 $59.20 $314,766.40
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,573

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 10,725 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000024 · edgardoc.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 17

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 16

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 15

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 14

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,850 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 4,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 13

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 4,850 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

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June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 1,487 $59.20 $88,030.40
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 11

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,917

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 10

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 2,479 $59.20 $146,756.80
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 9

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,404

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 8

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 3,222 $59.20 $190,742.40
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,883

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 1,413 $59.20 $83,649.60
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,605

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 2,404 $59.20 $142,316.80
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,168

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:24 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 4,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.